Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, August 29, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cornerstone Capital Resources Inc | TSXV | CGP | 0.11 | 22.22 | 0.24 | 0.05 | 403,906 | 20.9 |
| Lithium Americas Corp | TSX | LAC | 0.32 | 18.52 | 0.48 | 0.18 | 670,721 | 49.5 |
| Duluth Metals Ltd | TSX | DM | 0.30 | 11.11 | 1.43 | 0.22 | 260,575 | 41.0 |
| Geomega Resources Inc | TSXV | GMA | 0.36 | 10.94 | 1.06 | 0.08 | 315,406 | 17.9 |
| Orezone Gold Corp | TSX | ORE | 1.07 | 10.31 | 1.07 | 0.33 | 2,571,811 | 102.4 |
| Talon Metals Corp | TSX | TLO | 0.57 | 9.62 | 0.58 | 0.17 | 421,995 | 52.5 |
| Canada Zinc Metals Corp | TSXV | CZX | 0.52 | 9.47 | 0.60 | 0.19 | 116,325 | 77.4 |
| Galane Gold Ltd | TSXV | GG | 0.29 | 9.43 | 0.30 | 0.07 | 265,478 | 15.3 |
| Belo Sun Mining Corp | TSX | BSX | 0.25 | 8.70 | 0.82 | 0.15 | 547,550 | 66.5 |
| Ginguro Exploration Inc | TSXV | GEG | 0.26 | 8.51 | 0.40 | 0.12 | 217,700 | 21.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ivanhoe Energy Inc | TSX | IE | 2.49 | 55.63 | 7.14 | 1.43 | 1,962,580 | 40.8 |
| Americas Petrogas Inc | TSXV | BOE | 0.58 | 11.54 | 1.85 | 0.47 | 446,340 | 132.3 |
| Platino Energy Corp | TSXV | PZE | 0.56 | 9.80 | 1.09 | 0.48 | 115,100 | 38.9 |
| Petro One Energy Corp | TSXV | POP | 0.79 | 9.72 | 0.83 | 0.12 | 997,441 | 46.7 |
| Augusta Industries Inc | TSXV | AAO | 0.12 | 9.09 | 0.19 | 0.02 | 541,884 | 22.2 |
| Claim Post Resources Inc | TSXV | CPS | 0.13 | 8.33 | 0.19 | 0.03 | 162,000 | 15.3 |
| Macro Enterprises Inc | TSXV | MCR | 3.55 | 7.25 | 7.35 | 3.26 | 199,714 | 107.1 |
| East West Petroleum Corp | TSXV | EW | 0.23 | 6.98 | 0.71 | 0.21 | 201,100 | 21.4 |
| Terrace Energy Corp | TSXV | TZR | 2.00 | 6.95 | 2.63 | 1.70 | 197,077 | 175.6 |
| Blackbird Energy Inc | TSXV | BBI | 0.32 | 6.67 | 0.35 | 0.06 | 3,722,393 | 62.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wi2Wi Corp | TSXV | YTY | 0.16 | 28.00 | 0.29 | 0.05 | 202,000 | 13.5 |
| Snipp Interactive Inc | TSXV | SPN | 0.24 | 4.35 | 0.24 | 0.08 | 199,438 | 16.6 |
| BSM Technologies Inc | TSXV | GPS | 2.07 | 4.02 | 3.45 | 1.81 | 169,320 | 98.6 |
| Keek Inc | TSXV | KEK | 0.14 | 3.70 | 0.35 | 0.07 | 315,000 | 48.0 |
| Sierra Wireless Inc | TSX | SW | 30.44 | 3.01 | 31.12 | 12.53 | 105,035 | 959.3 |
| Symbility Solutions Inc | TSXV | SY | 0.29 | 1.79 | 0.50 | 0.24 | 142,100 | 59.8 |
| Wi-Lan Inc | TSX | WIN | 4.21 | 1.69 | 4.74 | 2.96 | 219,455 | 506.1 |
| Guestlogix Inc | TSX | GXI | 1.21 | 0.83 | 1.60 | 0.88 | 304,344 | 111.1 |
| Computer Modelling Group Ltd | TSX | CMG | 12.73 | 0.39 | 15.74 | 11.40 | 109,807 | 1,003.0 |
| Sandvine Corp | TSX | SVC | 3.29 | 0.30 | 4.08 | 1.89 | 176,127 | 494.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| PyroGenesis Canada Inc | TSXV | PYR | 0.59 | 11.32 | 0.83 | 0.04 | 151,200 | 47.5 |
| XPEL Technologies Corp | TSXV | DAP/U | 2.32 | 3.57 | 2.55 | 0.66 | 114,835 | 59.8 |
| Pure Technologies Ltd | TSX | PUR | 7.71 | 2.80 | 8.32 | 4.74 | 101,378 | 399.7 |
| Pacific Safety Products Inc | TSXV | PSP | 0.20 | 2.56 | 0.23 | 0.04 | 165,357 | 13.1 |
| Gemini Corp | TSXV | GKX | 0.65 | 1.56 | 1.15 | 0.30 | 146,855 | 37.1 |
| Norbord Inc | TSX | NBD | 23.07 | 0.87 | 34.24 | 20.51 | 110,358 | 1,232.8 |
| Martinrea International Inc | TSX | MRE | 14.29 | 0.78 | 14.70 | 6.91 | 162,114 | 1,208.0 |
| Badger Daylighting Ltd | TSX | BAD | 29.53 | 0.10 | 43.65 | 19.33 | 144,442 | 1,093.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Supreme Pharmaceuticals Inc | CNSX | SL | 0.41 | 12.33 | 0.68 | 0.15 | 731,496 | 10.5 |
| biOasis Technologies Inc | TSXV | BTI | 1.18 | 3.51 | 1.35 | 0.67 | 101,873 | 49.7 |
| Concordia Healthcare Corp | TSX | CXR | 36.25 | 2.60 | 38.75 | 6.25 | 245,559 | 1,035.3 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 23.20 | 2.16 | 34.66 | 5.57 | 239,273 | 512.9 |
| Knight Therapeutics Inc | TSX | GUD | 5.47 | 2.05 | 6.25 | 4.81 | 205,005 | 425.4 |
| Leisureworld Senior Care Corp | TSX | LW | 13.70 | 0.37 | 13.94 | 10.17 | 574,299 | 496.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Lakeview Hotel Investment Corp | TSXV | LHR | 0.65 | 51.16 | 0.72 | 0.18 | 271,750 | 13.0 |
| Difference Capital Financial Inc | TSX | DCF | 1.33 | 6.40 | 3.10 | 1.20 | 1,902,414 | 52.3 |
| Excelsior Mining Corp | TSXV | MIN | 0.27 | 5.88 | 0.63 | 0.10 | 336,475 | 22.2 |
| Sprott Inc | TSX | SII | 2.98 | 2.41 | 3.85 | 2.38 | 131,036 | 740.0 |
| Canaccord Genuity Group Inc | TSX | CF | 12.06 | 2.12 | 13.49 | 5.84 | 396,123 | 1,230.1 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.48 | 1.07 | 10.03 | 7.97 | 146,697 | 1,033.5 |
| Tricon Capital Group Inc | TSX | TCN | 7.74 | 0.78 | 8.54 | 5.91 | 107,125 | 701.5 |
| AGF Management Ltd | TSX | AGF/B | 12.44 | 0.32 | 14.78 | 10.82 | 499,796 | 1,069.4 |
| Westaim Corp/The | TSXV | WED | 3.16 | 0.32 | 3.48 | 1.50 | 136,500 | 222.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Allied Nevada Gold Corp | NYSE | ANV | 3.82 | 2.96 | 6.70 | 2.61 | 2,125,675 | 398.5 |
| Molycorp Inc | NYSE | MCP | 1.79 | 2.87 | 7.78 | 1.61 | 2,645,455 | 438.1 |
| AK Steel Holding Corp | NYSE | AKS | 10.92 | 2.82 | 11.37 | 3.30 | 5,387,628 | 1,493.8 |
| Uranium Resources Inc | NASDAQ | URRE | 3.07 | 1.32 | 4.05 | 2.21 | 110,652 | 76.7 |
| Coeur Mining Inc | NYSE | CDE | 7.92 | 1.15 | 14.93 | 6.62 | 988,779 | 819.5 |
| General Moly Inc | NYSE | GMO | 0.94 | 1.08 | 1.99 | 0.82 | 181,019 | 86.4 |
| Hecla Mining Co | NYSE | HL | 3.27 | 0.93 | 3.76 | 2.63 | 3,176,270 | 1,142.9 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 20.54 | 0.88 | 22.00 | 12.86 | 306,234 | 1,514.9 |
| Ring Energy Inc | NYSE | REI | 17.17 | 0.70 | 20.61 | 10.55 | 110,394 | 441.5 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 80.55 | 0.54 | 81.49 | 62.60 | 141,168 | 1,439.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 2.83 | 55.49 | 11.60 | 1.82 | 2,086,933 | 27.7 |
| Constellation Energy Partners LLC | NYSE | CEP | 3.87 | 12.50 | 4.23 | 2.04 | 1,169,266 | 113.1 |
| GreenHunter Resources Inc | NYSE | GRH | 2.01 | 12.29 | 3.62 | 0.80 | 844,837 | 71.3 |
| Gevo Inc | NASDAQ | GEVO | 0.52 | 10.45 | 2.18 | 0.43 | 2,053,491 | 51.6 |
| ReneSola Ltd | NYSE | SOL | 2.73 | 6.23 | 6.00 | 2.18 | 1,514,155 | 277.5 |
| Eagle Rock Energy Partners LP | NASDAQ | EROC | 4.34 | 5.85 | 7.88 | 3.97 | 887,384 | 693.8 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.32 | 5.52 | 7.01 | 1.03 | 598,207 | 23.1 |
| Recon Technology Ltd | NASDAQ | RCON | 4.66 | 4.72 | 8.00 | 1.75 | 141,153 | 21.5 |
| BPZ Resources Inc | NYSE | BPZ | 2.45 | 4.26 | 3.40 | 1.58 | 618,685 | 290.5 |
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 2.93 | 4.24 | 3.17 | 0.83 | 279,056 | 61.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| MGT Capital Investments Inc | NYSE | MGT | 1.37 | 23.42 | 4.38 | 0.62 | 413,253 | 13.3 |
| Rally Software Development Corp | NYSE | RALY | 11.54 | 15.40 | 33.06 | 8.40 | 2,309,322 | 286.9 |
| Violin Memory Inc | NYSE | VMEM | 4.22 | 12.23 | 7.98 | 2.50 | 2,512,768 | 383.7 |
| Liquid Holdings Group Inc | NASDAQ | LIQD | 1.67 | 11.71 | 10.30 | 1.20 | 2,972,718 | 100.3 |
| Inuvo Inc | NYSE | INUV | 1.44 | 9.09 | 1.94 | 0.63 | 1,087,570 | 33.8 |
| Mitek Systems Inc | NASDAQ | MITK | 2.47 | 9.05 | 7.11 | 2.15 | 768,549 | 75.3 |
| Varonis Systems Inc | NASDAQ | VRNS | 23.80 | 6.97 | 56.80 | 19.21 | 253,467 | 583.0 |
| Aviat Networks Inc | NASDAQ | AVNW | 1.57 | 6.80 | 2.81 | 0.99 | 343,483 | 97.6 |
| Infoblox Inc | NYSE | BLOX | 13.45 | 5.99 | 48.97 | 11.67 | 1,192,321 | 733.0 |
| Vitesse Semiconductor Corp | NASDAQ | VTSS | 3.34 | 5.36 | 4.69 | 2.42 | 406,641 | 226.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Digital Ally Inc | NASDAQ | DGLY | 18.66 | 19.01 | 19.86 | 3.03 | 16,030,690 | 50.5 |
| Identive Group Inc | NASDAQ | INVE | 17.09 | 8.65 | 17.34 | 4.86 | 319,219 | 137.9 |
| Save the World Air Inc | OTC BB | ZERO | 0.68 | 6.71 | 1.44 | 0.50 | 249,328 | 123.5 |
| Advanced Emissions Solutions Inc | NASDAQ | ADES | 21.79 | 6.03 | 29.17 | 16.26 | 179,582 | 473.5 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 3.09 | 4.75 | 4.34 | 1.64 | 1,293,428 | 376.5 |
| LRAD Corp | NASDAQ | LRAD | 3.31 | 4.09 | 3.45 | 1.26 | 682,996 | 109.2 |
| ENGlobal Corp | NASDAQ | ENG | 2.82 | 4.06 | 4.22 | 0.92 | 158,651 | 78.3 |
| PGT Inc | NASDAQ | PGTI | 10.45 | 3.36 | 12.61 | 7.34 | 423,754 | 494.3 |
| AAR Corp | NYSE | AIR | 27.70 | 2.59 | 31.55 | 23.74 | 190,978 | 1,096.7 |
| Manitex International Inc | NASDAQ | MNTX | 13.49 | 2.51 | 17.85 | 10.06 | 263,963 | 186.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ekso Bionics Holdings Inc | OTC BB | EKSO | 1.17 | 23.16 | 8.22 | 0.93 | 655,537 | 91.8 |
| Synthetic Biologics Inc | NYSE | SYN | 2.62 | 13.91 | 3.64 | 0.95 | 1,718,889 | 153.1 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.13 | 13.12 | 0.27 | 0.11 | 104,397 | 32.6 |
| Navidea Biopharmaceuticals Inc | NYSE | NAVB | 1.43 | 11.72 | 3.00 | 1.11 | 1,013,674 | 215.4 |
| Antares Pharma Inc | NASDAQ | ATRS | 2.35 | 10.33 | 5.15 | 1.87 | 2,112,910 | 306.6 |
| Bluebird Bio Inc | NASDAQ | BLUE | 40.01 | 8.19 | 41.75 | 17.03 | 526,376 | 1,144.1 |
| Ambit Biosciences Corp | NASDAQ | AMBI | 7.57 | 6.62 | 21.44 | 4.80 | 171,867 | 136.3 |
| Pacific Biosciences of California Inc | NASDAQ | PACB | 5.86 | 5.78 | 8.20 | 3.32 | 1,000,762 | 413.9 |
| Zogenix Inc | NASDAQ | ZGNX | 1.35 | 5.47 | 5.19 | 1.18 | 2,092,946 | 190.4 |
| Endocyte Inc | NASDAQ | ECYT | 7.36 | 5.44 | 33.70 | 5.91 | 2,090,999 | 305.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Federated National Holding Co | NASDAQ | FNHC | 24.70 | 7.11 | 26.60 | 8.30 | 541,250 | 341.0 |
| Net 1 UEPS Technologies Inc | NASDAQ | UEPS | 12.26 | 4.79 | 13.38 | 7.03 | 2,873,912 | 586.3 |
| WisdomTree Investments Inc | NASDAQ | WETF | 11.83 | 4.23 | 18.50 | 9.11 | 2,644,389 | 1,577.0 |
| Higher One Holdings Inc | NYSE | ONE | 3.88 | 4.02 | 10.69 | 3.47 | 363,501 | 184.6 |
| eHealth Inc | NASDAQ | EHTH | 24.54 | 3.72 | 63.32 | 18.70 | 308,311 | 436.0 |
| Xoom Corp | NASDAQ | XOOM | 22.86 | 3.67 | 36.07 | 16.90 | 237,571 | 873.0 |
| PRGX Global Inc | NASDAQ | PRGX | 6.22 | 3.32 | 7.76 | 5.82 | 345,396 | 172.0 |
| Ellie Mae Inc | NYSE | ELLI | 35.80 | 3.26 | 36.22 | 22.46 | 252,359 | 1,013.9 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.32 | 2.79 | 3.94 | 2.83 | 156,462 | 103.7 |
| Universal Insurance Holdings Inc | NYSE | UVE | 13.86 | 2.36 | 15.42 | 6.29 | 367,607 | 482.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


