Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, September 02, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aldridge Minerals Inc | TSXV | AGM | 0.36 | 22.41 | 0.40 | 0.15 | 141,500 | 30.1 |
| Houston Lake Mining Inc | TSXV | HLM | 0.16 | 10.71 | 0.16 | 0.04 | 215,583 | 14.1 |
| IBC Advanced Alloys Corp | TSXV | IB | 0.21 | 10.53 | 0.27 | 0.05 | 366,951 | 16.7 |
| True North Gems Inc | TSXV | TGX | 0.11 | 10.00 | 0.17 | 0.06 | 123,200 | 29.6 |
| Inspiration Mining Corp | TSX | ISM | 0.13 | 8.70 | 0.22 | 0.04 | 1,220,279 | 10.3 |
| Western Lithium USA Corp | TSX | WLC | 0.64 | 8.47 | 0.95 | 0.14 | 999,640 | 75.8 |
| Superior Copper Corp | TSXV | SPC | 0.13 | 8.33 | 0.18 | 0.03 | 114,000 | 21.1 |
| Arian Resources Corp | TSXV | ARC | 0.13 | 8.33 | 0.25 | 0.05 | 1,212,639 | 12.5 |
| Robex Resources Inc | TSXV | RBX | 0.17 | 6.25 | 0.25 | 0.13 | 135,947 | 48.2 |
| Woulfe Mining Corp | CNSX | WOF | 0.11 | 5.00 | 0.13 | 0.09 | 140,100 | 36.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Blackbird Energy Inc | TSXV | BBI | 0.39 | 20.31 | 0.41 | 0.06 | 8,781,946 | 74.7 |
| ShaMaran Petroleum Corp | TSXV | SNM | 0.39 | 14.93 | 0.48 | 0.31 | 385,064 | 312.2 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.18 | 12.50 | 0.65 | 0.10 | 701,009 | 11.5 |
| Americas Petrogas Inc | TSXV | BOE | 0.62 | 6.90 | 1.85 | 0.47 | 603,962 | 141.5 |
| Caza Oil & Gas Inc | TSX | CAZ | 0.37 | 5.71 | 0.48 | 0.12 | 391,327 | 87.5 |
| Strategic Oil & Gas Ltd | TSXV | SOG | 0.40 | 5.26 | 1.10 | 0.33 | 6,349,441 | 144.3 |
| Enterprise Group Inc | TSX | E | 0.84 | 3.70 | 1.19 | 0.70 | 327,681 | 122.2 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.19 | 2.70 | 0.36 | 0.16 | 140,450 | 86.1 |
| BNK Petroleum Inc | TSX | BKX | 1.22 | 2.52 | 2.36 | 0.99 | 296,961 | 197.6 |
| Lynden Energy Corp | TSXV | LVL | 1.23 | 2.50 | 1.25 | 0.63 | 422,084 | 159.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sierra Wireless Inc | TSX | SW | 31.85 | 4.63 | 31.85 | 12.53 | 166,980 | 1,003.7 |
| EXO U Inc | TSXV | EXO | 3.86 | 2.66 | 4.50 | 0.70 | 110,540 | 160.3 |
| POET Technologies Inc | TSXV | PTK | 1.70 | 2.41 | 2.87 | 0.32 | 1,060,687 | 278.5 |
| Enghouse Systems Ltd | TSX | ESL | 35.14 | 0.57 | 36.62 | 24.25 | 114,870 | 918.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Legend Power Systems Inc | TSXV | LPS | 0.65 | 6.56 | 0.67 | 0.09 | 155,908 | 34.0 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.44 | 4.76 | 0.80 | 0.27 | 702,980 | 74.7 |
| PyroGenesis Canada Inc | TSXV | PYR | 0.61 | 3.39 | 0.83 | 0.04 | 246,190 | 49.1 |
| DIRTT Environmental Solutions | TSX | DRT | 3.69 | 2.22 | 3.95 | 2.30 | 730,424 | 264.5 |
| Newalta Corp | TSX | NAL | 22.27 | 1.74 | 22.35 | 14.81 | 484,163 | 1,244.9 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.52 | 1.43 | 16.56 | 12.73 | 289,053 | 1,230.1 |
| Badger Daylighting Ltd | TSX | BAD | 29.87 | 1.15 | 43.65 | 19.33 | 112,034 | 1,106.2 |
| Photon Control Inc | TSXV | PHO | 0.44 | 1.15 | 0.57 | 0.14 | 243,825 | 44.9 |
| Martinrea International Inc | TSX | MRE | 14.42 | 0.91 | 14.70 | 6.91 | 149,026 | 1,219.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Revive Therapeutics Ltd | TSXV | RVV | 0.85 | 19.72 | 0.85 | 0.20 | 134,500 | 16.1 |
| Prometic Life Sciences Inc | TSX | PLI | 1.65 | 11.49 | 1.65 | 0.47 | 1,889,505 | 875.0 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.45 | 4.71 | 0.45 | 0.20 | 2,997,787 | 66.8 |
| Cipher Pharmaceuticals Inc | TSX | DND | 11.20 | 3.99 | 11.37 | 6.00 | 109,257 | 284.7 |
| Knight Therapeutics Inc | TSX | GUD | 5.66 | 3.47 | 6.25 | 4.81 | 233,901 | 440.1 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.59 | 1.72 | 0.97 | 0.48 | 799,962 | 58.4 |
| Concordia Healthcare Corp | TSX | CXR | 36.65 | 1.10 | 38.75 | 6.25 | 332,732 | 1,046.8 |
| Extendicare Inc | TSX | EXE | 8.62 | 0.47 | 8.79 | 6.35 | 157,768 | 786.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pethealth Inc | TSX | PTZ | 2.77 | 25.34 | 2.79 | 1.33 | 937,101 | 84.3 |
| Delavaco Residential Properties Corp | TSXV | DVO/U | 0.99 | 3.13 | 1.40 | 0.66 | 546,622 | 55.0 |
| Fiera Capital Corp | TSX | FSZ | 13.50 | 2.04 | 15.67 | 10.95 | 101,008 | 918.6 |
| Alaris Royalty Corp | TSX | AD | 33.65 | 1.82 | 37.69 | 23.79 | 370,923 | 1,076.7 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.29 | 0.71 | 11.50 | 9.52 | 105,044 | 1,966.3 |
| AGF Management Ltd | TSX | AGF/B | 12.52 | 0.64 | 14.78 | 10.82 | 473,980 | 1,076.2 |
| Tricon Capital Group Inc | TSX | TCN | 7.78 | 0.52 | 8.54 | 5.91 | 153,757 | 705.1 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.51 | 0.22 | 5.03 | 4.13 | 336,893 | 855.5 |
| Canaccord Genuity Group Inc | TSX | CF | 12.08 | 0.17 | 13.49 | 5.84 | 136,815 | 1,232.2 |
| HealthLease Properties Real Estate Investment Trust | TSX | HLP-U | 14.11 | 0.14 | 14.30 | 9.27 | 230,322 | 469.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| General Steel Holdings Inc | NYSE | GSI | 1.15 | 6.47 | 1.58 | 0.80 | 391,192 | 67.1 |
| Uranium Energy Corp | NYSE | UEC | 1.35 | 3.85 | 2.49 | 0.94 | 1,042,712 | 122.8 |
| Horsehead Holding Corp | NASDAQ | ZINC | 20.30 | 0.54 | 21.02 | 11.85 | 375,333 | 1,029.5 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 20.57 | 0.15 | 22.00 | 12.86 | 372,986 | 1,517.2 |
| Intrepid Potash Inc | NYSE | IPI | 15.34 | 0.07 | 17.64 | 12.47 | 548,812 | 1,167.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lucas Energy Inc | NYSE | LEI | 0.65 | 11.86 | 1.38 | 0.45 | 484,899 | 21.8 |
| Recon Technology Ltd | NASDAQ | RCON | 5.02 | 7.73 | 8.00 | 1.75 | 235,438 | 23.2 |
| Parker Drilling Co | NYSE | PKD | 6.73 | 7.17 | 8.67 | 5.54 | 1,197,224 | 819.3 |
| Gevo Inc | NASDAQ | GEVO | 0.55 | 6.31 | 2.18 | 0.43 | 3,505,611 | 54.8 |
| Trina Solar Ltd | NYSE | TSL | 13.23 | 5.59 | 18.77 | 9.46 | 6,039,542 | 1,059.9 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 2.94 | 3.89 | 11.60 | 1.82 | 4,374,287 | 28.8 |
| FuelCell Energy Inc | NASDAQ | FCEL | 2.62 | 3.15 | 4.74 | 1.18 | 4,772,327 | 681.3 |
| Alon USA Partners LP | NYSE | ALDW | 20.02 | 3.14 | 20.09 | 10.25 | 436,319 | 1,251.4 |
| Whiting USA Trust I | NYSE | WHX | 2.25 | 2.74 | 6.33 | 1.72 | 310,494 | 31.2 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 9.49 | 2.59 | 13.14 | 7.11 | 1,992,484 | 410.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| XRS Corp | NASDAQ | XRSC | 5.52 | 82.78 | 5.55 | 2.03 | 1,348,535 | 62.0 |
| Development Capital Group Inc | OTC BB | DLPM | 0.12 | 50.00 | 0.85 | 0.07 | 103,900 | 12.7 |
| FormFactor Inc | NASDAQ | FORM | 8.41 | 19.46 | 8.50 | 4.99 | 1,676,187 | 474.1 |
| Inuvo Inc | NYSE | INUV | 1.70 | 18.06 | 1.94 | 0.63 | 2,037,894 | 40.0 |
| MGT Capital Investments Inc | NYSE | MGT | 1.61 | 17.52 | 4.38 | 0.62 | 913,749 | 15.6 |
| Castlight Health Inc | NYSE | CSLT | 13.40 | 12.51 | 41.95 | 10.05 | 1,488,699 | 1,201.6 |
| Super Micro Computer Inc | NASDAQ | SMCI | 27.00 | 10.25 | 27.28 | 12.65 | 861,149 | 1,213.1 |
| Kopin Corp | NASDAQ | KOPN | 4.32 | 8.82 | 4.75 | 2.90 | 582,138 | 285.4 |
| AXT Inc | NASDAQ | AXTI | 2.62 | 7.82 | 2.68 | 2.04 | 147,640 | 85.6 |
| e-Future Information Technology Inc | NASDAQ | EFUT | 5.18 | 7.22 | 7.09 | 3.12 | 2,112,690 | 20.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Image Sensing Systems Inc | NASDAQ | ISNS | 6.67 | 79.78 | 7.50 | 2.10 | 17,793,799 | 33.2 |
| Digital Ally Inc | NASDAQ | DGLY | 33.41 | 79.05 | 33.59 | 3.03 | 21,371,659 | 90.4 |
| Vicon Industries Inc | NYSE | VII | 4.24 | 35.46 | 4.51 | 1.79 | 3,333,460 | 19.2 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 5.80 | 19.34 | 14.32 | 3.20 | 876,540 | 28.6 |
| Highpower International Inc | NASDAQ | HPJ | 7.23 | 14.40 | 7.73 | 1.15 | 1,262,658 | 108.8 |
| Power Solutions International Inc | NASDAQ | PSIX | 77.30 | 13.09 | 88.96 | 46.00 | 173,605 | 829.3 |
| Taser International Inc | NASDAQ | TASR | 17.54 | 11.93 | 20.83 | 10.46 | 6,062,275 | 921.4 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.00 | 10.70 | 4.38 | 1.48 | 1,195,766 | 99.7 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.26 | 9.21 | 0.41 | 0.13 | 7,160,712 | 121.7 |
| ARC Group Worldwide Inc | NASDAQ | ARCW | 21.70 | 8.72 | 21.88 | 1.96 | 113,245 | 323.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Adamis Pharmaceuticals Corp | NASDAQ | ADMP | 5.07 | 26.12 | 11.90 | 2.62 | 886,241 | 53.2 |
| RXi Pharmaceuticals Corp | NASDAQ | RXII | 3.32 | 11.41 | 6.84 | 2.21 | 1,390,070 | 53.5 |
| MediciNova Inc | NASDAQ | MNOV | 2.61 | 11.06 | 5.25 | 1.66 | 401,813 | 63.0 |
| Zeltiq Aesthetics Inc | NASDAQ | ZLTQ | 23.16 | 10.23 | 24.79 | 7.87 | 2,045,455 | 869.1 |
| Advaxis Inc | NASDAQ | ADXS | 4.27 | 10.05 | 11.70 | 2.46 | 1,041,215 | 82.3 |
| Palatin Technologies Inc | NYSE | PTN | 0.91 | 7.69 | 1.50 | 0.56 | 134,159 | 35.7 |
| Delcath Systems Inc | NASDAQ | DCTH | 2.57 | 7.08 | 10.56 | 1.90 | 206,455 | 24.3 |
| Achillion Pharmaceuticals Inc | NASDAQ | ACHN | 12.27 | 6.05 | 12.29 | 2.26 | 10,420,427 | 1,199.9 |
| Pain Therapeutics Inc | NASDAQ | PTIE | 4.47 | 5.92 | 6.22 | 2.48 | 160,847 | 204.5 |
| Retrophin Inc | NASDAQ | RTRX | 14.40 | 5.26 | 24.25 | 5.11 | 221,679 | 384.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 8.85 | 17.53 | 10.50 | 2.10 | 2,787,428 | 398.7 |
| Capital Southwest Corp | NASDAQ | CSWC | 40.64 | 11.04 | 41.87 | 30.85 | 119,756 | 626.4 |
| Royal Bancshares of Pennsylvania Inc | NASDAQ | RBPAA | 1.70 | 10.39 | 3.88 | 1.30 | 139,874 | 41.3 |
| eHealth Inc | NASDAQ | EHTH | 26.65 | 8.60 | 63.32 | 18.70 | 411,697 | 473.5 |
| Universal Insurance Holdings Inc | NYSE | UVE | 14.36 | 3.61 | 15.42 | 6.29 | 454,889 | 499.5 |
| Outerwall Inc | NASDAQ | OUTR | 61.04 | 3.58 | 74.30 | 46.25 | 605,620 | 1,212.0 |
| Gramercy Property Trust Inc | NYSE | GPT | 6.40 | 3.39 | 6.44 | 3.96 | 1,113,078 | 762.8 |
| Medallion Financial Corp | NASDAQ | TAXI | 12.50 | 3.31 | 17.85 | 11.01 | 313,607 | 314.5 |
| HFF Inc | NYSE | HF | 30.87 | 2.90 | 38.23 | 21.55 | 340,557 | 1,163.1 |
| Interactive Brokers Group Inc | NASDAQ | IBKR | 24.05 | 2.60 | 25.03 | 16.91 | 533,479 | 1,373.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


