Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, September 17, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Calibre Mining Corp | TSXV | CXB | 0.12 | 27.78 | 0.13 | 0.03 | 2,911,646 | 22.8 |
| Tintina Resources Inc | TSXV | TAU | 0.13 | 18.18 | 0.33 | 0.09 | 158,200 | 18.5 |
| True North Gems Inc | TSXV | TGX | 0.11 | 10.00 | 0.17 | 0.06 | 1,434,700 | 29.6 |
| RB Energy Inc | TSX | RBI | 0.24 | 6.82 | 1.50 | 0.20 | 1,814,253 | 61.9 |
| Balmoral Resources Ltd | TSX | BAR | 1.55 | 5.44 | 1.98 | 0.30 | 481,133 | 158.6 |
| IBC Advanced Alloys Corp | TSXV | IB | 0.20 | 5.41 | 0.27 | 0.05 | 803,248 | 15.5 |
| Falco Pacific Resource Group I | TSXV | FPC | 0.70 | 4.48 | 0.87 | 0.30 | 242,550 | 51.6 |
| Harte Gold Corp | TSX | HRT | 0.13 | 4.17 | 0.34 | 0.05 | 1,035,900 | 27.5 |
| GoGold Resources Inc | TSX | GGD | 1.55 | 4.03 | 1.75 | 0.89 | 149,349 | 229.1 |
| North American Palladium Ltd | TSX | PDL | 0.26 | 4.00 | 1.06 | 0.25 | 299,323 | 100.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Arcan Resources Ltd | TSXV | ARN | 0.25 | 6.38 | 0.85 | 0.22 | 151,247 | 24.5 |
| Madalena Energy Inc | TSXV | MVN | 0.46 | 4.55 | 0.83 | 0.38 | 5,643,825 | 241.5 |
| Claim Post Resources Inc | TSXV | CPS | 0.13 | 4.17 | 0.19 | 0.03 | 100,000 | 14.8 |
| Sterling Resources Ltd | TSXV | SLG | 0.47 | 3.30 | 0.78 | 0.39 | 156,417 | 178.9 |
| Marquee Energy Ltd | TSXV | MQL | 1.11 | 2.78 | 1.33 | 0.62 | 417,439 | 133.5 |
| Petroamerica Oil Corp | TSXV | PTA | 0.38 | 2.74 | 0.44 | 0.28 | 848,945 | 326.9 |
| Taipan Resources Inc | TSXV | TPN | 0.38 | 2.70 | 0.66 | 0.23 | 121,910 | 40.6 |
| Petro One Energy Corp | TSXV | POP | 0.53 | 1.92 | 0.83 | 0.12 | 601,696 | 31.3 |
| PanTerra Resource Corp | TSXV | PRC | 0.27 | 1.89 | 0.62 | 0.03 | 1,178,856 | 215.5 |
| Pan Orient Energy Corp | TSXV | POE | 2.27 | 1.79 | 2.44 | 1.62 | 123,212 | 128.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.45 | 4.32 | 2.87 | 0.32 | 179,281 | 237.6 |
| Intertain Group Ltd/The | TSX | IT | 9.34 | 4.01 | 9.42 | 3.83 | 789,467 | 229.1 |
| Nexj Systems Inc | TSX | NXJ | 1.70 | 3.03 | 2.99 | 1.64 | 110,570 | 36.4 |
| Symbility Solutions Inc | TSXV | SY | 0.28 | 1.82 | 0.50 | 0.24 | 628,500 | 58.7 |
| Wi-Lan Inc | TSX | WIN | 3.99 | 1.01 | 4.74 | 2.96 | 268,041 | 479.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Armtec Infrastructure Inc | TSX | ARF | 0.53 | 16.48 | 2.38 | 0.45 | 105,923 | 12.7 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.14 | 8.00 | 0.21 | 0.07 | 124,863 | 34.5 |
| Legend Power Systems Inc | TSXV | LPS | 0.61 | 7.02 | 0.77 | 0.09 | 129,167 | 31.9 |
| Photon Control Inc | TSXV | PHO | 0.51 | 6.25 | 0.57 | 0.14 | 404,018 | 52.1 |
| CRS Electronics Inc | TSXV | LED | 0.17 | 6.25 | 0.35 | 0.12 | 121,500 | 16.6 |
| Norbord Inc | TSX | NBD | 24.70 | 2.40 | 34.24 | 20.51 | 270,472 | 1,319.9 |
| Aecon Group Inc | TSX | ARE | 15.76 | 1.09 | 18.75 | 13.23 | 333,123 | 889.6 |
| New Flyer Industries Inc | TSX | NFI | 13.54 | 0.59 | 14.07 | 9.84 | 150,227 | 751.1 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 13.31 | 0.45 | 16.56 | 12.73 | 119,089 | 1,210.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Nuvo Research Inc | TSX | NRI | 4.08 | 11.78 | 5.73 | 1.58 | 101,751 | 41.8 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 23.40 | 6.85 | 34.66 | 6.10 | 294,370 | 516.7 |
| Theralase Technologies Inc | TSXV | TLT | 0.32 | 3.23 | 0.56 | 0.18 | 252,200 | 26.0 |
| Agility Health Inc | TSXV | AHI | 0.36 | 2.86 | 1.00 | 0.20 | 121,098 | 10.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.64 | 2.50 | 1.78 | 0.61 | 470,763 | 869.7 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.23 | 2.27 | 0.44 | 0.14 | 4,021,323 | 32.0 |
| Amorfix Life Sciences Ltd | TSX | AMF | 0.30 | 1.72 | 0.45 | 0.20 | 158,704 | 20.0 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.91 | 1.60 | 2.55 | 0.65 | 307,899 | 149.3 |
| Extendicare Inc | TSX | EXE | 8.47 | 0.95 | 8.79 | 6.40 | 161,212 | 772.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| PWC Capital Inc | TSX | PWC | 0.55 | 10.00 | 1.40 | 0.47 | 187,462 | 18.2 |
| Grenville Strategic Royalty Corp | TSXV | GRC | 0.81 | 3.85 | 0.94 | 0.30 | 637,956 | 48.0 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.43 | 3.61 | 0.60 | 0.18 | 725,065 | 50.9 |
| Callidus Capital Corp | TSX | CBL | 22.65 | 2.58 | 24.01 | 15.46 | 119,300 | 1,102.9 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.00 | 1.38 | 11.50 | 9.52 | 312,554 | 1,915.8 |
| Genesis Land Development Corp | TSX | GDC | 4.80 | 0.84 | 4.85 | 3.21 | 618,920 | 215.4 |
| Summit Industrial Income REIT | TSX | SMU-U | 5.93 | 0.68 | 6.41 | 5.30 | 183,108 | 108.3 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.51 | 0.67 | 5.03 | 4.22 | 691,334 | 855.5 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.08 | 0.44 | 10.03 | 7.97 | 274,386 | 989.9 |
| Tricon Capital Group Inc | TSX | TCN | 7.73 | 0.26 | 8.54 | 6.50 | 169,924 | 700.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Golden Minerals Co | NYSE | AUMN | 0.62 | 7.98 | 1.59 | 0.42 | 320,006 | 29.3 |
| AK Steel Holding Corp | NYSE | AKS | 10.26 | 6.43 | 11.37 | 3.73 | 31,002,987 | 1,762.7 |
| Uranerz Energy Corp | NYSE | URZ | 1.20 | 5.26 | 1.97 | 0.80 | 484,009 | 103.5 |
| Shiloh Industries Inc | NASDAQ | SHLO | 17.59 | 3.47 | 25.34 | 12.41 | 118,619 | 302.5 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 25.76 | 2.22 | 33.32 | 24.13 | 197,942 | 687.5 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 0.37 | 1.99 | 1.82 | 0.33 | 115,519 | 22.0 |
| Uranium Energy Corp | NYSE | UEC | 1.40 | 1.45 | 2.31 | 0.94 | 267,143 | 127.9 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 20.12 | 1.36 | 22.00 | 14.33 | 383,360 | 1,484.0 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 80.54 | 0.78 | 81.62 | 62.60 | 211,722 | 1,439.4 |
| Intrepid Potash Inc | NYSE | IPI | 16.30 | 0.74 | 17.64 | 13.51 | 717,369 | 1,240.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Hyperdynamics Corp | NYSE | HDY | 2.14 | 20.22 | 7.00 | 1.13 | 454,455 | 45.0 |
| Houston American Energy Corp | NYSE | HUSA | 0.36 | 11.86 | 0.75 | 0.18 | 444,140 | 18.8 |
| Trina Solar Ltd | NYSE | TSL | 14.47 | 7.19 | 18.77 | 10.15 | 7,100,249 | 1,159.2 |
| KiOR Inc | NASDAQ | KIOR | 0.18 | 6.94 | 3.10 | 0.09 | 4,748,721 | 20.2 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.30 | 6.56 | 7.01 | 1.03 | 510,839 | 22.9 |
| Forest Oil Corp | NYSE | FST | 1.57 | 5.37 | 6.67 | 1.36 | 1,814,281 | 187.4 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 10.18 | 5.17 | 13.14 | 8.18 | 2,772,144 | 440.3 |
| Blueknight Energy Partners LP | NASDAQ | BKEP | 8.00 | 5.12 | 9.50 | 7.52 | 4,454,354 | 251.4 |
| GreenHunter Resources Inc | NYSE | GRH | 1.68 | 5.00 | 3.62 | 0.80 | 433,604 | 59.6 |
| Ener-Core Inc | OTC BB | ENCR | 0.30 | 4.83 | 2.37 | 0.07 | 617,746 | 26.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Epiq Systems Inc | NASDAQ | EPIQ | 17.55 | 18.18 | 17.57 | 11.68 | 1,571,894 | 631.8 |
| ID Systems Inc | NASDAQ | IDSY | 6.39 | 12.70 | 6.79 | 3.88 | 135,916 | 78.4 |
| ChyronHego Corp | NASDAQ | CHYR | 3.70 | 12.12 | 4.30 | 1.32 | 1,439,344 | 135.8 |
| Netlist Inc | NASDAQ | NLST | 1.14 | 8.57 | 2.41 | 0.53 | 406,124 | 47.3 |
| Novatel Wireless Inc | NASDAQ | NVTL | 3.08 | 7.32 | 3.40 | 1.51 | 1,390,817 | 113.5 |
| iPass Inc | NASDAQ | IPAS | 1.62 | 7.28 | 2.20 | 1.05 | 1,032,407 | 104.5 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 25.06 | 6.91 | 40.31 | 11.00 | 867,780 | 788.4 |
| Super Micro Computer Inc | NASDAQ | SMCI | 28.36 | 5.74 | 28.54 | 12.78 | 770,713 | 1,295.3 |
| Telenav Inc | NASDAQ | TNAV | 7.99 | 5.55 | 8.03 | 4.70 | 877,582 | 315.3 |
| Luxoft Holding Inc | NYSE | LXFT | 33.95 | 5.30 | 43.56 | 24.09 | 230,545 | 1,115.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Highpower International Inc | NASDAQ | HPJ | 7.42 | 14.86 | 7.78 | 1.20 | 1,622,551 | 111.7 |
| Apogee Enterprises Inc | NASDAQ | APOG | 39.49 | 8.46 | 40.37 | 27.25 | 559,364 | 1,150.4 |
| Hudson Technologies Inc | NASDAQ | HDSN | 3.43 | 7.52 | 4.00 | 1.75 | 257,045 | 109.9 |
| RADA Electronic Industries Ltd | NASDAQ | RADA | 2.86 | 6.32 | 6.29 | 1.26 | 2,857,283 | 25.5 |
| China Recycling Energy Corp | NASDAQ | CREG | 1.17 | 5.90 | 6.05 | 1.02 | 270,443 | 71.0 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 1.77 | 5.36 | 4.73 | 1.65 | 290,517 | 146.2 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 3.65 | 5.19 | 8.77 | 2.68 | 4,872,578 | 663.4 |
| Advanced Photonix Inc | NYSE | API | 0.57 | 5.19 | 0.88 | 0.40 | 125,620 | 21.2 |
| Layne Christensen Co | NASDAQ | LAYN | 10.87 | 4.02 | 20.75 | 10.10 | 497,209 | 214.6 |
| Lime Energy Co | NASDAQ | LIME | 3.19 | 3.91 | 7.29 | 2.04 | 135,006 | 12.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Auxilium Pharmaceuticals Inc | NASDAQ | AUXL | 31.18 | 44.89 | 32.89 | 16.36 | 15,929,819 | 1,570.1 |
| Medizone International Inc | OTC BB | MZEI | 0.16 | 16.36 | 0.29 | 0.05 | 125,877 | 54.1 |
| TG Therapeutics Inc | NASDAQ | TGTX | 11.60 | 16.12 | 12.45 | 2.97 | 2,487,757 | 442.2 |
| SIGA Technologies Inc | NASDAQ | SIGA | 1.33 | 12.71 | 4.15 | 0.99 | 5,138,088 | 71.2 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 2.79 | 11.16 | 4.25 | 1.34 | 6,988,844 | 418.9 |
| Rosetta Genomics Ltd | NASDAQ | ROSG | 3.91 | 9.52 | 6.69 | 2.35 | 447,899 | 45.5 |
| Halozyme Therapeutics Inc | NASDAQ | HALO | 9.88 | 9.29 | 18.18 | 6.88 | 2,969,260 | 1,238.0 |
| ImmunoCellular Therapeutics Ltd | NYSE | IMUC | 0.97 | 8.99 | 4.00 | 0.65 | 1,596,795 | 58.8 |
| EDAP TMS SA | NASDAQ | EDAP | 1.60 | 8.84 | 6.05 | 1.36 | 317,133 | 39.7 |
| Ekso Bionics Holdings Inc | OTC BB | EKSO | 0.98 | 8.77 | 8.22 | 0.77 | 897,085 | 76.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Atlas Financial Holdings Inc | NASDAQ | AFH | 14.35 | 8.71 | 16.32 | 9.55 | 128,036 | 168.9 |
| Doral Financial Corp | NYSE | DRL | 7.17 | 7.82 | 22.22 | 1.87 | 1,379,076 | 47.7 |
| MoneyGram International Inc | NASDAQ | MGI | 14.07 | 4.38 | 21.95 | 12.45 | 528,675 | 768.3 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 15.13 | 3.70 | 18.56 | 8.30 | 200,998 | 315.3 |
| Interactive Brokers Group Inc | NASDAQ | IBKR | 25.93 | 3.06 | 26.14 | 18.06 | 845,535 | 1,480.6 |
| FXCM Inc | NYSE | FXCM | 16.22 | 2.92 | 19.82 | 12.05 | 986,633 | 744.7 |
| Green Dot Corp | NYSE | GDOT | 18.94 | 2.60 | 26.87 | 16.53 | 363,417 | 759.9 |
| RCS Capital Corp | NYSE | RCAP | 24.41 | 2.43 | 39.98 | 15.21 | 681,956 | 1,593.3 |
| Rouse Properties Inc | NYSE | RSE | 17.87 | 2.41 | 25.26 | 15.65 | 573,182 | 1,031.9 |
| Walter Investment Management Corp | NYSE | WAC | 24.38 | 2.35 | 41.85 | 23.51 | 538,714 | 919.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
