Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, September 12, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wolfden Resources Corp | TSXV | WLF | 0.18 | 24.14 | 0.45 | 0.13 | 111,000 | 10.2 |
| Tintina Resources Inc | TSXV | TAU | 0.13 | 18.18 | 0.33 | 0.09 | 254,618 | 18.5 |
| Graphite One Resources Inc | TSXV | GPH | 0.17 | 17.86 | 0.25 | 0.11 | 3,877,589 | 21.2 |
| Duluth Metals Ltd | TSX | DM | 0.30 | 13.21 | 1.33 | 0.22 | 207,242 | 41.0 |
| Orex Minerals Inc | TSXV | REX | 0.40 | 11.11 | 0.41 | 0.19 | 200,963 | 37.1 |
| Falco Pacific Resource Group I | TSXV | FPC | 0.64 | 10.34 | 0.87 | 0.30 | 287,960 | 47.2 |
| Fission 3.0 Corp | TSXV | FUU | 0.12 | 9.52 | 0.30 | 0.08 | 139,663 | 17.7 |
| Orbite Aluminae Inc | TSX | ORT | 0.48 | 6.74 | 0.70 | 0.19 | 3,110,198 | 143.2 |
| Zenyatta Ventures Ltd | TSXV | ZEN | 2.07 | 6.70 | 4.00 | 1.48 | 216,088 | 115.1 |
| Canickel Mining Ltd | TSX | CML | 0.47 | 4.44 | 0.75 | 0.06 | 753,122 | 17.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| PRD Energy Inc | TSXV | PRD | 0.92 | 16.46 | 1.56 | 0.63 | 115,300 | 110.7 |
| Tuscany Energy Ltd | TSXV | TUS | 0.68 | 13.33 | 0.68 | 0.15 | 312,903 | 31.4 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.20 | 11.11 | 0.64 | 0.10 | 373,050 | 12.8 |
| BNK Petroleum Inc | TSX | BKX | 1.25 | 8.70 | 2.36 | 0.99 | 482,905 | 202.5 |
| Ceiba Energy Services Inc | TSXV | CEB | 1.08 | 8.00 | 1.17 | 0.19 | 112,925 | 133.8 |
| Sintana Energy Inc | TSXV | SNN | 0.14 | 8.00 | 0.23 | 0.07 | 246,000 | 41.9 |
| WesternZagros Resources Ltd | TSXV | WZR | 0.90 | 7.14 | 1.28 | 0.73 | 661,664 | 429.0 |
| Canacol Energy Ltd | TSX | CNE | 6.47 | 6.41 | 8.77 | 4.09 | 1,248,087 | 697.6 |
| Ivanhoe Energy Inc | TSX | IE | 2.28 | 5.56 | 7.07 | 1.43 | 114,020 | 37.4 |
| Sterling Resources Ltd | TSXV | SLG | 0.45 | 4.65 | 0.78 | 0.39 | 381,575 | 171.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.45 | 5.84 | 2.87 | 0.32 | 218,925 | 237.6 |
| Espial Group Inc | TSX | ESP | 2.75 | 5.77 | 3.23 | 0.36 | 235,860 | 65.5 |
| Intertain Group Ltd/The | TSX | IT | 9.15 | 2.35 | 9.42 | 3.83 | 515,537 | 224.4 |
| Redknee Solutions Inc | TSX | RKN | 3.73 | 2.19 | 7.82 | 3.15 | 102,318 | 406.2 |
| Wi-Lan Inc | TSX | WIN | 4.19 | 1.70 | 4.74 | 2.96 | 184,954 | 503.7 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.43 | 0.59 | 17.02 | 11.51 | 153,571 | 1,162.1 |
| COM DEV International Ltd | TSX | CDV | 3.71 | 0.54 | 4.40 | 3.42 | 153,190 | 284.5 |
| Sierra Wireless Inc | TSX | SW | 32.91 | 0.21 | 33.35 | 12.53 | 112,318 | 1,037.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.50 | 16.47 | 0.80 | 0.27 | 1,819,517 | 84.0 |
| Photon Control Inc | TSXV | PHO | 0.47 | 5.62 | 0.57 | 0.14 | 348,095 | 48.0 |
| dynaCERT Inc | TSXV | DYA | 0.19 | 2.78 | 0.20 | 0.05 | 149,747 | 30.0 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.76 | 1.47 | 4.22 | 2.40 | 740,890 | 664.9 |
| Avigilon Corp | TSX | AVO | 20.28 | 1.40 | 34.50 | 15.80 | 487,203 | 942.7 |
| Martinrea International Inc | TSX | MRE | 14.38 | 1.13 | 14.70 | 6.91 | 298,180 | 1,215.6 |
| Aecon Group Inc | TSX | ARE | 15.57 | 0.78 | 18.75 | 13.23 | 203,402 | 878.9 |
| BENEV Capital Inc | TSXV | BEV/H | 2.46 | 0.41 | 2.55 | 1.60 | 819,170 | 95.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Microbix Biosystems Inc | TSX | MBX | 0.60 | 15.38 | 0.62 | 0.12 | 864,250 | 42.3 |
| Immunovaccine Inc | TSXV | IMV | 0.73 | 10.61 | 1.50 | 0.30 | 454,994 | 58.1 |
| Neptune Technologies & Bioressources Inc | TSX | NTB | 2.59 | 5.71 | 4.08 | 1.99 | 410,141 | 197.3 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.46 | 4.55 | 0.50 | 0.22 | 1,219,162 | 69.0 |
| Knight Therapeutics Inc | TSX | GUD | 6.69 | 4.53 | 6.76 | 4.81 | 446,772 | 520.2 |
| Stellar Biotechnologies Inc | TSXV | KLH | 2.05 | 3.54 | 2.55 | 0.65 | 204,083 | 160.3 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.31 | 3.33 | 0.37 | 0.12 | 204,000 | 31.9 |
| Prometic Life Sciences Inc | TSX | PLI | 1.62 | 2.53 | 1.78 | 0.59 | 752,568 | 859.1 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.43 | 2.38 | 0.59 | 0.35 | 188,598 | 35.9 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 22.33 | 1.50 | 34.66 | 5.68 | 235,214 | 493.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Grenville Strategic Royalty Corp | TSXV | GRC | 0.78 | 14.71 | 0.79 | 0.30 | 2,679,134 | 46.2 |
| Carfinco Financial Group Inc | TSX | CFN | 8.55 | 3.76 | 12.97 | 7.40 | 307,095 | 226.3 |
| Equitable Group Inc | TSX | EQB | 65.01 | 2.39 | 67.65 | 44.50 | 110,711 | 1,001.6 |
| GMP Capital Inc | TSX | GMP | 7.85 | 2.08 | 9.20 | 5.57 | 708,762 | 583.6 |
| Excelsior Mining Corp | TSXV | MIN | 0.29 | 1.79 | 0.63 | 0.10 | 123,706 | 23.5 |
| Terra Firma Capital Corp | TSXV | TII | 0.68 | 1.49 | 0.69 | 0.29 | 101,600 | 21.1 |
| VersaPay Corp | TSXV | VPY | 1.45 | 1.40 | 1.55 | 0.98 | 123,333 | 31.6 |
| TIO Networks Corp | TSXV | TNC | 0.86 | 1.18 | 1.01 | 0.33 | 152,900 | 49.1 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 11.29 | 0.89 | 11.64 | 9.25 | 105,392 | 491.1 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.41 | 0.68 | 5.00 | 4.25 | 192,115 | 329.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Noranda Aluminum Holding Corp | NYSE | NOR | 5.63 | 32.78 | 5.64 | 2.21 | 6,601,148 | 387.6 |
| Intrepid Potash Inc | NYSE | IPI | 16.13 | 5.15 | 17.64 | 13.51 | 2,057,729 | 1,227.3 |
| Uranium Energy Corp | NYSE | UEC | 1.42 | 4.41 | 2.35 | 0.94 | 600,694 | 129.7 |
| Uranerz Energy Corp | NYSE | URZ | 1.17 | 3.54 | 1.97 | 0.80 | 500,940 | 100.9 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 19.45 | 3.46 | 22.00 | 14.32 | 650,961 | 1,434.6 |
| USEC Inc | NYSE | USU | 3.09 | 2.32 | 12.40 | 2.63 | 578,396 | 15.2 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 80.38 | 0.12 | 81.62 | 62.60 | 180,333 | 1,436.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ener-Core Inc | OTC BB | ENCR | 0.33 | 32.00 | 2.37 | 0.07 | 1,781,157 | 28.4 |
| KiOR Inc | NASDAQ | KIOR | 0.18 | 28.21 | 3.10 | 0.09 | 2,014,779 | 20.0 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.36 | 15.25 | 7.01 | 1.03 | 1,647,325 | 23.9 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 5.01 | 14.65 | 14.90 | 4.10 | 138,922 | 59.4 |
| ReneSola Ltd | NYSE | SOL | 3.55 | 7.58 | 6.00 | 2.18 | 2,688,547 | 360.8 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 3.65 | 4.58 | 10.19 | 2.51 | 668,065 | 54.2 |
| GreenHunter Resources Inc | NYSE | GRH | 1.57 | 4.33 | 3.62 | 0.80 | 461,392 | 55.5 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 3.43 | 3.63 | 11.60 | 1.82 | 3,034,025 | 33.6 |
| Trina Solar Ltd | NYSE | TSL | 14.51 | 3.57 | 18.77 | 10.15 | 5,427,875 | 1,162.4 |
| Real Goods Solar Inc | NASDAQ | RGSE | 1.57 | 2.61 | 5.65 | 1.38 | 694,939 | 84.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| 21Vianet Group Inc | NASDAQ | VNET | 19.87 | 28.03 | 32.34 | 14.23 | 14,461,858 | 1,321.4 |
| Lantronix Inc | NASDAQ | LTRX | 2.15 | 18.78 | 3.31 | 1.31 | 1,028,626 | 31.8 |
| Vimicro International Corp | NASDAQ | VIMC | 6.22 | 14.34 | 6.46 | 1.23 | 1,793,457 | 148.1 |
| NeoPhotonics Corp | NYSE | NPTN | 3.38 | 12.67 | 8.50 | 2.20 | 693,413 | 110.0 |
| Tremor Video Inc | NYSE | TRMR | 2.86 | 8.75 | 11.09 | 2.52 | 321,742 | 145.4 |
| Worlds Inc | OTC BB | WDDD | 0.21 | 7.69 | 0.29 | 0.06 | 222,651 | 20.3 |
| Vringo Inc | NASDAQ | VRNG | 1.03 | 7.29 | 5.45 | 0.67 | 4,405,939 | 95.3 |
| Shenandoah Telecommunications Co | NASDAQ | SHEN | 29.55 | 7.07 | 33.99 | 18.27 | 207,483 | 712.5 |
| Paycom Software Inc | NYSE | PAYC | 17.74 | 6.23 | 18.34 | 12.28 | 278,591 | 905.5 |
| Violin Memory Inc | NYSE | VMEM | 5.32 | 6.19 | 7.98 | 2.50 | 1,631,423 | 489.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pulse Electronics Corp | NYSE | PULS | 2.68 | 15.52 | 6.40 | 2.00 | 548,101 | 47.1 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.80 | 15.50 | 5.00 | 1.48 | 8,003,550 | 126.2 |
| Highpower International Inc | NASDAQ | HPJ | 6.88 | 7.33 | 7.78 | 1.18 | 521,094 | 103.6 |
| STR Holdings Inc | NYSE | STRI | 1.46 | 5.04 | 2.69 | 0.80 | 230,808 | 38.8 |
| Taser International Inc | NASDAQ | TASR | 18.43 | 3.60 | 20.83 | 10.46 | 5,038,424 | 968.2 |
| China Digital TV Holding Co Ltd | NYSE | STV | 3.90 | 2.63 | 5.00 | 1.17 | 200,943 | 230.7 |
| American Superconductor Corp | NASDAQ | AMSC | 1.61 | 2.55 | 2.68 | 1.25 | 270,312 | 134.0 |
| Newport Corp | NASDAQ | NEWP | 18.42 | 1.99 | 21.80 | 14.29 | 338,618 | 735.6 |
| Save the World Air Inc | OTC BB | ZERO | 0.53 | 1.83 | 1.39 | 0.50 | 180,666 | 95.7 |
| PGT Inc | NASDAQ | PGTI | 10.40 | 1.66 | 12.61 | 7.34 | 391,792 | 491.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ekso Bionics Holdings Inc | OTC BB | EKSO | 1.18 | 21.65 | 8.22 | 0.77 | 7,290,553 | 92.6 |
| ScripsAmerica Inc | OTC BB | SCRC | 0.13 | 15.21 | 0.42 | 0.08 | 527,258 | 17.0 |
| Concert Pharmaceuticals Inc | NASDAQ | CNCE | 10.06 | 11.41 | 16.26 | 7.12 | 163,676 | 181.2 |
| Galectin Therapeutics Inc | NASDAQ | GALT | 6.19 | 10.14 | 19.11 | 4.28 | 1,276,121 | 136.4 |
| Nanosphere Inc | NASDAQ | NSPH | 0.65 | 10.08 | 2.97 | 0.54 | 934,431 | 50.0 |
| Cardica Inc | NASDAQ | CRDC | 1.14 | 7.55 | 1.61 | 0.82 | 398,025 | 101.4 |
| TherapeuticsMD Inc | NYSE | TXMD | 6.25 | 7.02 | 9.01 | 2.54 | 3,828,188 | 973.8 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.19 | 6.87 | 0.45 | 0.11 | 180,893 | 13.3 |
| Delcath Systems Inc | NASDAQ | DCTH | 2.56 | 5.79 | 10.56 | 1.90 | 104,731 | 24.2 |
| EnteroMedics Inc | NASDAQ | ETRM | 1.31 | 5.65 | 2.66 | 1.07 | 431,521 | 90.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Chanticleer Holdings Inc | NASDAQ | HOTR | 2.25 | 13.64 | 5.84 | 1.85 | 290,623 | 15.1 |
| Tower Group International Ltd | NASDAQ | TWGP | 2.23 | 7.73 | 13.92 | 1.62 | 1,360,428 | 127.8 |
| Regional Management Corp | NYSE | RM | 18.90 | 3.39 | 36.23 | 13.93 | 203,198 | 240.3 |
| IFM Investments Ltd | NYSE | CTC | 1.53 | 3.38 | 2.50 | 0.89 | 128,927 | 22.8 |
| Interactive Brokers Group Inc | NASDAQ | IBKR | 25.29 | 2.80 | 25.37 | 17.78 | 548,206 | 1,444.0 |
| GFI Group Inc | NYSE | GFIG | 6.02 | 2.03 | 6.18 | 2.98 | 2,117,438 | 761.8 |
| Wilshire Bancorp Inc | NASDAQ | WIBC | 9.82 | 1.97 | 11.96 | 8.04 | 490,272 | 768.9 |
| Medallion Financial Corp | NASDAQ | TAXI | 12.73 | 1.92 | 17.85 | 11.01 | 246,328 | 320.3 |
| BBCN Bancorp Inc | NASDAQ | BBCN | 15.30 | 1.73 | 18.43 | 13.54 | 562,842 | 1,216.3 |
| WisdomTree Investments Inc | NASDAQ | WETF | 12.51 | 1.46 | 18.50 | 9.11 | 2,505,713 | 1,667.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


