Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, September 09, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| CB Gold Inc | TSXV | CBJ | 0.11 | 23.53 | 0.30 | 0.08 | 1,891,530 | 16.7 |
| Formation Metals Inc | TSX | FCO | 0.24 | 20.00 | 0.26 | 0.07 | 699,011 | 21.8 |
| Cayden Resources Inc | TSXV | CYD | 3.39 | 14.92 | 3.45 | 0.96 | 5,078,049 | 168.8 |
| Soltoro Ltd | TSXV | SOL | 0.16 | 14.81 | 0.28 | 0.08 | 207,700 | 10.8 |
| Barkerville Gold Mines Ltd | TSXV | BGM | 0.30 | 11.11 | 1.00 | 0.24 | 149,533 | 38.0 |
| Orex Minerals Inc | TSXV | REX | 0.36 | 10.94 | 0.37 | 0.19 | 683,000 | 32.9 |
| NV Gold Corp | TSXV | NVX | 0.21 | 10.53 | 0.39 | 0.01 | 312,850 | 10.2 |
| NexGen Energy Ltd | TSXV | NXE | 0.49 | 10.23 | 0.65 | 0.23 | 621,830 | 82.6 |
| Nemaska Lithium Inc | TSXV | NMX | 0.22 | 10.00 | 0.25 | 0.08 | 153,026 | 37.0 |
| Lithium Americas Corp | TSX | LAC | 0.38 | 8.57 | 0.48 | 0.18 | 183,600 | 58.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tuscany Energy Ltd | TSXV | TUS | 0.68 | 38.78 | 0.68 | 0.15 | 540,974 | 31.4 |
| EnerGulf Resources Inc | TSXV | ENG | 0.20 | 17.65 | 0.49 | 0.15 | 247,800 | 16.1 |
| Colonial Coal International Corp | TSXV | CAD | 0.17 | 17.24 | 0.55 | 0.13 | 119,000 | 11.1 |
| Petro One Energy Corp | TSXV | POP | 0.46 | 12.35 | 0.83 | 0.12 | 1,327,629 | 26.9 |
| US Oil Sands Inc | TSXV | USO | 0.12 | 9.09 | 0.24 | 0.10 | 403,065 | 102.4 |
| Terra Energy Corp | TSX | TT | 0.40 | 8.11 | 0.50 | 0.15 | 440,971 | 42.7 |
| Corsa Coal Corp | TSXV | CSO | 0.29 | 7.41 | 0.30 | 0.12 | 13,141,200 | 345.4 |
| East West Petroleum Corp | TSXV | EW | 0.22 | 7.32 | 0.71 | 0.21 | 298,100 | 20.5 |
| Blackbird Energy Inc | TSXV | BBI | 0.38 | 7.14 | 0.41 | 0.06 | 3,429,632 | 72.8 |
| Raise Production Inc | TSXV | RPC | 1.65 | 5.10 | 3.50 | 0.60 | 175,895 | 141.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.51 | 10.22 | 2.87 | 0.32 | 538,398 | 247.4 |
| Intertain Group Ltd/The | TSX | IT | 9.00 | 5.51 | 9.19 | 3.83 | 942,664 | 220.8 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.49 | 2.31 | 17.02 | 11.51 | 219,877 | 1,166.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| BENEV Capital Inc | TSXV | BEV/H | 2.27 | 17.62 | 2.31 | 1.60 | 1,067,308 | 88.0 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.41 | 2.50 | 0.80 | 0.27 | 104,555 | 69.6 |
| Norbord Inc | TSX | NBD | 22.50 | 0.58 | 34.24 | 20.51 | 147,221 | 1,202.3 |
| Aecon Group Inc | TSX | ARE | 15.91 | 0.57 | 18.75 | 13.23 | 366,966 | 898.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stellar Biotechnologies Inc | TSXV | KLH | 2.05 | 9.04 | 2.55 | 0.65 | 233,646 | 160.3 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.30 | 7.14 | 0.37 | 0.12 | 213,000 | 30.9 |
| Theralase Technologies Inc | TSXV | TLT | 0.34 | 6.35 | 0.56 | 0.18 | 376,370 | 27.2 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.22 | 4.88 | 0.44 | 0.14 | 1,066,707 | 30.6 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.65 | 3.17 | 1.51 | 0.36 | 189,400 | 51.3 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.46 | 1.10 | 0.50 | 0.21 | 1,151,938 | 69.0 |
| Concordia Healthcare Corp | TSX | CXR | 36.58 | 0.63 | 38.75 | 6.25 | 130,518 | 1,044.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Excelsior Mining Corp | TSXV | MIN | 0.29 | 9.43 | 0.63 | 0.10 | 600,500 | 23.9 |
| Sprott Resource Corp | TSX | SCP | 3.28 | 7.54 | 3.34 | 2.23 | 118,409 | 321.9 |
| Grenville Strategic Royalty Corp | TSXV | GRC | 0.70 | 4.48 | 0.79 | 0.30 | 289,385 | 41.5 |
| Killam Properties Inc | TSX | KMP | 10.46 | 0.97 | 11.16 | 10.02 | 172,117 | 573.5 |
| Pethealth Inc | TSX | PTZ | 2.78 | 0.36 | 2.79 | 1.33 | 154,355 | 84.7 |
| HealthLease Properties Real Estate Investment Trust | TSX | HLP-U | 14.16 | 0.28 | 14.30 | 9.27 | 361,741 | 471.0 |
| Canaccord Genuity Group Inc | TSX | CF | 12.17 | 0.25 | 13.49 | 5.84 | 182,404 | 1,241.4 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.57 | 0.22 | 5.03 | 4.14 | 229,187 | 866.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Natural Resources Inc | NASDAQ | CHNR | 4.25 | 23.19 | 13.49 | 3.10 | 310,966 | 105.9 |
| McEwen Mining Inc | NYSE | MUX | 2.49 | 5.96 | 3.74 | 1.70 | 1,962,691 | 745.2 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 0.45 | 4.55 | 1.82 | 0.43 | 106,611 | 26.8 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.48 | 3.70 | 5.08 | 2.21 | 965,585 | 308.5 |
| Gold Resource Corp | NYSE | GORO | 5.66 | 3.47 | 8.43 | 3.52 | 615,333 | 306.7 |
| General Moly Inc | NYSE | GMO | 0.94 | 3.30 | 1.99 | 0.82 | 100,769 | 86.4 |
| Horsehead Holding Corp | NASDAQ | ZINC | 19.57 | 1.35 | 21.02 | 11.85 | 421,572 | 992.5 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 79.92 | 0.15 | 81.62 | 62.60 | 112,292 | 1,428.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 7.09 | 142.81 | 9.37 | 0.83 | 39,904,880 | 149.8 |
| Armada Oil Inc | OTC BB | AOIL | 0.22 | 12.87 | 0.31 | 0.15 | 271,415 | 12.3 |
| Enservco Corp | NYSE | ENSV | 3.65 | 11.62 | 3.84 | 1.17 | 972,822 | 134.5 |
| Ener-Core Inc | OTC BB | ENCR | 0.20 | 8.33 | 2.37 | 0.07 | 508,838 | 16.8 |
| Enduro Royalty Trust | NYSE | NDRO | 12.66 | 4.11 | 15.55 | 11.34 | 136,461 | 417.8 |
| Midcoast Energy Partners LP | NYSE | MEP | 24.38 | 3.66 | 24.50 | 16.96 | 112,622 | 1,102.5 |
| Real Goods Solar Inc | NASDAQ | RGSE | 1.62 | 2.53 | 5.65 | 1.38 | 784,408 | 87.8 |
| Gevo Inc | NASDAQ | GEVO | 0.48 | 2.02 | 2.18 | 0.43 | 399,712 | 47.6 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 2.79 | 1.82 | 11.60 | 1.82 | 559,902 | 27.3 |
| Endeavour International Corp | NYSE | END | 0.53 | 1.77 | 7.50 | 0.47 | 617,922 | 26.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Aspen Group Inc/CO | OTC BB | ASPU | 0.26 | 28.00 | 0.29 | 0.10 | 2,812,244 | 22.6 |
| WPCS International Inc | NASDAQ | WPCS | 1.61 | 21.97 | 4.95 | 0.45 | 8,654,197 | 22.4 |
| iPass Inc | NASDAQ | IPAS | 1.39 | 21.93 | 2.20 | 1.05 | 1,929,224 | 89.7 |
| Lightpath Technologies Inc | NASDAQ | LPTH | 1.45 | 16.00 | 1.84 | 1.11 | 667,705 | 20.7 |
| TOP Image Systems Ltd | NASDAQ | TISA | 4.28 | 10.59 | 6.24 | 2.85 | 301,036 | 65.7 |
| Micronet Enertec Technologies Inc | NASDAQ | MICT | 3.71 | 8.80 | 6.37 | 2.58 | 712,622 | 21.6 |
| Acorn Energy Inc | NASDAQ | ACFN | 2.10 | 8.25 | 6.67 | 1.35 | 1,298,988 | 46.6 |
| Castlight Health Inc | NYSE | CSLT | 13.80 | 8.24 | 41.95 | 10.05 | 1,026,574 | 1,237.5 |
| China Techfaith Wireless Communication Technology Ltd | NASDAQ | CNTF | 1.48 | 7.34 | 3.01 | 1.18 | 724,035 | 78.3 |
| Elephant Talk Communications Corp | NYSE | ETAK | 0.99 | 6.45 | 1.79 | 0.53 | 1,176,258 | 145.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pulse Electronics Corp | NYSE | PULS | 3.10 | 53.47 | 6.40 | 2.00 | 1,770,803 | 54.5 |
| Energous Corp | NASDAQ | WATT | 12.87 | 17.11 | 16.44 | 7.76 | 639,035 | 121.6 |
| Luna Innovations Inc | NASDAQ | LUNA | 1.77 | 16.45 | 3.36 | 1.15 | 10,931,843 | 26.6 |
| Orbit International Corp | NASDAQ | ORBT | 3.17 | 13.62 | 3.80 | 2.60 | 329,500 | 14.2 |
| MagneGas Corp | NASDAQ | MNGA | 1.29 | 11.21 | 2.45 | 0.40 | 2,503,463 | 42.8 |
| Advanced Photonix Inc | NYSE | API | 0.60 | 11.11 | 0.88 | 0.40 | 1,510,718 | 22.4 |
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 1.59 | 8.90 | 2.84 | 0.78 | 708,302 | 32.5 |
| LiqTech International Inc | NYSE | LIQT | 1.63 | 7.24 | 3.19 | 1.38 | 163,057 | 44.4 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 1.79 | 5.92 | 4.73 | 1.65 | 795,042 | 147.9 |
| NCI Building Systems Inc | NYSE | NCS | 21.14 | 5.23 | 21.68 | 11.62 | 1,286,528 | 1,554.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Endocyte Inc | NASDAQ | ECYT | 8.04 | 17.03 | 33.70 | 5.91 | 5,715,747 | 334.1 |
| Stemline Therapeutics Inc | NASDAQ | STML | 13.68 | 12.32 | 47.25 | 10.50 | 494,855 | 181.4 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.38 | 11.94 | 0.97 | 0.08 | 4,811,888 | 215.5 |
| Chimerix Inc | NASDAQ | CMRX | 28.54 | 11.79 | 29.97 | 12.96 | 2,101,523 | 1,018.0 |
| BioTime Inc | NYSE | BTX | 3.61 | 10.40 | 4.18 | 2.21 | 1,537,554 | 266.0 |
| Aratana Therapeutics Inc | NASDAQ | PETX | 12.25 | 9.38 | 29.32 | 9.36 | 276,467 | 360.7 |
| Regado Biosciences Inc | NASDAQ | RGDO | 1.18 | 8.26 | 14.10 | 1.01 | 2,701,314 | 39.7 |
| RepliCel Life Sciences Inc | OTC BB | REPCF | 0.50 | 7.61 | 0.87 | 0.28 | 204,063 | 22.3 |
| Aerie Pharmaceuticals Inc | NASDAQ | AERI | 20.53 | 7.60 | 29.71 | 10.25 | 389,470 | 490.5 |
| Applied Genetic Technologies Corp/DE | NASDAQ | AGTC | 17.72 | 7.13 | 34.37 | 11.10 | 156,928 | 290.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| GFI Group Inc | NYSE | GFIG | 5.69 | 13.12 | 5.77 | 2.98 | 3,342,365 | 720.0 |
| Gain Capital Holdings Inc | NYSE | GCAP | 6.86 | 5.54 | 14.62 | 5.89 | 388,013 | 282.6 |
| Global Cash Access Holdings Inc | NYSE | GCA | 7.85 | 4.81 | 10.42 | 6.37 | 2,418,179 | 517.6 |
| National Holdings Corp | OTC BB | NHLD | 0.54 | 2.10 | 0.60 | 0.32 | 211,980 | 66.1 |
| HFF Inc | NYSE | HF | 31.83 | 1.63 | 38.23 | 21.57 | 282,769 | 1,199.3 |
| Virtus Investment Partners Inc | NASDAQ | VRTS | 190.00 | 1.54 | 227.29 | 152.61 | 107,856 | 1,732.8 |
| Stonegate Mortgage Corp | NYSE | SGM | 14.50 | 1.54 | 18.94 | 11.81 | 137,014 | 373.7 |
| First Security Group Inc/TN | NASDAQ | FSGI | 2.02 | 1.25 | 2.64 | 1.73 | 340,705 | 134.6 |
| NGP Capital Resources Co | NASDAQ | NGPC | 6.58 | 1.23 | 7.79 | 5.87 | 177,632 | 134.9 |
| Outerwall Inc | NASDAQ | OUTR | 61.98 | 1.22 | 74.30 | 46.25 | 443,904 | 1,230.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


