Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, October 02, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Colt Resources Inc | TSXV | GTP | 0.12 | 9.09 | 0.44 | 0.07 | 123,611 | 20.8 |
| Eco Oro Minerals Corp | TSX | EOM | 0.25 | 8.70 | 0.58 | 0.23 | 165,000 | 21.1 |
| Merrex Gold Inc | TSXV | MXI | 0.15 | 7.14 | 0.24 | 0.02 | 155,984 | 23.3 |
| Sunridge Gold Corp | TSXV | SGC | 0.16 | 6.67 | 0.31 | 0.13 | 155,850 | 33.6 |
| Discovery Ventures Inc | TSXV | DVN | 0.26 | 6.12 | 0.42 | 0.12 | 449,500 | 17.1 |
| Pure Gold Mining Inc | TSXV | PGM | 0.37 | 5.71 | 0.58 | 0.04 | 239,783 | 39.9 |
| Doubleview Capital Corp | TSXV | DBV | 0.20 | 5.26 | 0.40 | 0.04 | 249,950 | 11.1 |
| Peregrine Diamonds Ltd | TSX | PGD | 0.21 | 5.00 | 0.68 | 0.20 | 242,021 | 30.2 |
| Tinkerine Studios Ltd | TSXV | TTD | 0.26 | 4.00 | 0.54 | 0.07 | 163,370 | 10.9 |
| North Arrow Minerals Inc | TSXV | NAR | 0.60 | 3.45 | 0.84 | 0.34 | 126,404 | 29.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Biox Corp | TSX | BX | 0.83 | 43.10 | 0.83 | 0.26 | 340,900 | 37.9 |
| Iona Energy Inc | TSXV | INA | 0.20 | 39.29 | 0.68 | 0.14 | 6,878,373 | 68.5 |
| Aroway Energy Inc | TSXV | ARW | 0.20 | 17.65 | 0.37 | 0.16 | 125,247 | 12.4 |
| Terra Nova Energy Ltd | TSXV | TGC | 0.16 | 14.29 | 0.19 | 0.04 | 175,674 | 11.4 |
| Sterling Resources Ltd | TSXV | SLG | 0.52 | 8.33 | 0.78 | 0.39 | 634,100 | 198.0 |
| Niko Resources Ltd | TSX | NKO | 0.78 | 8.33 | 4.37 | 0.60 | 569,451 | 73.3 |
| Taipan Resources Inc | TSXV | TPN | 0.35 | 7.81 | 0.66 | 0.23 | 158,399 | 36.9 |
| Pan Orient Energy Corp | TSXV | POE | 2.02 | 6.32 | 2.44 | 1.70 | 150,104 | 114.7 |
| Synodon Inc | TSXV | SYD | 0.21 | 5.00 | 0.48 | 0.13 | 305,265 | 17.7 |
| Claim Post Resources Inc | TSXV | CPS | 0.13 | 4.17 | 0.19 | 0.03 | 103,600 | 14.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spectra7 Microsystems Inc | TSXV | SEV | 0.56 | 7.69 | 0.88 | 0.26 | 220,292 | 44.8 |
| GuestLogix Inc | TSX | GXI | 1.04 | 4.00 | 1.60 | 0.94 | 277,352 | 95.7 |
| Torstar Corp | TSX | TS/B | 6.74 | 2.90 | 8.47 | 4.96 | 194,256 | 540.2 |
| Axia NetMedia Corp | TSX | AXX | 2.60 | 2.36 | 2.90 | 1.92 | 333,600 | 164.2 |
| ISIS Lab Corp | TSXV | LAB | 0.45 | 1.14 | 0.64 | 0.26 | 383,275 | 25.5 |
| Sandvine Corp | TSX | SVC | 2.75 | 1.10 | 4.08 | 2.21 | 538,129 | 413.5 |
| Sierra Wireless Inc | TSX | SW | 28.79 | 0.63 | 33.50 | 16.27 | 110,323 | 907.3 |
| Intertain Group Ltd/The | TSX | IT | 10.61 | 0.57 | 11.98 | 3.83 | 645,469 | 223.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Enpar Technologies Inc | TSXV | ENP | 0.12 | 9.09 | 0.14 | 0.06 | 276,730 | 11.1 |
| ENTREC Corp | TSX | ENT | 1.35 | 6.30 | 1.54 | 1.25 | 155,480 | 149.2 |
| Enterprise Group Inc | TSX | E | 0.72 | 1.41 | 1.19 | 0.68 | 754,565 | 104.9 |
| Bird Construction Inc | TSX | BDT | 14.27 | 0.92 | 15.35 | 11.87 | 103,087 | 606.7 |
| Aecon Group Inc | TSX | ARE | 15.09 | 0.27 | 18.75 | 13.28 | 190,649 | 851.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aptose Biosciences Inc | TSX | APS | 0.55 | 11.11 | 1.04 | 0.24 | 1,005,722 | 76.6 |
| Ceapro Inc | TSXV | CZO | 0.25 | 2.08 | 0.38 | 0.03 | 145,150 | 15.0 |
| Helix BioPharma Corp | TSX | HBP | 1.85 | 1.65 | 2.27 | 1.01 | 114,750 | 140.4 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.66 | 1.54 | 1.51 | 0.36 | 175,144 | 52.1 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 28.20 | 1.26 | 34.66 | 7.41 | 566,964 | 622.6 |
| Merus Labs International Inc | TSX | MSL | 1.68 | 0.60 | 2.68 | 1.08 | 1,672,967 | 125.3 |
| Concordia Healthcare Corp | TSX | CXR | 38.16 | 0.29 | 38.75 | 6.25 | 345,104 | 1,089.9 |
| Medical Facilities Corp | TSX | DR | 16.48 | 0.24 | 20.77 | 15.46 | 132,758 | 516.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DealNet Capital Corp | CNSX | DLS | 0.20 | 11.11 | 0.31 | 0.14 | 110,000 | 11.7 |
| Elcora Resources Corp | TSXV | ERA | 0.26 | 8.33 | 0.49 | 0.10 | 122,500 | 10.8 |
| Copper Fox Metals Inc | TSXV | CUU | 0.19 | 2.78 | 0.57 | 0.18 | 130,000 | 75.2 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.39 | 2.63 | 0.60 | 0.18 | 137,676 | 46.1 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 11.77 | 1.29 | 11.85 | 9.25 | 199,529 | 512.0 |
| AGF Management Ltd | TSX | AGF/B | 11.24 | 0.36 | 14.78 | 10.82 | 407,828 | 966.2 |
| Dream Industrial Real Estate Investment Trust | TSX | DIR-U | 9.02 | 0.22 | 9.95 | 8.21 | 139,268 | 496.7 |
| Tricon Capital Group Inc | TSX | TCN | 7.69 | 0.13 | 8.54 | 6.65 | 189,680 | 697.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| AutoCanada Inc | TSX | ACQ | 57.24 | 6.04 | 91.72 | 36.40 | 523,905 | 1,402.9 |
| NTG Clarity Networks Inc | TSXV | NCI | 0.30 | 1.72 | 0.63 | 0.25 | 151,000 | 10.6 |
| High Liner Foods Inc | TSX | HLF | 20.65 | 0.49 | 25.47 | 18.51 | 413,385 | 670.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Inception Mining Inc | OTC BB | IMII | 1.04 | 18.22 | 1.40 | 0.51 | 113,166 | 22.6 |
| Molycorp Inc | NYSE | MCP | 1.38 | 13.11 | 7.54 | 1.14 | 7,351,085 | 337.8 |
| AK Steel Holding Corp | NYSE | AKS | 7.63 | 5.24 | 11.37 | 3.81 | 22,097,784 | 1,310.8 |
| Ryerson Holding Corp | NYSE | RYI | 12.98 | 4.09 | 14.28 | 10.01 | 168,251 | 415.8 |
| Gold Resource Corp | NYSE | GORO | 5.29 | 3.52 | 6.35 | 3.52 | 390,023 | 286.6 |
| Comstock Mining Inc | NYSE | LODE | 1.21 | 3.42 | 2.08 | 1.10 | 140,881 | 102.2 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.35 | 2.84 | 5.64 | 2.21 | 806,606 | 299.5 |
| General Moly Inc | NYSE | GMO | 0.74 | 2.78 | 1.76 | 0.72 | 112,043 | 68.0 |
| Cliffs Natural Resources Inc | NYSE | CLF | 10.00 | 2.35 | 28.98 | 9.24 | 18,498,554 | 1,531.8 |
| Hecla Mining Co | NYSE | HL | 2.59 | 1.57 | 3.76 | 2.47 | 3,824,929 | 905.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Walter Energy Inc | NYSE | WLT | 2.35 | 12.98 | 19.50 | 2.01 | 16,900,184 | 154.7 |
| Virtus Oil and Gas Corp | OTC BB | VOIL | 2.13 | 11.52 | 2.22 | 0.55 | 1,739,220 | 103.9 |
| ReneSola Ltd | NYSE | SOL | 2.97 | 6.45 | 6.00 | 2.18 | 1,725,062 | 301.9 |
| Gulfmark Offshore Inc | NYSE | GLF | 32.65 | 6.08 | 53.89 | 30.46 | 1,107,565 | 880.8 |
| Parker Drilling Co | NYSE | PKD | 5.09 | 5.60 | 8.67 | 4.82 | 1,050,375 | 619.7 |
| Profire Energy Inc | NASDAQ | PFIE | 4.04 | 4.94 | 5.89 | 2.21 | 292,585 | 212.5 |
| Enservco Corp | NYSE | ENSV | 3.61 | 4.34 | 4.02 | 1.17 | 271,712 | 133.0 |
| Harvest Natural Resources Inc | NYSE | HNR | 3.68 | 4.25 | 6.08 | 2.76 | 242,746 | 154.9 |
| Alon USA Energy Inc | NYSE | ALJ | 14.49 | 4.17 | 17.58 | 8.55 | 1,486,436 | 1,005.2 |
| Plug Power Inc | NASDAQ | PLUG | 4.57 | 3.63 | 11.72 | 0.45 | 4,968,900 | 764.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Qualstar Corp | NASDAQ | QBAK | 1.64 | 37.82 | 2.05 | 0.91 | 184,429 | 20.1 |
| RealD Inc | NYSE | RLD | 11.78 | 27.08 | 13.18 | 6.19 | 3,069,195 | 588.8 |
| iPass Inc | NASDAQ | IPAS | 1.64 | 8.97 | 2.20 | 1.05 | 978,581 | 105.8 |
| TrueCar Inc | NASDAQ | TRUE | 20.07 | 8.90 | 25.00 | 9.05 | 1,577,309 | 1,542.5 |
| Hutchinson Technology Inc | NASDAQ | HTCH | 3.68 | 8.71 | 4.85 | 1.96 | 194,971 | 103.3 |
| Martha Stewart Living Omnimedia Inc | NYSE | MSO | 3.73 | 8.43 | 5.50 | 2.20 | 177,887 | 212.9 |
| GT Advanced Technologies Inc | NASDAQ | GTAT | 11.18 | 8.12 | 20.54 | 7.42 | 19,684,322 | 1,537.7 |
| 1-800-Flowers.com Inc | NASDAQ | FLWS | 8.25 | 7.98 | 8.45 | 4.53 | 772,547 | 527.6 |
| Zix Corp | NASDAQ | ZIXI | 3.61 | 7.76 | 4.97 | 2.90 | 320,158 | 214.0 |
| Vimicro International Corp | NASDAQ | VIMC | 10.58 | 7.52 | 11.79 | 1.43 | 1,361,724 | 251.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Energy Recovery Inc | NASDAQ | ERII | 3.73 | 12.69 | 7.36 | 3.30 | 461,718 | 194.0 |
| NXT-ID Inc | OTC BB | NXTD | 2.87 | 12.11 | 7.25 | 1.36 | 741,354 | 69.3 |
| Gentherm Inc | NASDAQ | THRM | 43.21 | 8.62 | 52.29 | 18.96 | 1,314,730 | 1,532.5 |
| Daqo New Energy Corp | NYSE | DQ | 43.27 | 7.45 | 56.98 | 21.78 | 166,709 | 386.7 |
| Gulf Resources Inc | NASDAQ | GURE | 1.46 | 7.35 | 3.20 | 1.35 | 166,901 | 56.5 |
| ZAGG Inc | NASDAQ | ZAGG | 5.64 | 6.62 | 6.19 | 3.58 | 218,656 | 170.9 |
| PowerSecure International Inc | NYSE | POWR | 9.73 | 6.34 | 27.44 | 6.41 | 401,895 | 217.5 |
| LiqTech International Inc | NYSE | LIQT | 1.69 | 6.28 | 3.19 | 1.38 | 229,657 | 46.0 |
| Intevac Inc | NASDAQ | IVAC | 6.80 | 6.25 | 10.20 | 4.82 | 116,999 | 160.7 |
| InvenSense Inc | NYSE | INVN | 21.24 | 5.57 | 26.78 | 15.20 | 4,370,928 | 1,887.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Female Health Co/The | NASDAQ | FHCO | 4.41 | 32.83 | 9.98 | 3.31 | 2,231,277 | 127.4 |
| Ekso Bionics Holdings Inc | OTC BB | EKSO | 0.99 | 30.25 | 8.22 | 0.75 | 1,826,725 | 77.7 |
| Kite Pharma Inc | NASDAQ | KITE | 34.68 | 22.50 | 35.39 | 21.00 | 3,076,605 | 1,328.7 |
| Accelerate Diagnostics Inc | NASDAQ | AXDX | 25.94 | 19.21 | 31.86 | 11.01 | 460,278 | 1,156.5 |
| Alcobra Ltd | NASDAQ | ADHD | 15.23 | 14.94 | 26.96 | 12.79 | 1,109,316 | 207.7 |
| Retrophin Inc | NASDAQ | RTRX | 9.89 | 14.73 | 24.25 | 5.25 | 908,052 | 260.1 |
| BioCryst Pharmaceuticals Inc | NASDAQ | BCRX | 11.39 | 12.17 | 14.62 | 4.55 | 2,657,288 | 816.9 |
| Amicus Therapeutics Inc | NASDAQ | FOLD | 6.56 | 11.00 | 7.63 | 1.77 | 2,158,929 | 516.3 |
| Foundation Medicine Inc | NASDAQ | FMI | 20.72 | 10.98 | 45.00 | 18.25 | 335,712 | 585.6 |
| ARIAD Pharmaceuticals Inc | NASDAQ | ARIA | 5.85 | 10.80 | 19.18 | 2.15 | 19,910,970 | 1,094.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Noah Holdings Ltd | NYSE | NOAH | 14.20 | 9.65 | 25.51 | 12.35 | 738,694 | 785.2 |
| Doral Financial Corp | NYSE | DRL | 5.32 | 5.56 | 19.45 | 1.87 | 598,077 | 35.4 |
| Federated National Holding Co | NASDAQ | FNHC | 28.01 | 5.14 | 28.37 | 9.53 | 291,218 | 386.7 |
| Cowen Group Inc | NASDAQ | COWN | 3.80 | 4.97 | 4.83 | 3.48 | 539,163 | 437.0 |
| Aircastle Ltd | NYSE | AYR | 16.50 | 4.90 | 21.35 | 15.50 | 504,663 | 1,336.6 |
| Universal Insurance Holdings Inc | NYSE | UVE | 12.99 | 4.59 | 15.42 | 6.29 | 229,031 | 451.8 |
| Bancorp Inc/DE | NASDAQ | TBBK | 8.91 | 4.58 | 20.24 | 7.81 | 261,085 | 336.0 |
| National Holdings Corp | OTC BB | NHLD | 0.49 | 4.26 | 0.60 | 0.32 | 171,500 | 60.4 |
| FXCM Inc | NYSE | FXCM | 16.29 | 4.09 | 19.20 | 12.05 | 558,384 | 747.9 |
| Ellie Mae Inc | NYSE | ELLI | 33.32 | 3.93 | 36.22 | 22.46 | 214,130 | 943.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Kandi Technologies Group Inc | NASDAQ | KNDI | 14.24 | 18.37 | 22.49 | 6.15 | 6,019,393 | 655.6 |
| Quiksilver Inc | NYSE | ZQK | 1.80 | 11.11 | 9.29 | 1.60 | 3,330,143 | 308.1 |
| Odyssey Marine Exploration Inc | NASDAQ | OMEX | 1.01 | 10.99 | 3.18 | 0.85 | 517,093 | 86.1 |
| Senomyx Inc | NASDAQ | SNMX | 8.49 | 10.40 | 12.74 | 3.27 | 622,531 | 364.1 |
| Roundy’s Inc | NYSE | RNDY | 3.04 | 8.19 | 10.96 | 2.80 | 595,956 | 150.6 |
| ServiceSource International Inc | NASDAQ | SREV | 3.30 | 7.14 | 12.99 | 3.06 | 3,122,668 | 274.6 |
| Sportsman’s Warehouse Holdings Inc | NASDAQ | SPWH | 6.85 | 6.20 | 11.00 | 5.43 | 154,561 | 286.5 |
| Craft Brew Alliance Inc | NASDAQ | BREW | 14.63 | 6.01 | 18.70 | 10.07 | 105,332 | 278.6 |
| hhgregg Inc | NYSE | HGG | 6.47 | 5.72 | 18.79 | 5.85 | 181,367 | 183.7 |
| Aeropostale Inc | NYSE | ARO | 3.46 | 5.49 | 10.68 | 3.10 | 1,920,213 | 273.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


