Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, October 01, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Teras Resources Inc | TSXV | TRA | 0.15 | 42.86 | 0.83 | 0.09 | 1,907,020 | 17.6 |
| Doubleview Capital Corp | TSXV | DBV | 0.19 | 22.58 | 0.40 | 0.04 | 171,592 | 10.6 |
| Colt Resources Inc | TSXV | GTP | 0.11 | 22.22 | 0.44 | 0.07 | 814,378 | 19.1 |
| Newstrike Capital Inc | TSXV | NES | 1.20 | 14.29 | 1.22 | 0.53 | 608,768 | 138.2 |
| Nemaska Lithium Inc | TSXV | NMX | 0.20 | 11.11 | 0.25 | 0.08 | 197,950 | 34.1 |
| Riverside Resources Inc | TSXV | RRI | 0.39 | 9.86 | 0.68 | 0.30 | 101,117 | 14.4 |
| Continental Gold Ltd | TSX | CNL | 3.16 | 8.97 | 5.43 | 2.39 | 438,923 | 401.9 |
| Gabriel Resources Ltd | TSX | GBU | 1.08 | 6.93 | 1.29 | 0.70 | 131,884 | 414.9 |
| Calibre Mining Corp | TSXV | CXB | 0.16 | 6.90 | 0.16 | 0.03 | 731,000 | 34.6 |
| Constantine Metal Resources Ltd | TSXV | CEM | 0.17 | 6.25 | 0.25 | 0.05 | 511,300 | 19.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Corsa Coal Corp | TSXV | CSO | 0.25 | 8.70 | 0.30 | 0.12 | 814,150 | 297.7 |
| Argent Energy Trust | TSX | AET-U | 2.13 | 8.12 | 10.22 | 1.78 | 889,431 | 132.6 |
| Pulse Seismic Inc | TSX | PSD | 3.11 | 6.87 | 4.96 | 2.75 | 101,795 | 185.2 |
| Valeura Energy Inc | TSX | VLE | 0.35 | 4.55 | 0.78 | 0.27 | 106,000 | 20.0 |
| Storm Resources Ltd | TSXV | SRX | 5.99 | 3.81 | 6.16 | 3.29 | 1,413,375 | 666.7 |
| Sintana Energy Inc | TSXV | SNN | 0.14 | 3.70 | 0.23 | 0.07 | 502,000 | 43.5 |
| Ithaca Energy Inc | TSX | IAE | 2.17 | 3.33 | 2.95 | 2.10 | 525,009 | 715.1 |
| Marquee Energy Ltd | TSXV | MQL | 1.01 | 2.02 | 1.33 | 0.62 | 179,286 | 121.5 |
| Anderson Energy Ltd | TSX | AXL | 0.30 | 1.72 | 0.35 | 0.11 | 183,472 | 50.9 |
| Hemisphere Energy Corp | TSXV | HME | 0.65 | 1.56 | 0.85 | 0.45 | 136,000 | 48.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Posera-HDX Ltd | TSX | HDX | 0.32 | 16.36 | 0.44 | 0.20 | 289,938 | 19.0 |
| ISIS Lab Corp | TSXV | LAB | 0.44 | 10.00 | 0.64 | 0.26 | 288,185 | 25.2 |
| Snipp Interactive Inc | TSXV | SPN | 0.33 | 6.45 | 0.38 | 0.08 | 140,000 | 22.9 |
| COM DEV International Ltd | TSX | CDV | 3.72 | 4.79 | 4.40 | 3.42 | 370,205 | 285.3 |
| Smart Employee Benefits Inc | TSXV | SEB | 0.48 | 2.15 | 0.73 | 0.35 | 190,000 | 33.7 |
| Symbility Solutions Inc | TSXV | SY | 0.31 | 1.67 | 0.50 | 0.24 | 288,667 | 64.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.19 | 8.57 | 0.64 | 0.13 | 327,000 | 33.3 |
| Atlantic Gold Corp | TSXV | AGB | 0.30 | 7.14 | 0.40 | 0.20 | 110,000 | 34.1 |
| Horizon North Logistics Inc | TSX | HNL | 5.37 | 5.71 | 10.05 | 4.85 | 464,406 | 592.4 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.11 | 4.76 | 0.21 | 0.07 | 126,000 | 28.1 |
| MBAC Fertilizer Corp | TSX | MBC | 0.15 | 3.45 | 2.34 | 0.13 | 1,122,869 | 27.2 |
| Newalta Corp | TSX | NAL | 22.10 | 0.09 | 22.97 | 14.81 | 105,550 | 1,235.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tekmira Pharmaceuticals Corp | TSX | TKM | 27.85 | 17.31 | 34.66 | 7.40 | 1,391,190 | 614.9 |
| Centric Health Corp | TSX | CHH | 0.40 | 5.26 | 0.46 | 0.24 | 295,110 | 68.5 |
| Sirona Biochem Corp | TSXV | SBM | 0.13 | 4.00 | 0.20 | 0.09 | 3,169,600 | 16.2 |
| Spectral Diagnostics Inc | TSX | SDI | 0.33 | 3.13 | 0.77 | 0.22 | 266,405 | 59.2 |
| Concordia Healthcare Corp | TSX | CXR | 38.05 | 3.06 | 38.75 | 6.25 | 510,111 | 1,086.8 |
| Antibe Therapeutics Inc | TSXV | ATE | 0.40 | 2.56 | 0.88 | 0.39 | 217,166 | 14.8 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.35 | 2.27 | 2.55 | 0.65 | 161,403 | 106.7 |
| Knight Therapeutics Inc | TSX | GUD | 6.15 | 0.16 | 6.76 | 4.81 | 117,625 | 478.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DealNet Capital Corp | CNSX | DLS | 0.18 | 12.50 | 0.31 | 0.14 | 105,000 | 10.5 |
| Excelsior Mining Corp | TSXV | MIN | 0.26 | 1.96 | 0.63 | 0.10 | 168,500 | 26.8 |
| Granite Real Estate Investment Trust | TSX | GRT-U | 39.09 | 1.48 | 42.79 | 34.46 | 133,976 | 1,837.8 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.18 | 1.10 | 10.03 | 7.97 | 172,650 | 1,000.8 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 11.62 | 0.35 | 11.80 | 9.25 | 230,041 | 505.4 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 12.96 | 0.08 | 13.93 | 12.66 | 143,993 | 1,652.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Dominion Diamond Corp | TSX | DDC | 16.15 | 1.51 | 16.83 | 12.47 | 136,889 | 1,374.9 |
| Black Diamond Group Ltd | TSX | BDI | 24.05 | 0.97 | 35.99 | 23.03 | 323,841 | 1,031.6 |
| Superior Plus Corp | TSX | SPB | 14.21 | 0.71 | 15.06 | 10.42 | 188,334 | 1,793.1 |
| North West Co Inc/The | TSX | NWC | 22.42 | 0.18 | 29.00 | 21.93 | 107,511 | 1,085.5 |
| RONA Inc | TSX | RON | 13.65 | 0.07 | 14.75 | 10.80 | 245,680 | 1,606.9 |
| Cervus Equipment Corp | TSX | CVL | 18.91 | 0.05 | 24.50 | 18.70 | 308,468 | 288.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Mesabi Trust | NYSE | MSB | 20.55 | 7.65 | 24.84 | 18.49 | 103,326 | 269.6 |
| Hecla Mining Co | NYSE | HL | 2.55 | 2.82 | 3.76 | 2.47 | 8,517,128 | 891.2 |
| Molycorp Inc | NYSE | MCP | 1.22 | 2.52 | 7.59 | 1.14 | 2,618,011 | 298.6 |
| Coeur Mining Inc | NYSE | CDE | 5.06 | 2.02 | 13.11 | 4.91 | 2,830,858 | 523.5 |
| Ring Energy Inc | NYSE | REI | 14.98 | 1.63 | 20.61 | 10.55 | 110,460 | 385.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lucas Energy Inc | NYSE | LEI | 0.48 | 4.99 | 1.31 | 0.39 | 188,946 | 16.0 |
| Sprague Resources LP | NYSE | SRLP | 26.66 | 4.84 | 27.30 | 16.73 | 124,166 | 537.7 |
| Dominion Resources Black Warrior Trust | NYSE | DOM | 7.45 | 3.47 | 11.12 | 4.80 | 142,092 | 58.5 |
| Ener-Core Inc | OTC BB | ENCR | 0.26 | 3.13 | 2.37 | 0.07 | 155,501 | 22.4 |
| Pacific Coast Oil Trust | NYSE | ROYT | 10.52 | 2.63 | 15.96 | 9.61 | 284,672 | 405.9 |
| VAALCO Energy Inc | NYSE | EGY | 8.60 | 1.18 | 9.67 | 5.03 | 1,472,697 | 489.8 |
| Alon USA Partners LP | NYSE | ALDW | 17.84 | 0.73 | 20.73 | 10.25 | 204,737 | 1,115.1 |
| Westmoreland Coal Co | NASDAQ | WLB | 37.57 | 0.43 | 45.19 | 12.91 | 220,486 | 638.2 |
| Hugoton Royalty Trust | NYSE | HGT | 9.00 | 0.33 | 12.04 | 6.98 | 219,257 | 360.0 |
| Whiting USA Trust II | NYSE | WHZ | 12.23 | 0.16 | 14.48 | 11.13 | 177,969 | 225.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Angie’s List Inc | NASDAQ | ANGI | 7.59 | 19.15 | 21.32 | 6.28 | 10,654,830 | 444.1 |
| Max Sound Corp | OTC BB | MAXD | 0.12 | 10.60 | 0.28 | 0.08 | 175,100 | 42.8 |
| New York Times Co/The | NYSE | NYT | 12.30 | 9.63 | 17.37 | 11.22 | 4,009,780 | 1,848.7 |
| 1-800-Flowers.com Inc | NASDAQ | FLWS | 7.64 | 6.26 | 7.69 | 4.53 | 525,697 | 488.6 |
| LifeLogger Technologies Corp | OTC BB | LOGG | 0.50 | 4.17 | 1.10 | 0.10 | 120,315 | 40.5 |
| TechTarget Inc | NASDAQ | TTGT | 8.92 | 3.84 | 9.11 | 4.82 | 325,839 | 294.8 |
| Sonus Networks Inc | NASDAQ | SONS | 3.52 | 2.92 | 4.25 | 2.68 | 4,596,687 | 868.7 |
| Lionbridge Technologies Inc | NASDAQ | LIOX | 4.63 | 2.89 | 7.50 | 3.56 | 483,712 | 296.7 |
| Straight Path Communications Inc | NYSE | STRP | 16.19 | 2.79 | 16.41 | 5.31 | 374,411 | 191.0 |
| Q2 Holdings Inc | NYSE | QTWO | 14.38 | 2.71 | 17.38 | 9.62 | 115,616 | 491.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ZBB Energy Corp | NYSE | ZBB | 0.74 | 32.14 | 4.75 | 0.40 | 1,828,289 | 28.9 |
| Frontline Ltd/Bermuda | NYSE | FRO | 1.44 | 14.29 | 5.18 | 1.18 | 2,376,084 | 143.1 |
| China Green Agriculture Inc | NYSE | CGA | 2.25 | 13.64 | 5.10 | 1.80 | 4,477,541 | 72.9 |
| DHT Holdings Inc | NYSE | DHT | 6.44 | 4.55 | 8.57 | 4.40 | 1,969,898 | 595.8 |
| Furmanite Corp | NYSE | FRM | 7.06 | 4.44 | 12.70 | 6.57 | 589,171 | 265.7 |
| China Recycling Energy Corp | NASDAQ | CREG | 1.27 | 3.25 | 6.05 | 1.02 | 462,428 | 77.4 |
| InvenSense Inc | NYSE | INVN | 20.12 | 1.98 | 26.78 | 15.20 | 4,220,039 | 1,788.2 |
| LRAD Corp | NASDAQ | LRAD | 2.76 | 1.85 | 3.88 | 1.31 | 111,825 | 91.1 |
| Dorman Products Inc | NASDAQ | DORM | 40.75 | 1.72 | 60.99 | 37.22 | 582,157 | 1,470.5 |
| AAON Inc | NASDAQ | AAON | 17.27 | 1.53 | 23.09 | 16.51 | 246,881 | 950.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ardelyx Inc | NASDAQ | ARDX | 19.00 | 33.71 | 21.60 | 11.37 | 908,827 | 352.1 |
| Retractable Technologies Inc | NYSE | RVP | 3.59 | 23.79 | 4.00 | 2.30 | 679,021 | 98.3 |
| Portola Pharmaceuticals Inc | NASDAQ | PTLA | 29.32 | 15.98 | 31.48 | 19.59 | 1,540,836 | 1,213.7 |
| Hemispherx Biopharma Inc | NYSE | HEB | 0.37 | 15.14 | 0.55 | 0.19 | 8,981,976 | 70.2 |
| Masimo Corp | NASDAQ | MASI | 24.02 | 12.88 | 32.20 | 19.30 | 3,967,412 | 1,315.5 |
| Alpha Pro Tech Ltd | NYSE | APT | 3.59 | 10.46 | 3.72 | 1.48 | 2,963,254 | 65.2 |
| NewLink Genetics Corp | NASDAQ | NLNK | 22.95 | 7.14 | 53.48 | 16.00 | 1,709,286 | 640.5 |
| TearLab Corp | NASDAQ | TEAR | 3.61 | 6.18 | 12.37 | 3.29 | 283,950 | 121.3 |
| Mast Therapeutics Inc | NYSE | MSTX | 0.59 | 5.92 | 1.10 | 0.40 | 1,643,390 | 71.8 |
| Vical Inc | NASDAQ | VICL | 1.18 | 5.36 | 1.79 | 1.01 | 2,396,628 | 104.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| RCS Capital Corp | NYSE | RCAP | 23.81 | 5.73 | 39.98 | 15.51 | 2,465,127 | 1,554.1 |
| TPG Specialty Lending Inc | NYSE | TSLX | 16.68 | 4.18 | 24.41 | 15.95 | 450,170 | 893.5 |
| CNinsure Inc | NASDAQ | CISG | 5.68 | 3.27 | 9.44 | 4.85 | 126,331 | 283.7 |
| Net 1 UEPS Technologies Inc | NASDAQ | UEPS | 12.35 | 2.49 | 14.24 | 7.03 | 399,472 | 590.6 |
| DuPont Fabros Technology Inc | NYSE | DFT | 27.31 | 2.32 | 29.42 | 22.15 | 958,682 | 1,797.9 |
| CYS Investments Inc | NYSE | CYS | 8.43 | 2.31 | 9.44 | 7.20 | 2,647,969 | 1,366.0 |
| Five Oaks Investment Corp | NYSE | OAKS | 10.72 | 2.10 | 13.75 | 9.25 | 121,433 | 157.8 |
| Trico Bancshares | NASDAQ | TCBK | 23.09 | 2.08 | 29.30 | 21.56 | 133,593 | 372.5 |
| Calamos Asset Management Inc | NASDAQ | CLMS | 11.49 | 1.95 | 13.90 | 9.46 | 120,131 | 235.9 |
| Dynex Capital Inc | NYSE | DX | 7.98 | 1.92 | 9.14 | 7.75 | 457,792 | 436.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lakeland Industries Inc | NASDAQ | LAKE | 9.01 | 29.64 | 9.80 | 4.75 | 5,973,974 | 48.3 |
| Wet Seal Inc/The | NASDAQ | WTSL | 0.59 | 12.29 | 4.02 | 0.50 | 950,415 | 49.8 |
| Civeo Corp | NYSE | CVEO | 12.52 | 7.84 | 28.40 | 11.60 | 7,833,284 | 1,335.8 |
| Premier Exhibitions Inc | NASDAQ | PRXI | 0.77 | 4.07 | 1.54 | 0.59 | 113,038 | 37.8 |
| Alliance One International Inc | NYSE | AOI | 2.03 | 3.05 | 3.25 | 1.93 | 462,192 | 179.3 |
| Vera Bradley Inc | NASDAQ | VRA | 21.27 | 2.85 | 30.00 | 18.75 | 471,124 | 865.4 |
| Arcos Dorados Holdings Inc | NYSE | ARCO | 6.14 | 2.68 | 12.67 | 5.80 | 1,881,552 | 1,288.6 |
| RPX Corp | NASDAQ | RPXC | 14.06 | 2.40 | 18.75 | 13.25 | 656,900 | 755.3 |
| Stein Mart Inc | NASDAQ | SMRT | 11.75 | 2.40 | 16.17 | 11.46 | 133,309 | 528.0 |
| Tile Shop Holdings Inc | NASDAQ | TTS | 9.46 | 2.27 | 28.87 | 9.06 | 431,521 | 484.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


