Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, May 16, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Inspiration Mining Corp | TSX | ISM | 0.17 | 25.93 | 0.19 | 0.04 | 459,500 | 13.9 |
| Stans Energy Corp | TSXV | HRE | 0.15 | 20.00 | 0.26 | 0.05 | 330,500 | 23.6 |
| Largo Resources Ltd | TSXV | LGO | 0.27 | 17.78 | 0.30 | 0.17 | 749,782 | 260.9 |
| Tembo Gold Corp | TSXV | TEM | 0.10 | 17.65 | 0.21 | 0.07 | 321,950 | 13.6 |
| Cornerstone Capital Resources Inc | TSXV | CGP | 0.13 | 13.64 | 0.24 | 0.02 | 152,500 | 23.7 |
| NioCorp Developments Ltd | TSXV | NB | 0.64 | 12.28 | 0.79 | 0.10 | 432,147 | 77.0 |
| Balmoral Resources Ltd | TSX | BAR | 1.08 | 9.09 | 1.09 | 0.30 | 763,618 | 106.0 |
| Victoria Gold Corp | TSXV | VIT | 0.13 | 8.70 | 0.17 | 0.08 | 171,100 | 42.5 |
| Wellgreen Platinum Ltd | TSXV | WG | 0.67 | 8.06 | 1.10 | 0.42 | 119,200 | 55.7 |
| Focus Graphite Inc | TSXV | FMS | 0.54 | 8.00 | 0.69 | 0.25 | 140,509 | 57.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Longreach Oil & Gas Ltd | TSXV | LOI | 0.40 | 23.08 | 0.79 | 0.17 | 246,286 | 32.5 |
| Edge Resources Inc | TSXV | EDE | 0.18 | 20.00 | 0.23 | 0.07 | 439,600 | 29.5 |
| Primeline Energy Holdings Inc | TSXV | PEH | 0.86 | 19.44 | 0.88 | 0.33 | 105,549 | 96.9 |
| US Oil Sands Inc | TSXV | USO | 0.13 | 18.18 | 0.24 | 0.09 | 151,590 | 110.9 |
| Petro One Energy Corp | TSXV | POP | 0.20 | 11.11 | 0.33 | 0.12 | 163,500 | 11.8 |
| Blackbird Energy Inc | TSXV | BBI | 0.29 | 9.62 | 0.31 | 0.05 | 1,175,187 | 53.2 |
| Sintana Energy Inc | TSXV | SNN | 0.13 | 8.33 | 0.23 | 0.07 | 335,000 | 40.4 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.15 | 7.14 | 0.30 | 0.03 | 375,000 | 17.1 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.16 | 6.67 | 0.70 | 0.14 | 144,878 | 10.2 |
| Ballard Power Systems Inc | TSX | BLD | 3.55 | 6.29 | 9.32 | 1.15 | 874,772 | 467.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wi2Wi Corp | TSXV | YTY | 0.13 | 25.00 | 0.33 | 0.10 | 206,500 | 10.2 |
| UrtheCast Corp | TSX | UR | 1.39 | 6.11 | 2.90 | 1.22 | 224,998 | 89.3 |
| LeoNovus Inc | TSXV | LTV | 0.47 | 5.62 | 0.55 | 0.15 | 106,000 | 56.1 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.14 | 3.70 | 0.25 | 0.08 | 519,000 | 50.6 |
| POET Technologies Inc | TSXV | PTK | 1.57 | 1.95 | 2.87 | 0.32 | 458,153 | 249.0 |
| Redline Communications Group Inc | TSX | RDL | 2.70 | 1.89 | 6.30 | 2.00 | 152,100 | 42.5 |
| Redknee Solutions Inc | TSX | RKN | 4.40 | 0.69 | 7.82 | 2.50 | 1,082,689 | 479.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.37 | 5.80 | 0.64 | 0.13 | 376,000 | 63.3 |
| Avigilon Corp | TSX | AVO | 19.65 | 1.97 | 34.50 | 14.80 | 325,413 | 912.3 |
| DIRTT Environmental Solutions | TSX | DRT | 3.00 | 1.69 | 3.80 | 2.30 | 129,540 | 206.7 |
| Badger Daylighting Ltd | TSX | BAD | 35.29 | 0.63 | 43.65 | 14.68 | 106,198 | 1,306.9 |
| Martinrea International Inc | TSX | MRE | 11.05 | 0.27 | 12.75 | 6.91 | 553,078 | 933.5 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.02 | 0.10 | 22.06 | 15.63 | 217,474 | 1,201.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.59 | 7.27 | 0.97 | 0.34 | 306,578 | 96.2 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.19 | 5.71 | 0.42 | 0.17 | 219,600 | 26.2 |
| TSO3 Inc | TSX | TOS | 0.46 | 1.10 | 0.92 | 0.40 | 102,200 | 33.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Partners Real Estate Investment Trust | TSX | PAR-U | 4.56 | 8.06 | 7.64 | 3.94 | 112,453 | 124.2 |
| LX Ventures Inc | TSXV | LXV | 0.15 | 7.41 | 0.96 | 0.10 | 2,355,065 | 11.7 |
| High North Resources Ltd | TSXV | HN | 0.61 | 5.17 | 0.74 | 0.30 | 163,450 | 31.4 |
| Westaim Corp/The | TSXV | WED | 3.40 | 1.49 | 3.44 | 1.25 | 114,569 | 47.3 |
| Killam Properties Inc | TSX | KMP | 10.57 | 1.34 | 12.46 | 9.91 | 206,445 | 578.2 |
| NorthWest Healthcare Properties Real Estate Investment Trust | TSX | NWH-U | 10.10 | 0.90 | 12.94 | 9.52 | 116,289 | 392.3 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 10.52 | 0.57 | 10.80 | 9.13 | 173,828 | 457.6 |
| AGF Management Ltd | TSX | AGF/B | 12.82 | 0.31 | 14.78 | 10.34 | 155,617 | 1,101.3 |
| Dundee Corp | TSX | DC/A | 16.16 | 0.31 | 23.98 | 15.41 | 144,339 | 841.0 |
| GMP Capital Inc | TSX | GMP | 7.78 | 0.26 | 8.47 | 5.57 | 717,903 | 577.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gulf Resources Inc | NASDAQ | GURE | 2.20 | 5.26 | 3.20 | 1.06 | 158,685 | 85.2 |
| Uranerz Energy Corp | NYSE | URZ | 1.43 | 5.15 | 1.97 | 0.80 | 335,120 | 123.3 |
| Uranium Energy Corp | NYSE | UEC | 1.69 | 4.97 | 2.65 | 0.94 | 3,572,827 | 151.8 |
| Gold Resource Corp | NYSE | GORO | 4.51 | 4.88 | 10.20 | 3.52 | 969,548 | 244.3 |
| OCI Resources LP | NYSE | OCIR | 22.23 | 3.93 | 23.29 | 17.76 | 231,962 | 434.6 |
| Horsehead Holding Corp | NASDAQ | ZINC | 16.42 | 3.27 | 18.83 | 10.85 | 202,710 | 832.7 |
| Daqo New Energy Corp | NYSE | DQ | 23.63 | 3.14 | 56.98 | 6.37 | 167,610 | 211.2 |
| Resolute Forest Products Inc | NYSE | RFP | 15.67 | 3.02 | 21.70 | 12.36 | 351,789 | 1,482.2 |
| General Moly Inc | NYSE | GMO | 1.09 | 2.83 | 2.26 | 0.82 | 515,136 | 100.1 |
| Uranium Resources Inc | NASDAQ | URRE | 2.59 | 2.78 | 5.53 | 2.21 | 178,433 | 64.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gray Fox Petroleum Corp | OTC BB | GFOX | 0.73 | 21.26 | 2.72 | 0.45 | 136,338 | 26.2 |
| Richfield Oil & Gas Co | OTC BB | ROIL | 0.30 | 18.00 | 0.86 | 0.16 | 126,775 | 17.8 |
| Enservco Corp | NYSE | ENSV | 2.32 | 10.48 | 2.75 | 0.86 | 226,761 | 84.8 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 3.05 | 9.75 | 10.19 | 1.71 | 187,689 | 45.3 |
| SandRidge Mississippian Trust II | NYSE | SDR | 8.04 | 9.39 | 15.75 | 7.13 | 1,051,415 | 399.8 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 3.83 | 6.98 | 11.25 | 1.85 | 1,546,009 | 87.0 |
| Gastar Exploration Inc | NYSE | GST | 7.34 | 5.92 | 7.49 | 2.17 | 2,936,069 | 454.3 |
| American Eagle Energy Corp | NYSE | AMZG | 6.03 | 5.79 | 12.00 | 5.44 | 148,258 | 183.4 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 12.32 | 5.75 | 18.65 | 2.33 | 1,606,324 | 248.2 |
| Plug Power Inc | NASDAQ | PLUG | 4.49 | 4.66 | 11.72 | 0.24 | 18,324,068 | 750.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| eOn Communications Corp | NASDAQ | EONC | 3.49 | 44.81 | 7.49 | 0.74 | 1,151,065 | 10.1 |
| Intermolecular Inc | NASDAQ | IMI | 3.16 | 39.21 | 8.80 | 2.10 | 9,893,768 | 149.2 |
| Wave Systems Corp | NASDAQ | WAVX | 1.71 | 17.12 | 1.99 | 0.69 | 2,258,652 | 69.2 |
| Infinera Corp | NASDAQ | INFN | 9.38 | 12.47 | 12.16 | 6.96 | 4,357,872 | 1,149.0 |
| Demandware Inc | NYSE | DWRE | 54.86 | 9.50 | 82.23 | 29.11 | 1,604,652 | 1,968.8 |
| China Mobile Games & Entertainment Group Ltd | NASDAQ | CMGE | 20.24 | 9.41 | 40.31 | 10.05 | 471,340 | 636.8 |
| Sigma Designs Inc | NASDAQ | SIGM | 3.85 | 9.38 | 6.70 | 3.41 | 581,878 | 132.6 |
| Alliance Fiber Optic Products Inc | NASDAQ | AFOP | 19.70 | 7.15 | 23.94 | 8.01 | 924,798 | 363.8 |
| Proofpoint Inc | NASDAQ | PFPT | 30.47 | 6.93 | 45.66 | 18.16 | 910,393 | 1,127.1 |
| VirnetX Holding Corp | NYSE | VHC | 14.75 | 6.88 | 26.25 | 12.10 | 751,400 | 759.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Intellicheck Mobilisa Inc | NYSE | IDN | 0.79 | 13.34 | 1.79 | 0.25 | 872,274 | 31.3 |
| Sypris Solutions Inc | NASDAQ | SYPR | 4.22 | 10.76 | 4.27 | 2.52 | 267,585 | 86.6 |
| Ply Gem Holdings Inc | NYSE | PGEM | 11.83 | 9.74 | 24.46 | 10.63 | 388,793 | 802.6 |
| Cemtrex Inc | OTC BB | CTEI | 0.79 | 9.72 | 0.80 | 0.05 | 134,170 | 32.1 |
| UQM Technologies Inc | NYSE | UQM | 2.26 | 7.62 | 3.45 | 0.72 | 557,506 | 91.3 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 3.00 | 7.53 | 8.77 | 2.65 | 5,113,926 | 545.3 |
| American Superconductor Corp | NASDAQ | AMSC | 1.50 | 7.14 | 3.06 | 1.25 | 951,996 | 102.2 |
| CUI Global Inc | NASDAQ | CUI | 7.30 | 7.04 | 11.34 | 5.00 | 157,716 | 150.6 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 19.28 | 6.23 | 28.01 | 9.07 | 235,663 | 285.1 |
| Energy Recovery Inc | NASDAQ | ERII | 4.59 | 6.00 | 7.75 | 3.59 | 253,045 | 236.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| RiceBran Technologies | NASDAQ | RIBT | 6.68 | 11.80 | 16.80 | 3.56 | 239,119 | 20.3 |
| Insys Therapeutics Inc | NASDAQ | INSY | 26.55 | 11.32 | 57.91 | 6.20 | 1,735,613 | 908.8 |
| NeoStem Inc | NASDAQ | NBS | 5.88 | 10.94 | 9.89 | 4.56 | 440,616 | 200.0 |
| Dehaier Medical Systems Ltd | NASDAQ | DHRM | 5.32 | 10.37 | 12.89 | 1.81 | 166,017 | 29.3 |
| Novavax Inc | NASDAQ | NVAX | 4.58 | 10.36 | 6.95 | 1.68 | 5,554,011 | 958.5 |
| ImmunoCellular Therapeutics Ltd | NYSE | IMUC | 1.29 | 10.26 | 4.00 | 0.65 | 2,255,548 | 74.7 |
| Aastrom Biosciences Inc | NASDAQ | ASTM | 4.33 | 9.07 | 17.79 | 3.14 | 450,156 | 28.1 |
| Verastem Inc | NASDAQ | VSTM | 8.35 | 8.87 | 18.82 | 7.10 | 157,632 | 215.7 |
| Aceto Corp | NASDAQ | ACET | 18.58 | 8.82 | 25.25 | 11.50 | 679,933 | 533.7 |
| CytRx Corp | NASDAQ | CYTR | 3.66 | 8.28 | 8.35 | 1.95 | 1,980,059 | 204.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Federated National Holding Co | NASDAQ | FNHC | 23.89 | 8.69 | 24.17 | 8.30 | 245,951 | 270.5 |
| Maui Land & Pineapple Co Inc | NYSE | MLP | 8.29 | 7.94 | 9.41 | 3.86 | 189,141 | 155.7 |
| Mercantile Bank Corp | NASDAQ | MBWM | 23.71 | 5.99 | 24.34 | 16.50 | 134,980 | 207.2 |
| WisdomTree Investments Inc | NASDAQ | WETF | 10.02 | 4.81 | 18.50 | 9.11 | 5,900,267 | 1,335.3 |
| Stonegate Mortgage Corp | NYSE | SGM | 14.23 | 4.56 | 18.94 | 11.81 | 115,331 | 366.7 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 16.81 | 4.09 | 17.22 | 6.02 | 331,904 | 350.4 |
| Citizens Inc/TX | NYSE | CIA | 6.38 | 3.91 | 9.47 | 5.90 | 116,673 | 319.5 |
| Investment Technology Group Inc | NYSE | ITG | 18.56 | 3.80 | 20.87 | 12.34 | 221,873 | 668.1 |
| Ellie Mae Inc | NYSE | ELLI | 26.60 | 3.30 | 33.24 | 21.00 | 206,316 | 747.8 |
| United Community Financial Corp/OH | NASDAQ | UCFC | 3.47 | 3.27 | 5.00 | 3.17 | 218,558 | 175.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


