Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, May 01, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stans Energy Corp | TSXV | HRE | 0.18 | 75.00 | 0.28 | 0.05 | 5,206,505 | 27.5 |
| American Vanadium Corp | TSXV | AVC | 0.64 | 25.49 | 0.88 | 0.29 | 445,175 | 36.7 |
| Harte Gold Corp | TSX | HRT | 0.12 | 20.00 | 0.12 | 0.05 | 594,381 | 26.0 |
| NioCorp Developments Ltd | TSXV | NB | 0.60 | 15.38 | 0.60 | 0.10 | 342,237 | 72.2 |
| Balmoral Resources Ltd | TSX | BAR | 0.84 | 13.51 | 0.84 | 0.30 | 614,005 | 82.4 |
| Argex Titanium Inc | TSX | RGX | 0.87 | 10.13 | 1.11 | 0.56 | 516,734 | 116.2 |
| Pershimco Resources Inc | TSXV | PRO | 0.45 | 9.76 | 0.54 | 0.18 | 218,185 | 89.4 |
| Nemaska Lithium Inc | TSXV | NMX | 0.12 | 9.52 | 0.22 | 0.08 | 538,165 | 19.2 |
| Detour Gold Corp | TSX | DGC | 11.90 | 9.07 | 12.77 | 2.88 | 2,996,517 | 1,873.3 |
| Tembec Inc | TSX | TMB | 2.63 | 8.68 | 3.46 | 2.20 | 126,507 | 263.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Traverse Energy Ltd | TSXV | TVL | 1.20 | 9.09 | 1.23 | 0.48 | 324,550 | 81.9 |
| Macro Enterprises Inc | TSXV | MCR | 6.14 | 7.91 | 7.35 | 1.71 | 210,677 | 183.9 |
| Edge Resources Inc | TSXV | EDE | 0.14 | 7.69 | 0.23 | 0.07 | 230,200 | 22.9 |
| Anderson Energy Ltd | TSX | AXL | 0.25 | 6.52 | 0.28 | 0.11 | 120,245 | 42.3 |
| Petrowest Corp | TSX | PRW | 1.00 | 6.38 | 1.14 | 0.62 | 854,600 | 146.8 |
| Manitok Energy Inc | TSXV | MEI | 2.64 | 6.02 | 3.38 | 1.93 | 1,139,963 | 191.7 |
| Petromanas Energy Inc | TSXV | PMI | 0.27 | 5.88 | 0.29 | 0.08 | 735,048 | 187.3 |
| Taipan Resources Inc | TSXV | TPN | 0.41 | 5.19 | 0.66 | 0.22 | 321,776 | 41.8 |
| Petrolympic Ltd | TSXV | PCQ | 0.41 | 5.13 | 0.41 | 0.05 | 131,912 | 40.2 |
| Crown Point Energy Inc | TSXV | CWV | 0.86 | 4.88 | 0.93 | 0.14 | 488,116 | 89.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.94 | 20.50 | 2.87 | 0.32 | 2,347,789 | 307.7 |
| BSM Technologies Inc | TSXV | GPS | 2.46 | 4.68 | 3.45 | 1.24 | 767,414 | 114.2 |
| Sprylogics International Corp | TSXV | SPY | 0.38 | 2.70 | 0.80 | 0.33 | 239,400 | 10.4 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.42 | 2.44 | 0.88 | 0.26 | 365,470 | 33.6 |
| Sierra Wireless Inc | TSX | SW | 24.21 | 2.32 | 28.31 | 10.80 | 106,524 | 761.0 |
| Wi-Lan Inc | TSX | WIN | 3.39 | 0.59 | 4.98 | 2.96 | 223,320 | 406.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.40 | 3.90 | 0.64 | 0.13 | 375,301 | 69.3 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 14.47 | 1.90 | 15.45 | 9.74 | 132,021 | 1,313.8 |
| Photon Control Inc | TSXV | PHO | 0.36 | 1.41 | 0.41 | 0.11 | 104,700 | 36.5 |
| Norbord Inc | TSX | NBD | 27.19 | 1.27 | 36.95 | 25.10 | 183,742 | 1,452.5 |
| Avigilon Corp | TSX | AVO | 26.09 | 1.08 | 34.50 | 12.27 | 180,360 | 1,211.3 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.79 | 0.80 | 4.22 | 2.70 | 417,409 | 913.0 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.43 | 0.64 | 22.06 | 15.63 | 275,492 | 1,226.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Medifocus Inc | TSXV | MFS | 0.18 | 44.00 | 0.25 | 0.12 | 311,400 | 21.1 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.27 | 10.43 | 2.15 | 0.44 | 323,384 | 99.2 |
| Concordia Healthcare Corp | TSX | CXR | 26.62 | 8.70 | 27.22 | 6.25 | 466,312 | 635.2 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.47 | 4.44 | 0.59 | 0.18 | 118,335 | 34.7 |
| Centric Health Corp | TSX | CHH | 0.27 | 3.85 | 0.63 | 0.25 | 138,500 | 41.3 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.50 | 2.04 | 1.14 | 0.34 | 258,649 | 81.6 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.58 | 1.75 | 1.51 | 0.27 | 111,394 | 45.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Dundee Corp | TSX | DC/A | 16.73 | 4.56 | 23.98 | 15.41 | 3,627,550 | 869.6 |
| Canaccord Genuity Group Inc | TSX | CF | 9.81 | 3.59 | 9.95 | 5.24 | 379,182 | 995.4 |
| AGF Management Ltd | TSX | AGF/B | 12.60 | 3.19 | 14.78 | 10.34 | 349,033 | 1,080.7 |
| Dream Unlimited Corp | TSX | DRM | 15.34 | 2.40 | 17.64 | 9.54 | 108,750 | 1,218.2 |
| HealthLease Properties Real Estate Investment Trust | TSX | HLP-U | 10.13 | 0.10 | 11.59 | 9.27 | 130,579 | 261.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| BioAmber Inc | NYSE | BIOA | 11.58 | 15.34 | 15.05 | 3.96 | 119,258 | 215.0 |
| Solitario Exploration & Royalty Corp | NYSE | XPL | 1.14 | 7.51 | 1.67 | 0.76 | 136,500 | 44.7 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.19 | 7.43 | 0.41 | 0.06 | 246,057 | 50.1 |
| Mines Management Inc | NYSE | MGN | 1.36 | 7.09 | 1.80 | 0.48 | 107,115 | 39.7 |
| Timberline Resources Corp | NYSE | TLR | 0.16 | 6.62 | 0.35 | 0.12 | 151,239 | 11.8 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.53 | 5.35 | 8.30 | 4.12 | 18,882,855 | 1,002.7 |
| Century Aluminum Co | NASDAQ | CENX | 14.13 | 2.76 | 14.24 | 7.65 | 667,646 | 1,253.6 |
| PH Glatfelter Co | NYSE | GLT | 26.19 | 2.63 | 32.00 | 23.24 | 465,854 | 1,131.4 |
| Arch Coal Inc | NYSE | ACI | 4.69 | 2.40 | 5.82 | 3.47 | 6,074,050 | 995.7 |
| Rentech Inc | NASDAQ | RTK | 2.15 | 1.42 | 2.49 | 1.55 | 2,702,219 | 489.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ener-Core Inc | OTC BB | ENCR | 0.35 | 24.11 | 2.37 | 0.27 | 256,397 | 25.4 |
| KiOR Inc | NASDAQ | KIOR | 0.74 | 22.06 | 5.94 | 0.33 | 1,497,267 | 82.0 |
| Holly Energy Partners LP | NYSE | HEP | 33.69 | 4.27 | 40.00 | 29.55 | 149,633 | 1,976.2 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 0.52 | 3.60 | 1.33 | 0.42 | 471,413 | 39.7 |
| Vertex Energy Inc | NASDAQ | VTNR | 8.38 | 3.08 | 9.19 | 2.35 | 416,625 | 183.6 |
| Gevo Inc | NASDAQ | GEVO | 1.06 | 2.91 | 2.32 | 0.73 | 452,204 | 72.7 |
| Amyris Inc | NASDAQ | AMRS | 3.61 | 2.56 | 6.11 | 2.17 | 306,381 | 280.3 |
| FutureFuel Corp | NYSE | FF | 20.55 | 2.39 | 22.25 | 11.73 | 407,647 | 890.7 |
| ReneSola Ltd | NYSE | SOL | 2.78 | 2.21 | 6.00 | 1.60 | 1,601,883 | 282.6 |
| Delek US Holdings Inc | NYSE | DK | 32.59 | 1.88 | 39.02 | 19.70 | 1,083,441 | 1,964.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| MaxLinear Inc | NYSE | MXL | 9.43 | 19.82 | 11.32 | 6.02 | 797,262 | 336.1 |
| Proofpoint Inc | NASDAQ | PFPT | 28.95 | 13.80 | 45.66 | 17.01 | 1,637,155 | 1,070.5 |
| Demandware Inc | NYSE | DWRE | 55.18 | 11.18 | 82.23 | 27.25 | 1,138,327 | 1,974.5 |
| Puget Technologies Inc | OTC BB | PUGE | 0.30 | 11.15 | 1.68 | 0.20 | 252,206 | 12.8 |
| Jive Software Inc | NASDAQ | JIVE | 8.25 | 10.29 | 18.48 | 6.84 | 3,249,600 | 580.5 |
| AudioCodes Ltd | NASDAQ | AUDC | 6.25 | 9.46 | 9.12 | 3.68 | 455,442 | 266.1 |
| Glowpoint Inc | NYSE | GLOW | 1.70 | 8.97 | 2.03 | 0.65 | 149,044 | 60.4 |
| O2Micro International Ltd | NASDAQ | OIIM | 3.89 | 8.06 | 4.00 | 2.66 | 245,081 | 108.3 |
| Inteliquent Inc | NASDAQ | IQNT | 14.69 | 7.70 | 15.93 | 3.41 | 1,323,022 | 475.2 |
| DSP Group Inc | NASDAQ | DSPG | 8.57 | 7.66 | 10.32 | 6.30 | 128,155 | 193.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker |
Last Price |
1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Meritor Inc | NYSE | MTOR | 13.95 | 17.52 | 13.96 | 5.53 | 7,004,399 | 1,363.7 |
| Saleen Automotive Inc | OTC BB | SLNN | 0.20 | 10.62 | 1.11 | 0.12 | 455,279 | 25.7 |
| FARO Technologies Inc | NASDAQ | FARO | 43.59 | 9.25 | 60.91 | 32.51 | 398,755 | 751.2 |
| Gentherm Inc | NASDAQ | THRM | 39.50 | 8.67 | 41.30 | 15.07 | 1,799,668 | 1,395.9 |
| American Superconductor Corp | NASDAQ | AMSC | 1.36 | 6.25 | 3.06 | 1.28 | 647,449 | 92.7 |
| PGT Inc | NASDAQ | PGTI | 10.51 | 5.63 | 12.61 | 7.44 | 1,430,214 | 496.4 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.26 | 4.82 | 6.43 | 1.44 | 255,183 | 96.9 |
| China Digital TV Holding Co Ltd | NYSE | STV | 2.73 | 4.60 | 3.37 | 1.16 | 125,367 | 161.0 |
| Hollysys Automation Technologies Ltd | NASDAQ | HOLI | 22.36 | 4.44 | 23.95 | 10.89 | 1,623,553 | 1,286.9 |
| Sterling Construction Co Inc | NASDAQ | STRL | 7.99 | 4.04 | 12.37 | 6.72 | 363,284 | 150.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Merrimack Pharmaceuticals Inc | NASDAQ | MACK | 6.99 | 59.23 | 7.65 | 2.05 | 30,804,947 | 721.7 |
| Pacific Biosciences of California Inc | NASDAQ | PACB | 5.17 | 16.97 | 8.20 | 2.31 | 2,464,928 | 364.4 |
| CytRx Corp | NASDAQ | CYTR | 3.55 | 15.64 | 8.35 | 1.95 | 4,382,180 | 198.0 |
| HeartWare International Inc | NASDAQ | HTWR | 94.43 | 11.15 | 105.84 | 69.31 | 677,913 | 1,603.5 |
| ANI Pharmaceuticals Inc | NASDAQ | ANIP | 34.36 | 10.45 | 38.74 | 4.80 | 238,608 | 387.3 |
| Medizone International Inc | OTC BB | MZEI | 0.18 | 10.37 | 0.29 | 0.05 | 560,353 | 60.8 |
| Wright Medical Group Inc | NASDAQ | WMGI | 30.01 | 9.73 | 33.80 | 23.43 | 2,274,154 | 1,497.6 |
| Stereotaxis Inc | NASDAQ | STXS | 4.24 | 9.56 | 10.18 | 1.14 | 728,569 | 82.4 |
| Cardiovascular Systems Inc | NASDAQ | CSII | 31.17 | 8.42 | 37.73 | 17.00 | 925,368 | 935.2 |
| Baxano Surgical Inc | NASDAQ | BAXS | 0.92 | 8.12 | 2.50 | 0.81 | 169,974 | 43.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Employers Holdings Inc | NYSE | EIG | 22.54 | 10.76 | 32.90 | 18.91 | 549,806 | 707.2 |
| Tower Group International Ltd | NASDAQ | TWGP | 2.66 | 8.13 | 22.30 | 2.40 | 1,111,380 | 152.6 |
| Marlin Business Services Corp | NASDAQ | MRLN | 18.53 | 7.92 | 29.58 | 17.10 | 124,308 | 239.6 |
| Maiden Holdings Ltd | NASDAQ | MHLD | 12.45 | 5.51 | 13.48 | 9.97 | 794,589 | 905.5 |
| Westfield Financial Inc | NASDAQ | WFD | 7.22 | 5.40 | 8.00 | 6.50 | 101,798 | 143.4 |
| St Joe Co/The | NYSE | JOE | 18.77 | 5.15 | 23.28 | 16.82 | 726,672 | 1,732.3 |
| United Financial Bancorp Inc | NASDAQ | UBNK | 13.69 | 4.03 | 15.42 | 12.56 | 267,343 | 720.7 |
| KCG Holdings Inc | NYSE | KCG | 10.31 | 3.62 | 13.29 | 8.11 | 767,643 | 1,179.2 |
| Pacific Premier Bancorp Inc | NASDAQ | PPBI | 14.12 | 3.44 | 17.48 | 11.42 | 178,927 | 243.2 |
| Imperial Holdings Inc | NYSE | IFT | 6.92 | 3.44 | 7.58 | 4.71 | 138,219 | 147.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
