Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, April 30, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Euromax Resources Ltd | TSXV | EOX | 0.19 | 23.33 | 0.42 | 0.09 | 675,866 | 15.8 |
| Nautilus Minerals Inc | TSX | NUS | 0.59 | 18.00 | 0.79 | 0.20 | 2,062,820 | 260.1 |
| Regulus Resources Inc | TSXV | REG | 0.13 | 13.04 | 0.17 | 0.08 | 1,420,200 | 13.0 |
| Saturn Minerals Inc | TSXV | SMI | 0.15 | 11.54 | 0.18 | 0.07 | 173,000 | 15.2 |
| Excellon Resources Inc | TSX | EXN | 1.45 | 7.41 | 2.11 | 0.90 | 112,545 | 79.7 |
| Ucore Rare Metals Inc | TSXV | UCU | 0.37 | 7.35 | 0.50 | 0.18 | 278,868 | 72.0 |
| Gold Canyon Resources Inc | TSXV | GCU | 0.30 | 7.27 | 0.53 | 0.19 | 182,400 | 43.8 |
| Canfor Pulp Products Inc | TSX | CFX | 12.18 | 7.12 | 13.10 | 8.02 | 105,722 | 864.9 |
| Denison Mines Corp | TSX | DML | 1.50 | 4.90 | 1.95 | 1.01 | 796,253 | 727.0 |
| Fission 3.0 Corp | TSXV | FUU | 0.11 | 4.76 | 0.30 | 0.10 | 679,556 | 16.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Longreach Oil & Gas Ltd | TSXV | LOI | 0.23 | 21.05 | 0.80 | 0.17 | 305,800 | 18.7 |
| WesternZagros Resources Ltd | TSXV | WZR | 0.87 | 11.54 | 1.58 | 0.74 | 966,929 | 413.4 |
| Blackbird Energy Inc | TSXV | BBI | 0.22 | 10.00 | 0.25 | 0.05 | 729,047 | 34.7 |
| Southern Pacific Resource Corp | TSX | STP | 0.32 | 9.40 | 0.81 | 0.11 | 3,040,042 | 127.3 |
| Synodon Inc | TSXV | SYD | 0.30 | 9.09 | 0.48 | 0.13 | 178,200 | 24.7 |
| Bengal Energy Ltd | TSX | BNG | 0.63 | 8.62 | 0.79 | 0.40 | 213,357 | 40.6 |
| Macro Enterprises Inc | TSXV | MCR | 5.69 | 8.38 | 7.35 | 1.71 | 206,941 | 170.4 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.33 | 6.56 | 0.36 | 0.06 | 833,133 | 146.8 |
| CDN Oilfield Solutions Corp | TSXV | OTS | 0.37 | 5.71 | 0.42 | 0.13 | 195,650 | 33.7 |
| Traverse Energy Ltd | TSXV | TVL | 1.10 | 4.76 | 1.10 | 0.48 | 250,100 | 74.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Enablence Technologies Inc | TSXV | ENA | 0.14 | 50.00 | 0.48 | 0.03 | 4,550,194 | 21.3 |
| Sprylogics International Corp | TSXV | SPY | 0.37 | 12.12 | 0.80 | 0.33 | 417,500 | 10.1 |
| Intrinsyc Software International Inc | TSX | ICS | 0.14 | 12.00 | 0.18 | 0.05 | 156,346 | 22.9 |
| ISIS Lab Corp | TSXV | LAB | 0.41 | 9.33 | 0.64 | 0.10 | 404,400 | 22.6 |
| QHR Corp | TSXV | QHR | 1.25 | 2.46 | 1.54 | 0.51 | 148,140 | 60.5 |
| Wi-Lan Inc | TSX | WIN | 3.37 | 2.12 | 4.98 | 2.96 | 600,939 | 404.1 |
| Espial Group Inc | TSX | ESP | 2.11 | 1.93 | 2.20 | 0.30 | 154,301 | 41.7 |
| Guestlogix Inc | TSX | GXI | 1.34 | 0.75 | 1.60 | 0.77 | 664,601 | 122.5 |
| UrtheCast Corp | TSX | UR | 1.64 | 0.61 | 2.90 | 1.22 | 282,039 | 105.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Empire Industries Ltd/Canada | TSXV | EIL | 0.17 | 13.79 | 0.17 | 0.04 | 1,971,988 | 42.0 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.25 | 11.36 | 1.94 | 0.22 | 110,320 | 13.1 |
| Badger Daylighting Ltd | TSX | BAD | 38.20 | 4.12 | 43.65 | 14.07 | 1,051,908 | 1,414.7 |
| Kelso Technologies Inc | TSXV | KLS | 6.33 | 3.77 | 6.33 | 0.92 | 117,336 | 276.0 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.60 | 3.45 | 0.80 | 0.14 | 386,965 | 97.7 |
| Tree Island Steel Ltd | TSX | TSL | 1.16 | 1.75 | 1.35 | 0.45 | 100,685 | 70.4 |
| Formation Fluid Management Inc | TSXV | FFM | 0.40 | 1.27 | 0.40 | 0.05 | 123,600 | 15.6 |
| Aecon Group Inc | TSX | ARE | 18.41 | 0.38 | 18.51 | 10.32 | 126,721 | 1,039.2 |
| Martinrea International Inc | TSX | MRE | 11.04 | 0.09 | 12.75 | 6.91 | 100,989 | 932.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Theratechnologies Inc | TSX | TH | 0.57 | 34.12 | 0.65 | 0.19 | 601,815 | 34.8 |
| Prometic Life Sciences Inc | TSX | PLI | 1.09 | 14.74 | 1.65 | 0.32 | 1,966,971 | 574.3 |
| Verisante Technology Inc | TSXV | VRS | 0.20 | 11.11 | 0.48 | 0.17 | 120,000 | 16.3 |
| ICO Therapeutics Inc | TSXV | ICO | 0.34 | 7.94 | 0.59 | 0.26 | 411,824 | 26.9 |
| Adherex Technologies Inc | TSX | AHX | 1.00 | 4.17 | 1.15 | 0.21 | 102,504 | 29.2 |
| Theralase Technologies Inc | TSXV | TLT | 0.27 | 3.85 | 0.56 | 0.17 | 362,076 | 18.0 |
| Lorus Therapeutics Inc | TSX | LOR | 0.57 | 3.64 | 1.04 | 0.17 | 326,195 | 64.2 |
| Titan Medical Inc | TSXV | TMD | 1.78 | 3.49 | 2.76 | 0.38 | 625,443 | 148.9 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.57 | 1.79 | 1.51 | 0.27 | 440,030 | 22.9 |
| Extendicare Inc/US | TSX | EXE | 6.74 | 0.15 | 7.50 | 5.12 | 134,232 | 611.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.35 | 12.90 | 0.37 | 0.18 | 607,728 | 40.9 |
| LX Ventures Inc | TSXV | LXV | 0.14 | 12.50 | 0.96 | 0.12 | 694,225 | 10.9 |
| High North Resources Ltd | TSXV | HN | 0.51 | 4.08 | 0.74 | 0.28 | 465,265 | 26.3 |
| Tricon Capital Group Inc | TSX | TCN | 7.58 | 3.41 | 8.54 | 5.65 | 421,340 | 685.7 |
| Killam Properties Inc | TSX | KMP | 10.45 | 0.48 | 12.70 | 9.91 | 192,345 | 570.8 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.43 | 0.38 | 11.71 | 8.95 | 257,266 | 1,814.8 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.92 | 0.20 | 5.19 | 3.97 | 216,552 | 742.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Verso Paper Corp | NYSE | VRS | 2.72 | 6.25 | 5.55 | 0.52 | 139,929 | 145.0 |
| Mercer International Inc | NASDAQ | MERC | 8.28 | 5.61 | 10.55 | 5.87 | 188,698 | 529.1 |
| Hi-Crush Partners LP | NYSE | HCLP | 40.59 | 4.88 | 43.97 | 17.44 | 339,568 | 1,323.8 |
| Arch Coal Inc | NYSE | ACI | 4.58 | 2.46 | 5.82 | 3.47 | 7,668,062 | 972.4 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.55 | 2.31 | 5.08 | 2.21 | 646,321 | 243.4 |
| Wausau Paper Corp | NYSE | WPP | 11.96 | 2.13 | 14.04 | 9.57 | 169,920 | 595.0 |
| Uranium Energy Corp | NYSE | UEC | 1.07 | 1.90 | 2.65 | 1.00 | 1,164,852 | 96.1 |
| Resolute Forest Products Inc | NYSE | RFP | 17.84 | 1.77 | 21.70 | 12.36 | 427,326 | 1,687.3 |
| AK Steel Holding Corp | NYSE | AKS | 7.00 | 1.74 | 8.47 | 2.92 | 6,410,065 | 957.0 |
| Intrepid Potash Inc | NYSE | IPI | 16.30 | 1.56 | 19.51 | 10.60 | 991,360 | 1,240.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| FX Energy Inc | NASDAQ | FXEN | 5.65 | 21.51 | 6.18 | 2.82 | 4,951,967 | 304.6 |
| Tengasco Inc | NYSE | TGC | 0.47 | 9.18 | 0.71 | 0.35 | 268,355 | 28.6 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 2.70 | 8.00 | 7.01 | 1.47 | 585,676 | 47.4 |
| Pioneer Energy Services Corp | NYSE | PES | 14.97 | 7.54 | 14.97 | 6.46 | 1,730,857 | 939.4 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 15.60 | 5.98 | 18.65 | 2.33 | 3,675,111 | 313.2 |
| Green Plains Renewable Energy Inc | NASDAQ | GPRE | 29.90 | 4.88 | 32.60 | 11.92 | 1,847,398 | 1,118.5 |
| Endeavour International Corp | NYSE | END | 3.44 | 4.56 | 7.50 | 2.61 | 1,130,763 | 173.7 |
| Vaalco Energy Inc | NYSE | EGY | 9.22 | 4.54 | 9.23 | 5.03 | 823,203 | 524.2 |
| BPZ Resources Inc | NYSE | BPZ | 2.70 | 4.25 | 3.25 | 1.58 | 685,577 | 320.2 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 5.46 | 4.20 | 5.67 | 2.01 | 2,127,221 | 507.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| LogMeIn Inc | NASDAQ | LOGM | 45.45 | 16.18 | 47.69 | 21.57 | 1,671,917 | 1,103.5 |
| Vimicro International Corp | NASDAQ | VIMC | 3.50 | 13.27 | 5.18 | 1.10 | 338,047 | 100.7 |
| NQ Mobile Inc | NYSE | NQ | 12.36 | 10.75 | 25.90 | 7.05 | 5,464,842 | 763.9 |
| Immersion Corp | NASDAQ | IMMR | 11.34 | 10.53 | 16.73 | 9.69 | 607,516 | 322.3 |
| Dice Holdings Inc | NYSE | DHX | 7.65 | 8.82 | 9.86 | 6.50 | 723,119 | 415.5 |
| CareView Communications Inc | OTC BB | CRVW | 0.75 | 8.70 | 0.80 | 0.25 | 222,292 | 104.1 |
| Unwired Planet Inc | NASDAQ | UPIP | 2.28 | 8.57 | 2.31 | 1.26 | 1,228,500 | 250.3 |
| Allot Communications Ltd | NASDAQ | ALLT | 13.64 | 8.25 | 18.09 | 11.01 | 692,446 | 445.5 |
| Datawatch Corp | NASDAQ | DWCH | 13.53 | 8.07 | 38.70 | 12.27 | 232,190 | 145.0 |
| Kulicke & Soffa Industries Inc | NASDAQ | KLIC | 14.71 | 7.92 | 14.85 | 10.44 | 2,159,230 | 1,126.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Cemtrex Inc | OTC BB | CTEI | 0.66 | 32.03 | 0.75 | 0.05 | 285,779 | 26.8 |
| Sterling Construction Co Inc | NASDAQ | STRL | 7.68 | 12.94 | 12.37 | 6.72 | 302,973 | 144.2 |
| Broadwind Energy Inc | NASDAQ | BWEN | 13.49 | 11.95 | 14.00 | 3.95 | 475,721 | 198.5 |
| Aegion Corp | NASDAQ | AEGN | 25.49 | 8.01 | 25.64 | 19.14 | 383,502 | 968.0 |
| ZBB Energy Corp | NYSE | ZBB | 1.22 | 7.02 | 4.75 | 0.40 | 513,070 | 28.3 |
| ExOne Co/The | NASDAQ | XONE | 34.54 | 6.87 | 78.80 | 24.34 | 409,189 | 498.2 |
| Titan International Inc | NYSE | TWI | 17.51 | 6.31 | 25.15 | 14.14 | 1,581,006 | 938.3 |
| PMFG Inc | NASDAQ | PMFG | 5.67 | 5.98 | 9.23 | 5.10 | 113,034 | 119.6 |
| American Railcar Industries Inc | NASDAQ | ARII | 69.44 | 5.81 | 77.50 | 29.86 | 396,439 | 1,482.7 |
| UQM Technologies Inc | NYSE | UQM | 2.21 | 5.74 | 3.45 | 0.68 | 430,013 | 89.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| AVANIR Pharmaceuticals Inc | NASDAQ | AVNR | 4.98 | 45.61 | 6.00 | 2.62 | 14,349,031 | 758.4 |
| IsoRay Inc | NYSE | ISR | 2.41 | 29.57 | 3.77 | 0.44 | 21,661,768 | 113.7 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.49 | 13.54 | 0.97 | 0.06 | 5,183,550 | 276.8 |
| Organovo Holdings Inc | NYSE | ONVO | 5.84 | 9.16 | 13.65 | 3.64 | 2,281,800 | 454.5 |
| Supernus Pharmaceuticals Inc | NASDAQ | SUPN | 8.21 | 8.45 | 10.55 | 4.85 | 500,891 | 344.9 |
| Advaxis Inc | NASDAQ | ADXS | 2.72 | 8.37 | 11.70 | 2.46 | 430,483 | 51.7 |
| Opexa Therapeutics Inc | NASDAQ | OPXA | 1.60 | 8.14 | 3.70 | 1.25 | 470,094 | 43.9 |
| EnteroMedics Inc | NASDAQ | ETRM | 1.82 | 7.69 | 2.66 | 0.85 | 842,221 | 121.2 |
| Titan Pharmaceuticals Inc | OTC BB | TTNP | 0.64 | 7.56 | 1.27 | 0.32 | 133,948 | 57.0 |
| Corcept Therapeutics Inc | NASDAQ | CORT | 4.42 | 7.28 | 4.49 | 1.47 | 546,334 | 445.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Universal Insurance Holdings Inc | NYSE | UVE | 14.63 | 6.48 | 15.34 | 5.67 | 749,994 | 518.4 |
| HFF Inc | NYSE | HF | 34.00 | 3.56 | 36.06 | 15.82 | 230,822 | 1,280.9 |
| Virtus Investment Partners Inc | NASDAQ | VRTS | 184.99 | 3.38 | 248.89 | 152.61 | 146,515 | 1,684.6 |
| Flagstar Bancorp Inc | NYSE | FBC | 17.60 | 3.29 | 22.88 | 12.29 | 558,195 | 989.5 |
| Apollo Residential Mortgage Inc | NYSE | AMTG | 16.15 | 2.87 | 22.74 | 14.24 | 301,959 | 517.6 |
| CVB Financial Corp | NASDAQ | CVBF | 14.46 | 2.70 | 17.48 | 10.44 | 953,187 | 1,532.9 |
| American Equity Investment Life Holding Co | NYSE | AEL | 23.32 | 2.51 | 26.46 | 14.78 | 541,754 | 1,703.2 |
| VantageSouth Bancshares Inc | NYSE | VSB | 6.14 | 2.50 | 7.48 | 4.00 | 162,409 | 339.3 |
| Hanmi Financial Corp | NASDAQ | HAFC | 21.27 | 2.41 | 25.07 | 15.08 | 195,482 | 676.2 |
| QTS Realty Trust Inc | NYSE | QTS | 27.25 | 2.17 | 27.85 | 19.06 | 195,397 | 789.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


