Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, March 24, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| EPM Mining Ventures Inc | TSXV | EPK | 0.25 | 28.95 | 0.50 | 0.10 | 1,167,366 | 23.7 |
| North Arrow Minerals Inc | TSXV | NAR | 0.73 | 12.31 | 0.83 | 0.21 | 127,746 | 30.7 |
| Scorpio Gold Corp | TSXV | SGN | 0.28 | 12.00 | 0.51 | 0.13 | 415,508 | 35.0 |
| North American Palladium Ltd | TSX | PDL | 0.66 | 11.86 | 1.79 | 0.34 | 3,365,270 | 177.3 |
| Passport Potash Inc | TSXV | PPI | 0.12 | 9.09 | 0.48 | 0.09 | 152,034 | 11.0 |
| La Ronge Gold Corp | TSXV | LAR | 0.34 | 8.06 | 0.35 | 0.08 | 158,333 | 12.6 |
| Western Lithium USA Corp | TSX | WLC | 0.68 | 6.25 | 0.94 | 0.12 | 369,623 | 69.5 |
| Noront Resources Ltd | TSXV | NOT | 0.40 | 5.26 | 0.49 | 0.15 | 100,800 | 92.7 |
| 5N Plus Inc | TSX | VNP | 3.85 | 5.19 | 4.12 | 1.53 | 124,330 | 323.0 |
| Tyhee Gold Corp | TSXV | TDC | 0.11 | 4.76 | 0.12 | 0.04 | 271,500 | 46.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Synodon Inc | TSXV | SYD | 0.43 | 14.86 | 0.43 | 0.13 | 1,361,893 | 35.0 |
| Dejour Energy Inc | TSX | DEJ | 0.32 | 12.28 | 0.32 | 0.10 | 1,069,390 | 49.9 |
| Horn Petroleum Corp | TSXV | HRN | 0.36 | 9.09 | 0.46 | 0.17 | 441,064 | 34.9 |
| CWC Well Services Corp | TSXV | CWC | 0.96 | 7.87 | 0.99 | 0.64 | 100,365 | 149.1 |
| TransGlobe Energy Corp | TSX | TGL | 8.64 | 4.35 | 10.09 | 5.82 | 378,538 | 644.5 |
| Suroco Energy Inc | TSXV | SRN | 0.26 | 4.08 | 0.50 | 0.22 | 291,024 | 34.3 |
| Taipan Resources Inc | TSXV | TPN | 0.43 | 3.61 | 0.66 | 0.17 | 357,500 | 36.7 |
| Rock Energy Inc | TSX | RE | 5.24 | 3.15 | 5.43 | 1.10 | 1,217,264 | 206.6 |
| PRD Energy Inc | TSXV | PRD | 1.05 | 2.94 | 1.56 | 0.41 | 360,384 | 120.5 |
| Contact Exploration Inc | TSXV | CEX | 0.37 | 2.78 | 0.38 | 0.18 | 791,900 | 94.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDM Corp | TSX | RC | 2.85 | 10.89 | 2.92 | 1.32 | 1,191,310 | 61.1 |
| Data Group Inc/Canada | TSX | DGI | 1.11 | 9.90 | 2.28 | 0.36 | 245,545 | 26.1 |
| Webtech Wireless Inc | TSX | WEW | 0.46 | 1.11 | 0.46 | 0.31 | 1,919,770 | 48.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Electrovaya Inc | TSX | EFL | 1.22 | 10.91 | 1.47 | 0.50 | 258,589 | 86.6 |
| CO2 Solutions Inc | TSXV | CST | 0.14 | 7.69 | 0.19 | 0.08 | 266,500 | 11.2 |
| CVTech Group Inc | TSX | CVT | 0.88 | 4.76 | 1.50 | 0.79 | 177,550 | 62.9 |
| Kelso Technologies Inc | TSXV | KLS | 4.29 | 3.13 | 4.30 | 0.81 | 155,699 | 185.5 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.90 | 2.09 | 4.23 | 2.70 | 104,769 | 939.5 |
| BENEV Capital Inc | TSXV | BEV/H | 1.70 | 1.80 | 1.81 | 1.60 | 102,060 | 65.9 |
| Newalta Corp | TSX | NAL | 19.40 | 0.15 | 20.15 | 12.41 | 178,542 | 1,075.8 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.53 | 0.14 | 22.06 | 15.63 | 635,388 | 1,290.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| GeneNews Ltd | TSX | GEN | 1.40 | 7.69 | 1.50 | 0.34 | 110,550 | 61.5 |
| Verisante Technology Inc | TSXV | VRS | 0.21 | 5.00 | 0.57 | 0.17 | 201,880 | 16.5 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.27 | 3.85 | 0.38 | 0.06 | 211,200 | 28.6 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.48 | 1.06 | 0.59 | 0.18 | 147,212 | 35.0 |
| Titan Medical Inc | TSXV | TMD | 2.27 | 0.89 | 2.49 | 0.38 | 690,075 | 185.4 |
| Extendicare Inc/US | TSX | EXE | 6.86 | 0.44 | 8.79 | 5.12 | 139,340 | 622.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Chartwell Retirement Residences | TSX | CSH-U | 10.22 | 2.20 | 11.71 | 8.95 | 189,768 | 1,774.4 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 9.06 | 0.67 | 11.09 | 7.97 | 165,617 | 987.4 |
| NorthWest Healthcare Properties Real Estate Investment Trust | TSX | NWH-U | 9.61 | 0.63 | 13.30 | 9.55 | 197,252 | 372.9 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.07 | 0.46 | 16.04 | 12.48 | 118,762 | 949.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| James River Coal Co | NASDAQ | JRCC | 0.82 | 12.92 | 3.50 | 0.55 | 2,540,624 | 29.6 |
| Rhino Resource Partners LP | NYSE | RNO | 13.70 | 4.74 | 14.83 | 9.81 | 218,991 | 398.2 |
| Timberline Resources Corp | NYSE | TLR | 0.16 | 3.88 | 0.35 | 0.12 | 212,163 | 11.8 |
| Walter Energy Inc | NYSE | WLT | 7.85 | 3.43 | 29.66 | 7.07 | 9,455,058 | 491.6 |
| USEC Inc | NYSE | USU | 4.00 | 3.09 | 29.12 | 2.60 | 190,789 | 19.8 |
| Arch Coal Inc | NYSE | ACI | 4.69 | 3.08 | 5.82 | 3.47 | 10,835,210 | 995.7 |
| Codexis Inc | NASDAQ | CDXS | 2.09 | 2.45 | 2.89 | 1.24 | 147,890 | 80.2 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.52 | 1.80 | 8.50 | 4.19 | 11,038,949 | 999.2 |
| Rentech Inc | NASDAQ | RTK | 1.84 | 1.10 | 2.49 | 1.55 | 1,227,588 | 418.7 |
| A Schulman Inc | NASDAQ | SHLM | 36.08 | 0.98 | 36.83 | 24.61 | 129,835 | 1,046.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Miller Energy Resources Inc | NYSE | MILL | 5.78 | 11.15 | 8.97 | 3.50 | 1,376,230 | 261.5 |
| Vertex Energy Inc | NASDAQ | VTNR | 6.00 | 8.30 | 7.34 | 2.35 | 1,248,274 | 124.5 |
| REX American Resources Corp | NYSE | REX | 57.92 | 4.30 | 58.28 | 17.12 | 188,953 | 467.9 |
| Exterran Partners LP | NASDAQ | EXLP | 29.29 | 2.95 | 32.39 | 25.04 | 130,588 | 1,447.2 |
| Northern Oil and Gas Inc | NYSE | NOG | 13.79 | 2.38 | 17.90 | 11.80 | 937,406 | 852.9 |
| Jones Energy Inc | NYSE | JONE | 13.95 | 2.35 | 18.32 | 13.05 | 104,723 | 688.6 |
| Goodrich Petroleum Corp | NYSE | GDP | 14.17 | 2.24 | 28.55 | 11.16 | 3,015,017 | 627.3 |
| Contango Oil & Gas Co | NYSE | MCF | 47.95 | 1.93 | 50.44 | 33.22 | 102,673 | 928.7 |
| US Energy Corp Wyoming | NASDAQ | USEG | 4.78 | 1.70 | 4.84 | 1.45 | 257,003 | 132.6 |
| American Eagle Energy Corp | NYSE | AMZG | 7.06 | 1.58 | 12.00 | 6.40 | 275,889 | 202.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Intellicheck Mobilisa Inc | NYSE | IDN | 1.63 | 44.25 | 1.79 | 0.25 | 22,291,598 | 60.1 |
| Max Sound Corp | OTC BB | MAXD | 0.12 | 19.90 | 0.32 | 0.09 | 665,504 | 37.0 |
| LabStyle Innovations Corp | OTC BB | DRIO | 1.77 | 5.36 | 3.10 | 1.55 | 100,862 | 40.0 |
| NetSol Technologies Inc | NASDAQ | NTWK | 5.01 | 4.59 | 14.01 | 4.25 | 276,674 | 45.5 |
| Sify Technologies Ltd | NASDAQ | SIFY | 2.10 | 4.48 | 2.85 | 1.55 | 485,407 | 374.9 |
| iPass Inc | NASDAQ | IPAS | 1.69 | 4.32 | 2.36 | 1.29 | 336,887 | 108.8 |
| Zix Corp | NASDAQ | ZIXI | 4.11 | 4.05 | 5.03 | 3.37 | 557,431 | 245.0 |
| Carbonite Inc | NASDAQ | CARB | 10.79 | 4.05 | 16.50 | 9.07 | 525,600 | 286.5 |
| Radisys Corp | NASDAQ | RSYS | 3.68 | 3.95 | 5.20 | 2.02 | 192,685 | 128.4 |
| OmniVision Technologies Inc | NASDAQ | OVTI | 17.60 | 3.53 | 20.48 | 12.06 | 2,223,488 | 986.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Microvision Inc | NASDAQ | MVIS | 2.39 | 18.07 | 3.49 | 1.03 | 19,583,240 | 102.5 |
| Ply Gem Holdings Inc | NYSE | PGEM | 12.07 | 4.32 | 24.46 | 11.06 | 494,880 | 818.5 |
| IEC Electronics Corp | NYSE | IEC | 4.60 | 4.31 | 6.02 | 2.92 | 192,593 | 46.2 |
| Biozone Pharmaceuticals Inc | OTC BB | BZNE | 0.55 | 3.77 | 0.97 | 0.16 | 554,655 | 65.2 |
| STR Holdings Inc | NYSE | STRI | 1.81 | 3.43 | 3.43 | 1.22 | 407,819 | 75.8 |
| China Recycling Energy Corp | NASDAQ | CREG | 5.03 | 3.07 | 6.05 | 0.88 | 5,952,307 | 306.4 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.89 | 2.64 | 6.43 | 1.38 | 724,445 | 115.6 |
| Advanced Emissions Solutions Inc | NASDAQ | ADES | 24.27 | 2.19 | 29.17 | 11.67 | 203,736 | 527.4 |
| China Housing & Land Development Inc | NASDAQ | CHLN | 2.26 | 1.80 | 3.18 | 1.35 | 271,384 | 78.4 |
| Builders FirstSource Inc | NASDAQ | BLDR | 8.32 | 1.59 | 9.00 | 5.00 | 623,662 | 814.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Vantage Health | OTC BB | VNTH | 0.11 | 22.22 | 0.16 | 0.00 | 274,000 | 16.5 |
| TransEnterix Inc | OTC BB | TRXC | 2.08 | 11.23 | 2.59 | 0.22 | 100,240 | 508.1 |
| iBio Inc | NYSE | IBIO | 0.61 | 8.05 | 0.85 | 0.28 | 264,285 | 39.9 |
| Achillion Pharmaceuticals Inc | NASDAQ | ACHN | 3.61 | 6.78 | 8.99 | 2.26 | 3,506,493 | 349.3 |
| Staar Surgical Co | NASDAQ | STAA | 17.59 | 5.90 | 19.50 | 5.27 | 744,615 | 667.8 |
| Vasomedical Inc | OTC BB | VASO | 0.48 | 5.56 | 0.50 | 0.10 | 123,187 | 73.8 |
| Exact Sciences Corp | NASDAQ | EXAS | 14.22 | 4.87 | 15.60 | 6.93 | 3,542,351 | 1,012.5 |
| CytRx Corp | NASDAQ | CYTR | 3.99 | 4.45 | 8.35 | 1.95 | 2,158,119 | 221.7 |
| Novabay Pharmaceuticals Inc | NYSE | NBY | 1.19 | 4.39 | 2.03 | 0.76 | 110,440 | 59.8 |
| NewLink Genetics Corp | NASDAQ | NLNK | 30.16 | 3.36 | 53.48 | 11.19 | 632,367 | 840.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Peapack Gladstone Financial Corp | NASDAQ | PGC | 22.05 | 9.70 | 22.35 | 13.87 | 102,489 | 265.3 |
| First Interstate Bancsystem Inc | NASDAQ | FIBK | 28.87 | 6.45 | 29.53 | 17.87 | 427,342 | 1,272.9 |
| E-House China Holdings Ltd | NYSE | EJ | 13.35 | 3.01 | 17.28 | 3.88 | 3,979,925 | 1,801.5 |
| Chatham Lodging Trust | NYSE | CLDT | 20.59 | 2.90 | 21.50 | 16.13 | 165,848 | 543.4 |
| STAG Industrial Inc | NYSE | STAG | 23.22 | 2.61 | 24.71 | 18.76 | 295,403 | 1,206.3 |
| Newcastle Investment Corp | NYSE | NCT | 4.49 | 2.28 | 5.05 | 3.74 | 7,620,235 | 1,578.0 |
| Forestar Group Inc | NYSE | FOR | 19.31 | 2.06 | 25.12 | 18.16 | 384,476 | 674.2 |
| KCG Holdings Inc | NYSE | KCG | 12.16 | 2.01 | 13.29 | 8.11 | 389,464 | 1,528.6 |
| HCI Group Inc | NYSE | HCI | 37.35 | 1.77 | 53.61 | 24.36 | 244,543 | 416.3 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.47 | 1.76 | 3.94 | 2.83 | 144,727 | 108.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


