Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, July 08, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Falco Pacific Resource Group I | TSXV | FPC | 0.71 | 18.33 | 0.87 | 0.20 | 152,770 | 50.6 |
| Golden Valley Mines Ltd/Canada | TSXV | GZZ | 0.21 | 13.89 | 0.23 | 0.03 | 710,850 | 19.0 |
| Silver Bear Resources Inc | TSX | SBR | 0.17 | 13.33 | 0.24 | 0.07 | 203,000 | 16.3 |
| Bear Creek Mining Corp | TSXV | BCM | 3.50 | 12.90 | 3.97 | 1.19 | 550,040 | 325.7 |
| Treasury Metals Inc | TSX | TML | 0.37 | 12.31 | 0.63 | 0.28 | 210,760 | 27.0 |
| Rockhaven Resources Ltd | TSXV | RK | 0.23 | 9.52 | 0.30 | 0.08 | 283,000 | 18.2 |
| Stans Energy Corp | TSXV | HRE | 0.18 | 9.09 | 0.27 | 0.05 | 994,270 | 28.3 |
| Rockwell Diamonds Inc | TSX | RDI | 0.37 | 8.82 | 0.56 | 0.16 | 104,895 | 19.8 |
| True Gold Mining Inc | TSXV | TGM | 0.46 | 8.24 | 0.49 | 0.24 | 1,076,278 | 182.9 |
| Bacanora Minerals Ltd | TSXV | BCN | 1.10 | 7.84 | 1.23 | 0.13 | 143,250 | 70.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Quattro Exploration & Production Ltd | TSXV | QXP | 0.72 | 16.13 | 0.93 | 0.04 | 143,754 | 25.2 |
| Stream Oil & Gas Ltd | TSXV | SKO | 0.50 | 13.64 | 0.72 | 0.42 | 116,135 | 33.4 |
| PanTerra Resource Corp | TSXV | PRC | 0.60 | 13.21 | 0.62 | 0.02 | 2,057,253 | 178.9 |
| Tethys Petroleum Ltd | TSX | TPL | 0.39 | 5.48 | 0.78 | 0.31 | 212,753 | 121.3 |
| Junex Inc | TSXV | JNX | 0.64 | 4.92 | 1.19 | 0.40 | 129,449 | 42.4 |
| Ceiba Energy Services Inc | TSXV | CEB | 0.91 | 4.60 | 0.91 | 0.19 | 380,689 | 70.8 |
| Cardinal Energy Ltd | TSX | CJ | 18.11 | 2.66 | 18.89 | 11.10 | 108,573 | 683.5 |
| WesternZagros Resources Ltd | TSXV | WZR | 1.23 | 2.50 | 1.58 | 0.74 | 620,750 | 585.9 |
| Southern Pacific Resource Corp | TSX | STP | 0.21 | 2.50 | 0.81 | 0.11 | 817,575 | 81.6 |
| Bankers Petroleum Ltd | TSX | BNK | 7.11 | 1.86 | 7.45 | 2.86 | 1,727,475 | 1,834.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| EXO U Inc | TSXV | EXO | 2.26 | 13.00 | 2.39 | 0.70 | 207,425 | 93.7 |
| POET Technologies Inc | TSXV | PTK | 2.17 | 9.05 | 2.87 | 0.32 | 2,315,472 | 346.3 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.13 | 8.33 | 0.25 | 0.08 | 540,500 | 47.0 |
| Enablence Technologies Inc | TSXV | ENA | 0.11 | 5.00 | 0.48 | 0.03 | 129,805 | 16.5 |
| Espial Group Inc | TSX | ESP | 2.79 | 2.95 | 3.23 | 0.30 | 523,145 | 65.0 |
| BSM Technologies Inc | TSXV | GPS | 2.28 | 1.79 | 3.45 | 1.66 | 115,941 | 107.4 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.40 | 1.27 | 0.88 | 0.26 | 444,500 | 32.0 |
| Redknee Solutions Inc | TSX | RKN | 5.30 | 0.38 | 7.82 | 3.32 | 436,151 | 577.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intertape Polymer Group Inc | TSX | ITP | 13.65 | 11.61 | 15.62 | 11.12 | 823,872 | 829.6 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 16.16 | 7.45 | 16.49 | 10.91 | 459,749 | 1,469.0 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.16 | 6.67 | 0.21 | 0.04 | 185,000 | 40.9 |
| Electrovaya Inc | TSX | EFL | 1.32 | 4.76 | 1.59 | 0.50 | 124,132 | 99.0 |
| DIRTT Environmental Solutions | TSX | DRT | 3.45 | 0.29 | 3.95 | 2.30 | 137,832 | 238.2 |
| WaterFurnace Renewable Energy Inc | TSX | WFI | 30.40 | 0.13 | 30.56 | 20.01 | 307,907 | 375.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Oncolytics Biotech Inc | TSX | ONC | 1.65 | 3.13 | 3.62 | 1.30 | 106,593 | 143.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TIO Networks Corp | TSXV | TNC | 0.84 | 5.00 | 0.87 | 0.22 | 149,355 | 48.0 |
| Temple Hotels Inc | TSX | TPH | 5.74 | 2.32 | 6.25 | 5.26 | 123,401 | 232.2 |
| Tuckamore Capital Management Inc | TSX | TX | 0.82 | 1.23 | 0.88 | 0.10 | 128,837 | 65.8 |
| Pinetree Capital Ltd | TSX | PNP | 0.47 | 1.08 | 0.66 | 0.25 | 108,073 | 83.5 |
| Sprott Inc | TSX | SII | 3.01 | 1.01 | 3.85 | 2.21 | 208,330 | 747.5 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.05 | 0.99 | 2.47 | 1.70 | 287,770 | 140.9 |
| Canaccord Genuity Group Inc | TSX | CF | 12.29 | 0.90 | 13.05 | 5.84 | 461,966 | 1,241.1 |
| Killam Properties Inc | TSX | KMP | 10.39 | 0.10 | 11.16 | 9.91 | 109,708 | 569.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.81 | 7.63 | 5.08 | 2.21 | 874,432 | 261.3 |
| USEC Inc | NYSE | USU | 6.31 | 4.47 | 29.12 | 2.63 | 9,481,351 | 31.2 |
| McEwen Mining Inc | NYSE | MUX | 2.90 | 3.57 | 3.74 | 1.70 | 3,726,345 | 954.4 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 74.33 | 2.35 | 74.72 | 62.48 | 220,263 | 1,340.2 |
| Gold Resource Corp | NYSE | GORO | 4.94 | 2.28 | 9.43 | 3.52 | 645,346 | 267.6 |
| AK Steel Holding Corp | NYSE | AKS | 8.42 | 1.81 | 8.58 | 3.16 | 5,914,304 | 1,151.1 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.73 | 1.36 | 7.50 | 2.61 | 2,009,737 | 388.8 |
| Uranium Resources Inc | NASDAQ | URRE | 2.61 | 0.38 | 5.53 | 2.21 | 200,061 | 64.7 |
| Century Aluminum Co | NASDAQ | CENX | 16.50 | 0.36 | 16.80 | 7.65 | 596,402 | 1,465.0 |
| Hecla Mining Co | NYSE | HL | 3.34 | 0.30 | 3.98 | 2.63 | 5,752,312 | 1,146.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Royale Energy Inc | NASDAQ | ROYL | 4.16 | 10.34 | 4.43 | 2.46 | 4,332,249 | 62.2 |
| Breitling Energy Corp | OTC BB | BECC | 0.90 | 7.14 | 0.95 | 0.04 | 499,520 | 449.2 |
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 1.36 | 3.82 | 1.55 | 0.83 | 257,811 | 28.7 |
| CAMAC Energy Inc | NYSE | CAK | 0.69 | 2.99 | 0.91 | 0.23 | 197,907 | 869.3 |
| ION Geophysical Corp | NYSE | IO | 4.30 | 2.63 | 6.58 | 2.81 | 1,406,527 | 705.4 |
| Northern Oil and Gas Inc | NYSE | NOG | 16.64 | 2.59 | 17.90 | 11.80 | 1,003,758 | 1,015.7 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 6.00 | 2.39 | 6.45 | 2.05 | 3,704,760 | 623.0 |
| W&T Offshore Inc | NYSE | WTI | 15.99 | 1.65 | 19.88 | 13.52 | 386,439 | 1,209.4 |
| Tesco Corp | NASDAQ | TESO | 21.66 | 1.64 | 22.50 | 12.60 | 584,274 | 868.7 |
| Contango Oil & Gas Co | NYSE | MCF | 41.81 | 1.60 | 50.44 | 35.10 | 206,725 | 809.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Novatel Wireless Inc | NASDAQ | NVTL | 2.02 | 7.45 | 4.43 | 1.51 | 156,630 | 69.3 |
| China Information Technology Inc | NASDAQ | CNIT | 5.44 | 5.43 | 7.49 | 2.46 | 1,429,617 | 146.9 |
| Zendesk Inc | NYSE | ZEN | 16.38 | 3.74 | 18.75 | 11.06 | 202,600 | 1,149.6 |
| MaxLinear Inc | NYSE | MXL | 10.27 | 2.70 | 11.32 | 6.70 | 204,345 | 366.1 |
| Spansion Inc | NYSE | CODE | 22.09 | 2.65 | 22.16 | 9.70 | 1,761,840 | 1,333.6 |
| General Communication Inc | NASDAQ | GNCMA | 11.21 | 1.91 | 11.75 | 8.67 | 140,765 | 453.0 |
| USA Mobility Inc | NASDAQ | USMO | 15.74 | 1.75 | 19.50 | 12.58 | 167,075 | 341.0 |
| Rudolph Technologies Inc | NYSE | RTEC | 10.21 | 1.59 | 13.29 | 8.91 | 130,433 | 339.3 |
| Barracuda Networks Inc | NYSE | CUDA | 32.92 | 1.20 | 44.40 | 18.63 | 123,935 | 1,693.0 |
| Aware Inc | NASDAQ | AWRE | 6.65 | 0.91 | 6.79 | 4.80 | 386,160 | 150.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 2.62 | 2.75 | 5.50 | 2.01 | 905,340 | 216.5 |
| Motorcar Parts of America Inc | NASDAQ | MPAA | 24.30 | 2.23 | 29.29 | 8.27 | 298,056 | 366.5 |
| Cocrystal Pharma Inc | OTC BB | COCP | 0.31 | 1.67 | 0.97 | 0.16 | 295,275 | 37.1 |
| Argan Inc | NYSE | AGX | 37.28 | 1.44 | 37.93 | 14.42 | 121,861 | 536.1 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 7.75 | 1.44 | 13.24 | 4.05 | 343,223 | 377.3 |
| RTI International Metals Inc | NYSE | RTI | 27.03 | 1.39 | 36.09 | 23.99 | 393,223 | 829.7 |
| Orion Marine Group Inc | NYSE | ORN | 10.80 | 1.31 | 13.77 | 9.20 | 274,644 | 296.1 |
| Mueller Water Products Inc | NYSE | MWA | 8.63 | 1.29 | 10.04 | 7.18 | 1,380,677 | 1,374.9 |
| Ply Gem Holdings Inc | NYSE | PGEM | 10.00 | 1.11 | 20.80 | 9.75 | 173,223 | 678.4 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 22.45 | 0.94 | 28.01 | 9.07 | 220,270 | 331.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| TherapeuticsMD Inc | NYSE | TXMD | 5.47 | 32.45 | 9.01 | 2.03 | 23,148,473 | 795.6 |
| NeuroMetrix Inc | NASDAQ | NURO | 2.34 | 23.81 | 4.25 | 1.47 | 13,502,053 | 14.0 |
| China Biologic Products Inc | NASDAQ | CBPO | 49.58 | 10.77 | 51.55 | 21.86 | 180,119 | 1,210.7 |
| Ophthotech Corp | NASDAQ | OPHT | 41.92 | 5.78 | 47.99 | 22.61 | 530,419 | 1,397.7 |
| Celladon Corp | NASDAQ | CLDN | 15.37 | 4.42 | 17.16 | 7.45 | 115,024 | 284.3 |
| SIGA Technologies Inc | NASDAQ | SIGA | 2.77 | 3.75 | 4.15 | 2.49 | 187,618 | 147.7 |
| NeoGenomics Inc | NASDAQ | NEO | 4.20 | 3.45 | 4.69 | 2.05 | 983,581 | 208.7 |
| Supernus Pharmaceuticals Inc | NASDAQ | SUPN | 10.70 | 3.08 | 11.47 | 5.84 | 493,985 | 449.9 |
| Almost Family Inc | NASDAQ | AFAM | 23.50 | 2.60 | 33.97 | 18.37 | 255,711 | 222.0 |
| Five Prime Therapeutics Inc | NASDAQ | FPRX | 14.91 | 1.98 | 23.33 | 8.02 | 424,042 | 319.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.81 | 7.63 | 3.84 | 1.61 | 1,140,964 | 692.6 |
| Federated National Holding Co | NASDAQ | FNHC | 23.65 | 3.48 | 26.60 | 8.30 | 308,986 | 270.6 |
| Anworth Mortgage Asset Corp | NYSE | ANH | 5.21 | 2.36 | 5.53 | 4.02 | 1,954,730 | 666.5 |
| Capstead Mortgage Corp | NYSE | CMO | 13.09 | 1.95 | 13.43 | 11.21 | 1,224,293 | 1,253.6 |
| Mack-Cali Realty Corp | NYSE | CLI | 21.45 | 1.61 | 25.13 | 19.05 | 692,982 | 1,901.7 |
| Hatteras Financial Corp | NYSE | HTS | 19.67 | 1.50 | 23.89 | 16.17 | 1,323,916 | 1,898.5 |
| Argo Group International Holdings Ltd | NASDAQ | AGII | 51.76 | 1.39 | 52.38 | 34.57 | 240,004 | 1,354.6 |
| Starwood Waypoint Residential Trust | NYSE | SWAY | 26.27 | 1.27 | 31.04 | 25.50 | 599,531 | 1,027.4 |
| CYS Investments Inc | NYSE | CYS | 8.77 | 1.27 | 9.30 | 6.74 | 1,480,364 | 1,421.1 |
| Apollo Commercial Real Estate Finance Inc | NYSE | ARI | 16.59 | 1.22 | 17.18 | 14.56 | 495,973 | 765.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


