Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, August 27, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Geomega Resources Inc | TSXV | GMA | 0.34 | 41.67 | 1.06 | 0.08 | 1,305,140 | 16.5 |
| Commerce Resources Corp | TSXV | CCE | 0.28 | 21.74 | 0.35 | 0.06 | 655,946 | 50.7 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.33 | 16.07 | 0.38 | 0.10 | 173,403 | 26.6 |
| Newport Exploration Ltd | TSXV | NWX | 0.59 | 15.69 | 0.70 | 0.04 | 366,500 | 47.5 |
| Nemaska Lithium Inc | TSXV | NMX | 0.23 | 9.76 | 0.25 | 0.08 | 371,075 | 37.6 |
| Titanium Corp Inc | TSXV | TIC | 1.97 | 9.44 | 2.02 | 0.38 | 507,982 | 126.9 |
| Melior Resources Inc | TSXV | MLR | 0.12 | 9.09 | 0.16 | 0.07 | 210,700 | 25.4 |
| Falco Pacific Resource Group I | TSXV | FPC | 0.65 | 8.33 | 0.87 | 0.30 | 163,350 | 46.4 |
| Stans Energy Corp | TSXV | HRE | 0.20 | 8.11 | 0.27 | 0.05 | 384,840 | 31.5 |
| Banro Corp | TSX | BAA | 0.29 | 7.41 | 1.00 | 0.19 | 574,780 | 73.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Canadian Spirit Resources Inc | TSXV | SPI | 0.45 | 12.50 | 0.67 | 0.19 | 141,000 | 57.8 |
| Contact Exploration Inc | TSXV | CEX | 0.53 | 10.42 | 0.55 | 0.20 | 1,063,903 | 150.9 |
| Blackbird Energy Inc | TSXV | BBI | 0.30 | 9.26 | 0.31 | 0.06 | 3,267,360 | 56.7 |
| Junex Inc | TSXV | JNX | 0.58 | 7.41 | 1.19 | 0.40 | 119,785 | 38.4 |
| PanTerra Resource Corp | TSXV | PRC | 0.37 | 7.35 | 0.62 | 0.02 | 4,949,037 | 108.8 |
| DualEx Energy International Inc | TSXV | DXE | 0.24 | 6.67 | 0.36 | 0.09 | 366,106 | 27.3 |
| Madalena Energy Inc | TSXV | MVN | 0.52 | 6.12 | 0.83 | 0.34 | 5,074,643 | 273.0 |
| Strategic Oil & Gas Ltd | TSXV | SOG | 0.38 | 5.56 | 1.10 | 0.33 | 261,900 | 137.1 |
| Petro One Energy Corp | TSXV | POP | 0.61 | 5.17 | 0.64 | 0.12 | 173,389 | 35.9 |
| Augusta Industries Inc | TSXV | AAO | 0.11 | 4.76 | 0.19 | 0.02 | 119,600 | 20.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Smart Employee Benefits Inc | TSXV | SEB | 0.54 | 13.68 | 0.73 | 0.33 | 191,500 | 38.3 |
| POET Technologies Inc | TSXV | PTK | 1.63 | 9.40 | 2.87 | 0.32 | 790,822 | 266.0 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.12 | 9.09 | 0.25 | 0.08 | 225,500 | 43.4 |
| Keek Inc | TSXV | KEK | 0.14 | 7.69 | 0.35 | 0.07 | 920,590 | 48.0 |
| BSM Technologies Inc | TSXV | GPS | 2.05 | 5.13 | 3.45 | 1.81 | 1,649,665 | 96.6 |
| Guestlogix Inc | TSX | GXI | 1.19 | 3.93 | 1.60 | 0.88 | 570,165 | 109.3 |
| DragonWave Inc | TSX | DWI | 1.56 | 3.31 | 3.15 | 1.13 | 196,852 | 116.2 |
| AgJunction Inc | TSX | AJX | 0.75 | 2.74 | 1.20 | 0.70 | 157,540 | 54.2 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.24 | 2.17 | 0.27 | 0.11 | 257,900 | 24.8 |
| Solium Capital Inc | TSX | SUM | 7.91 | 0.38 | 9.04 | 4.93 | 620,298 | 374.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| XPEL Technologies Corp | TSXV | DAP/U | 2.26 | 13.57 | 2.55 | 0.55 | 137,105 | 58.3 |
| Thermal Energy International Inc | TSXV | TMG | 0.11 | 4.76 | 0.14 | 0.03 | 138,600 | 17.7 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.14 | 3.85 | 0.21 | 0.06 | 341,350 | 34.5 |
| Intertape Polymer Group Inc | TSX | ITP | 14.95 | 0.74 | 15.62 | 11.12 | 382,149 | 912.1 |
| Badger Daylighting Ltd | TSX | BAD | 30.05 | 0.30 | 43.65 | 18.57 | 250,220 | 1,112.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Verisante Technology Inc | TSXV | VRS | 0.18 | 12.50 | 0.38 | 0.13 | 197,300 | 15.1 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.40 | 8.11 | 0.42 | 0.17 | 1,762,962 | 58.7 |
| TSO3 Inc | TSX | TOS | 1.12 | 6.67 | 1.13 | 0.40 | 139,180 | 81.8 |
| Stellar Biotechnologies Inc | TSXV | KLH | 2.49 | 5.51 | 2.50 | 0.65 | 1,687,871 | 194.5 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.58 | 3.57 | 0.97 | 0.48 | 109,105 | 57.4 |
| Lorus Therapeutics Inc | TSX | LOR | 0.47 | 3.30 | 1.04 | 0.18 | 544,568 | 65.5 |
| Abattis Bioceuticals Corp | CNSX | ATT | 0.49 | 3.19 | 3.10 | 0.02 | 300,446 | 23.1 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 21.49 | 2.68 | 34.66 | 5.26 | 242,229 | 475.1 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.46 | 1.10 | 0.59 | 0.35 | 614,318 | 35.6 |
| Concordia Healthcare Corp | TSX | CXR | 34.25 | 0.74 | 38.75 | 6.25 | 102,132 | 976.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Fiera Capital Corp | TSX | FSZ | 13.31 | 4.39 | 15.67 | 10.95 | 113,407 | 905.7 |
| Westaim Corp/The | TSXV | WED | 3.15 | 1.61 | 3.48 | 1.50 | 545,035 | 221.4 |
| Tricon Capital Group Inc | TSX | TCN | 7.71 | 1.05 | 8.54 | 5.79 | 167,221 | 698.1 |
| GMP Capital Inc | TSX | GMP | 8.42 | 0.36 | 9.20 | 5.57 | 200,895 | 625.9 |
| AGF Management Ltd | TSX | AGF/B | 12.50 | 0.24 | 14.78 | 10.82 | 166,795 | 1,074.5 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.38 | 0.18 | 13.93 | 12.61 | 137,007 | 1,705.8 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.48 | 0.13 | 5.03 | 4.09 | 318,861 | 849.8 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.35 | 0.04 | 11.50 | 9.29 | 130,880 | 1,976.8 |
| HealthLease Properties Real Estate Investment Trust | TSX | HLP-U | 14.15 | 0.01 | 14.30 | 9.27 | 293,915 | 470.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Globe Specialty Metals Inc | NASDAQ | GSM | 20.45 | 4.34 | 22.00 | 12.73 | 740,396 | 1,509.4 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.27 | 2.32 | 0.44 | 0.22 | 266,745 | 42.2 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.60 | 1.41 | 6.70 | 2.61 | 1,618,641 | 375.6 |
| Gold Resource Corp | NYSE | GORO | 6.17 | 0.82 | 8.94 | 3.52 | 907,713 | 334.3 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.12 | 0.49 | 5.08 | 2.21 | 567,694 | 283.7 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 81.05 | 0.47 | 81.49 | 62.60 | 115,098 | 1,448.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| REX American Resources Corp | NYSE | REX | 100.55 | 10.80 | 107.70 | 26.70 | 673,253 | 822.7 |
| Quicksilver Resources Inc | NYSE | KWK | 1.30 | 9.24 | 3.67 | 1.03 | 7,435,451 | 234.0 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 22.47 | 4.95 | 22.74 | 2.33 | 2,427,606 | 537.2 |
| KiOR Inc | NASDAQ | KIOR | 0.11 | 4.62 | 3.10 | 0.10 | 511,786 | 11.9 |
| Hercules Offshore Inc | NASDAQ | HERO | 3.42 | 4.27 | 7.85 | 3.10 | 5,193,882 | 549.9 |
| Harvest Natural Resources Inc | NYSE | HNR | 4.98 | 4.18 | 6.08 | 2.76 | 316,361 | 209.6 |
| TETRA Technologies Inc | NYSE | TTI | 11.81 | 4.05 | 13.43 | 9.25 | 502,874 | 939.5 |
| Vertex Energy Inc | NASDAQ | VTNR | 9.20 | 3.72 | 11.25 | 2.79 | 479,695 | 230.4 |
| Real Goods Solar Inc | NASDAQ | RGSE | 1.55 | 3.33 | 5.65 | 1.38 | 1,212,932 | 84.0 |
| Vantage Drilling Co | NYSE | VTG | 1.81 | 2.84 | 2.02 | 1.59 | 1,691,446 | 554.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| NetSol Technologies Inc | NASDAQ | NTWK | 3.88 | 40.07 | 12.10 | 2.68 | 1,815,375 | 35.5 |
| Vimicro International Corp | NASDAQ | VIMC | 4.15 | 18.57 | 5.18 | 1.23 | 708,750 | 98.8 |
| Max Sound Corp | OTC BB | MAXD | 0.17 | 11.04 | 0.28 | 0.08 | 851,961 | 60.7 |
| Alteva | NYSE | ALTV | 7.43 | 7.97 | 9.50 | 5.25 | 164,361 | 44.4 |
| Varonis Systems Inc | NASDAQ | VRNS | 22.13 | 7.79 | 56.80 | 19.21 | 459,308 | 542.1 |
| Sequans Communications SA | NYSE | SQNS | 2.02 | 7.45 | 3.40 | 1.42 | 368,591 | 119.4 |
| Ikanos Communications Inc | NASDAQ | IKAN | 0.37 | 7.35 | 1.45 | 0.30 | 108,204 | 36.2 |
| Wave Systems Corp | NASDAQ | WAVX | 1.24 | 6.90 | 2.32 | 0.69 | 310,056 | 56.9 |
| Castlight Health Inc | NYSE | CSLT | 11.38 | 6.65 | 41.95 | 10.05 | 480,703 | 1,020.5 |
| Elephant Talk Communications Corp | NYSE | ETAK | 0.99 | 6.45 | 1.79 | 0.53 | 1,069,839 | 145.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Image Sensing Systems Inc | NASDAQ | ISNS | 4.08 | 20.00 | 7.50 | 2.10 | 19,787,537 | 20.3 |
| Highpower International Inc | NASDAQ | HPJ | 6.44 | 10.27 | 7.73 | 1.15 | 1,944,861 | 96.9 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 21.20 | 8.27 | 28.01 | 9.07 | 668,910 | 313.9 |
| Motorcar Parts of America Inc | NASDAQ | MPAA | 29.83 | 7.15 | 31.00 | 9.16 | 2,603,649 | 521.6 |
| Manitex International Inc | NASDAQ | MNTX | 12.88 | 5.75 | 17.85 | 10.00 | 282,175 | 178.0 |
| Goldfield Corp/The | NYSE | GV | 2.16 | 4.35 | 2.61 | 1.51 | 147,590 | 55.0 |
| Stoneridge Inc | NYSE | SRI | 12.27 | 3.63 | 13.51 | 8.68 | 114,463 | 346.6 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 4.05 | 2.79 | 6.43 | 1.60 | 365,173 | 120.4 |
| Arotech Corp | NASDAQ | ARTX | 3.77 | 2.59 | 6.61 | 1.63 | 263,487 | 91.6 |
| Columbus McKinnon Corp/NY | NASDAQ | CMCO | 25.85 | 2.58 | 30.98 | 21.25 | 105,855 | 515.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Galectin Therapeutics Inc | NASDAQ | GALT | 6.16 | 22.71 | 19.11 | 4.28 | 1,938,222 | 135.8 |
| Vantage Health | OTC BB | VNTH | 0.12 | 14.60 | 0.35 | 0.00 | 243,469 | 23.3 |
| TrovaGene Inc | NASDAQ | TROV | 5.24 | 14.41 | 9.14 | 2.97 | 346,953 | 99.1 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.13 | 13.64 | 0.27 | 0.11 | 205,614 | 32.6 |
| Amicus Therapeutics Inc | NASDAQ | FOLD | 6.84 | 10.32 | 7.13 | 1.77 | 6,734,975 | 538.3 |
| Sunesis Pharmaceuticals Inc | NASDAQ | SNSS | 8.23 | 9.88 | 8.46 | 3.84 | 5,256,039 | 497.4 |
| Biostar Pharmaceuticals Inc | NASDAQ | BSPM | 2.05 | 7.89 | 3.49 | 0.70 | 510,981 | 31.7 |
| Cancer Genetics Inc | NASDAQ | CGIX | 9.41 | 7.54 | 23.25 | 8.48 | 172,790 | 91.2 |
| ERBA Diagnostics Inc | NYSE | ERB | 3.80 | 7.04 | 4.13 | 0.77 | 443,780 | 166.8 |
| Conatus Pharmaceuticals Inc | NASDAQ | CNAT | 6.87 | 6.68 | 15.67 | 5.06 | 488,708 | 107.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Newtek Business Services Inc | NASDAQ | NEWT | 2.84 | 9.23 | 3.43 | 2.26 | 150,984 | 107.3 |
| Doral Financial Corp | NYSE | DRL | 6.98 | 3.25 | 24.74 | 1.87 | 433,294 | 46.4 |
| Hilltop Holdings Inc | NYSE | HTH | 21.48 | 3.02 | 25.61 | 15.52 | 318,041 | 1,937.1 |
| Caesars Acquisition Co | NASDAQ | CACQ | 11.01 | 2.13 | 16.98 | 10.34 | 210,196 | 1,494.8 |
| Ambac Financial Group Inc | NASDAQ | AMBC | 24.72 | 1.77 | 35.61 | 15.03 | 197,503 | 1,112.5 |
| KCAP Financial Inc | NASDAQ | KCAP | 8.18 | 1.61 | 9.20 | 7.78 | 459,968 | 275.8 |
| Bank Mutual Corp | NASDAQ | BKMU | 6.46 | 1.57 | 7.35 | 5.74 | 143,954 | 300.8 |
| Third Point Reinsurance Ltd | NYSE | TPRE | 15.32 | 1.52 | 18.84 | 12.85 | 221,413 | 1,592.8 |
| CBIZ Inc | NYSE | CBZ | 8.54 | 1.30 | 9.45 | 6.54 | 148,330 | 421.4 |
| Southside Bancshares Inc | NASDAQ | SBSI | 34.14 | 1.13 | 34.73 | 23.36 | 122,669 | 643.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


