Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, August 26, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Magellan Minerals Ltd | TSXV | MNM | 0.13 | 30.00 | 0.19 | 0.06 | 124,625 | 16.8 |
| NexGen Energy Ltd | TSXV | NXE | 0.54 | 28.57 | 0.65 | 0.23 | 6,194,438 | 92.0 |
| Rockhaven Resources Ltd | TSXV | RK | 0.33 | 24.53 | 0.33 | 0.08 | 748,050 | 26.1 |
| Athabasca Minerals Inc | TSXV | ABM | 2.79 | 22.37 | 3.20 | 0.92 | 1,516,529 | 91.8 |
| Cordoba Minerals Corp | TSXV | CDB | 0.55 | 22.22 | 1.60 | 0.44 | 174,000 | 32.3 |
| Lexam VG Gold Inc | TSX | LEX | 0.15 | 20.00 | 0.17 | 0.09 | 126,559 | 34.0 |
| Kirkland Lake Gold Inc | TSX | KGI | 5.95 | 13.98 | 6.19 | 2.21 | 860,506 | 428.8 |
| Fission 3.0 Corp | TSXV | FUU | 0.12 | 9.09 | 0.30 | 0.08 | 361,050 | 18.5 |
| Houston Lake Mining Inc | TSXV | HLM | 0.13 | 8.33 | 0.14 | 0.04 | 286,000 | 11.8 |
| Royal Nickel Corp | TSX | RNX | 0.50 | 7.53 | 0.75 | 0.25 | 125,389 | 54.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Biox Corp | TSX | BX | 0.69 | 43.75 | 0.76 | 0.26 | 256,900 | 31.5 |
| Raise Production Inc | TSXV | RPC | 1.85 | 22.52 | 3.50 | 0.60 | 474,055 | 158.3 |
| Blackbird Energy Inc | TSXV | BBI | 0.27 | 20.00 | 0.31 | 0.06 | 4,425,961 | 51.9 |
| Quattro Exploration & Production Ltd | TSXV | QXP | 0.55 | 14.58 | 0.93 | 0.04 | 193,463 | 19.2 |
| Alberta Oilsands Inc | TSXV | AOS | 0.14 | 8.00 | 0.17 | 0.10 | 148,875 | 28.6 |
| NuVista Energy Ltd | TSX | NVA | 11.75 | 7.80 | 12.47 | 6.11 | 658,146 | 1,596.8 |
| Donnycreek Energy Inc | TSXV | DCK | 2.53 | 7.66 | 3.20 | 1.66 | 463,366 | 139.3 |
| WesternZagros Resources Ltd | TSXV | WZR | 0.85 | 6.25 | 1.28 | 0.73 | 254,830 | 405.1 |
| Tethys Petroleum Ltd | TSX | TPL | 0.36 | 5.97 | 0.75 | 0.31 | 131,743 | 119.4 |
| Madalena Energy Inc | TSXV | MVN | 0.49 | 5.38 | 0.83 | 0.34 | 1,512,080 | 257.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Computer Modelling Group Ltd | TSX | CMG | 12.96 | 4.94 | 15.74 | 11.40 | 241,916 | 1,020.5 |
| Sierra Wireless Inc | TSX | SW | 30.74 | 3.12 | 31.12 | 12.53 | 145,350 | 968.6 |
| AgJunction Inc | TSX | AJX | 0.73 | 2.82 | 1.20 | 0.70 | 550,198 | 52.8 |
| Redknee Solutions Inc | TSX | RKN | 3.68 | 1.66 | 7.82 | 3.52 | 253,865 | 400.7 |
| Wi-Lan Inc | TSX | WIN | 4.24 | 0.71 | 4.74 | 2.96 | 440,557 | 510.0 |
| Sandvine Corp | TSX | SVC | 3.31 | 0.61 | 4.08 | 1.85 | 180,777 | 497.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ergoresearch Ltd | TSXV | ERG | 0.95 | 35.71 | 1.29 | 0.56 | 324,934 | 72.0 |
| Legend Power Systems Inc | TSXV | LPS | 0.63 | 5.00 | 0.63 | 0.09 | 213,000 | 32.6 |
| dynaCERT Inc | TSXV | DYA | 0.19 | 2.70 | 0.20 | 0.05 | 319,392 | 30.8 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.84 | 2.53 | 4.22 | 2.40 | 334,405 | 684.2 |
| Norbord Inc | TSX | NBD | 24.44 | 2.52 | 34.24 | 20.51 | 318,954 | 1,306.0 |
| Avigilon Corp | TSX | AVO | 19.07 | 1.92 | 34.50 | 15.01 | 288,913 | 886.4 |
| Exco Technologies Ltd | TSX | XTC | 10.90 | 0.93 | 12.59 | 6.30 | 199,604 | 457.6 |
| Badger Daylighting Ltd | TSX | BAD | 29.99 | 0.57 | 43.65 | 18.42 | 153,493 | 1,110.6 |
| Newalta Corp | TSX | NAL | 22.12 | 0.55 | 22.16 | 14.81 | 114,009 | 1,234.9 |
| Intertape Polymer Group Inc | TSX | ITP | 14.84 | 0.41 | 15.62 | 11.12 | 308,094 | 905.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stellar Biotechnologies Inc | TSXV | KLH | 2.36 | 9.77 | 2.36 | 0.65 | 1,771,114 | 184.4 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 20.93 | 5.71 | 34.66 | 5.26 | 234,529 | 462.7 |
| Concordia Healthcare Corp | TSX | CXR | 34.00 | 3.41 | 38.75 | 6.25 | 128,529 | 969.4 |
| Cipher Pharmaceuticals Inc | TSX | DND | 10.91 | 1.77 | 11.00 | 6.00 | 108,149 | 277.2 |
| Lorus Therapeutics Inc | TSX | LOR | 0.46 | 1.11 | 1.04 | 0.18 | 148,516 | 63.4 |
| Knight Therapeutics Inc | TSX | GUD | 5.24 | 0.77 | 6.25 | 4.81 | 120,325 | 407.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| VersaPay Corp | TSXV | VPY | 1.25 | 4.17 | 1.55 | 0.98 | 101,315 | 26.8 |
| TIO Networks Corp | TSXV | TNC | 0.87 | 3.57 | 1.01 | 0.33 | 248,380 | 49.7 |
| Aberdeen International Inc | TSX | AAB | 0.18 | 2.86 | 0.19 | 0.11 | 242,611 | 15.7 |
| Copper Fox Metals Inc | TSXV | CUU | 0.22 | 2.33 | 0.68 | 0.21 | 114,330 | 89.5 |
| Delavaco Residential Properties Corp | TSXV | DVO/U | 1.05 | 0.96 | 1.40 | 0.66 | 397,900 | 58.3 |
| Excelsior Mining Corp | TSXV | MIN | 0.26 | 0.96 | 0.63 | 0.10 | 185,350 | 21.6 |
| AGF Management Ltd | TSX | AGF/B | 12.47 | 0.89 | 14.78 | 10.82 | 108,817 | 1,072.0 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.39 | 0.80 | 11.50 | 9.29 | 132,585 | 1,983.7 |
| Aston Hill Financial Inc | TSX | AHF | 1.31 | 0.77 | 1.40 | 1.02 | 139,008 | 117.9 |
| Canaccord Genuity Group Inc | TSX | CF | 12.06 | 0.58 | 13.49 | 5.84 | 124,081 | 1,229.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Allied Nevada Gold Corp | NYSE | ANV | 3.55 | 6.61 | 6.70 | 2.61 | 2,591,787 | 370.4 |
| USEC Inc | NYSE | USU | 5.24 | 4.59 | 18.15 | 2.63 | 1,127,701 | 25.9 |
| Coeur Mining Inc | NYSE | CDE | 7.99 | 3.63 | 16.87 | 6.62 | 1,488,915 | 826.7 |
| AK Steel Holding Corp | NYSE | AKS | 11.19 | 3.52 | 11.37 | 3.30 | 6,440,496 | 1,530.8 |
| Uranium Resources Inc | NASDAQ | URRE | 2.98 | 3.12 | 4.05 | 2.21 | 145,716 | 74.3 |
| Hecla Mining Co | NYSE | HL | 3.24 | 2.53 | 3.98 | 2.63 | 2,448,805 | 1,132.4 |
| Gold Resource Corp | NYSE | GORO | 6.12 | 2.34 | 9.43 | 3.52 | 2,116,778 | 331.6 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.10 | 2.24 | 5.08 | 2.21 | 511,366 | 282.3 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 28.21 | 1.91 | 33.32 | 24.13 | 218,758 | 752.8 |
| Golden Minerals Co | NYSE | AUMN | 1.08 | 1.89 | 1.60 | 0.42 | 145,398 | 47.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Miller Energy Resources Inc | NYSE | MILL | 5.26 | 7.35 | 8.97 | 4.40 | 668,889 | 242.4 |
| SandRidge Permian Trust | NYSE | PER | 11.25 | 6.94 | 15.66 | 10.51 | 763,203 | 443.0 |
| Goodrich Petroleum Corp | NYSE | GDP | 20.49 | 5.95 | 30.52 | 11.80 | 1,622,594 | 910.3 |
| Vertex Energy Inc | NASDAQ | VTNR | 8.87 | 5.72 | 11.25 | 2.79 | 540,894 | 222.1 |
| Enphase Energy Inc | NASDAQ | ENPH | 14.52 | 5.60 | 15.49 | 4.54 | 1,369,639 | 623.5 |
| FX Energy Inc | NASDAQ | FXEN | 3.41 | 5.57 | 5.85 | 3.00 | 317,020 | 184.4 |
| Geospace Technologies Corp | NASDAQ | GEOS | 42.41 | 4.15 | 107.93 | 34.01 | 155,554 | 556.9 |
| Gevo Inc | NASDAQ | GEVO | 0.46 | 3.91 | 2.18 | 0.43 | 313,396 | 45.8 |
| Hercules Offshore Inc | NASDAQ | HERO | 3.28 | 3.80 | 7.85 | 3.10 | 3,638,581 | 527.4 |
| Penn Virginia Corp | NYSE | PVA | 14.74 | 3.66 | 18.20 | 4.65 | 3,831,291 | 1,053.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Alteva | NYSE | ALTV | 6.88 | 30.06 | 9.50 | 5.25 | 231,047 | 41.2 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 10.52 | 8.90 | 18.43 | 6.75 | 1,076,221 | 315.0 |
| Violin Memory Inc | NYSE | VMEM | 4.05 | 8.29 | 7.98 | 2.50 | 859,700 | 368.2 |
| Infinera Corp | NASDAQ | INFN | 10.55 | 7.32 | 11.91 | 6.96 | 5,794,214 | 1,304.7 |
| Straight Path Communications Inc | NYSE | STRP | 9.47 | 6.88 | 10.69 | 5.00 | 287,559 | 111.7 |
| Cray Inc | NASDAQ | CRAY | 29.60 | 6.44 | 42.09 | 21.30 | 710,382 | 1,213.8 |
| Kopin Corp | NASDAQ | KOPN | 4.06 | 6.28 | 4.75 | 2.90 | 818,359 | 268.2 |
| ModusLink Global Solutions Inc | NASDAQ | MLNK | 4.09 | 5.41 | 5.88 | 2.65 | 500,702 | 212.7 |
| FormFactor Inc | NASDAQ | FORM | 7.19 | 4.96 | 8.50 | 4.99 | 295,812 | 405.4 |
| ChannelAdvisor Corp | NYSE | ECOM | 16.68 | 4.77 | 49.90 | 15.31 | 333,844 | 412.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Vicon Industries Inc | NYSE | VII | 4.52 | 48.20 | 5.30 | 2.10 | 4,961,368 | 20.4 |
| Image Sensing Systems Inc | NASDAQ | ISNS | 3.40 | 42.86 | 7.50 | 2.10 | 3,459,747 | 16.9 |
| Digital Ally Inc | NASDAQ | DGLY | 14.28 | 14.24 | 17.47 | 3.03 | 15,118,817 | 38.7 |
| Vicor Corp | NASDAQ | VICR | 8.83 | 9.69 | 14.11 | 6.76 | 121,967 | 340.3 |
| Iteris Inc | NYSE | ITI | 1.75 | 7.96 | 2.50 | 1.48 | 776,243 | 57.3 |
| SemiLEDs Corp/Taiwan | NASDAQ | LEDS | 0.85 | 7.23 | 1.66 | 0.72 | 272,298 | 24.2 |
| NF Energy Saving Corp | NASDAQ | NFEC | 3.40 | 6.25 | 3.48 | 0.82 | 103,580 | 19.4 |
| Ballantyne Strong Inc | NYSE | BTN | 4.00 | 6.10 | 5.15 | 3.65 | 101,096 | 56.7 |
| Blonder Tongue Laboratories | NYSE | BDR | 1.65 | 5.77 | 1.78 | 0.75 | 187,107 | 10.3 |
| FreightCar America Inc | NASDAQ | RAIL | 30.02 | 4.89 | 30.25 | 17.53 | 234,186 | 362.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Medizone International Inc | OTC BB | MZEI | 0.15 | 26.05 | 0.29 | 0.05 | 229,194 | 50.7 |
| Catalyst Pharmaceutical Partners Inc | NASDAQ | CPRX | 2.99 | 15.89 | 3.65 | 1.29 | 4,676,369 | 200.8 |
| ERBA Diagnostics Inc | NYSE | ERB | 3.55 | 11.64 | 4.13 | 0.77 | 333,592 | 155.8 |
| Galena Biopharma Inc | NASDAQ | GALE | 2.34 | 11.43 | 7.77 | 1.66 | 3,563,562 | 276.6 |
| Versartis Inc | NASDAQ | VSAR | 21.87 | 9.84 | 36.86 | 16.15 | 218,910 | 529.1 |
| Idera Pharmaceuticals Inc | NASDAQ | IDRA | 2.90 | 9.43 | 6.87 | 1.52 | 1,694,207 | 242.9 |
| Zogenix Inc | NASDAQ | ZGNX | 1.34 | 9.39 | 5.19 | 1.18 | 3,866,920 | 189.0 |
| Celldex Therapeutics Inc | NASDAQ | CLDX | 16.42 | 9.10 | 38.84 | 10.76 | 4,545,114 | 1,468.0 |
| NewLink Genetics Corp | NASDAQ | NLNK | 28.12 | 9.03 | 53.48 | 15.61 | 619,214 | 784.8 |
| Achillion Pharmaceuticals Inc | NASDAQ | ACHN | 11.75 | 9.00 | 12.06 | 2.26 | 20,176,327 | 1,149.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 8.50 | 14.40 | 8.80 | 2.10 | 2,006,363 | 382.9 |
| Noah Holdings Ltd | NYSE | NOAH | 15.76 | 5.63 | 25.51 | 12.02 | 459,608 | 871.5 |
| WisdomTree Investments Inc | NASDAQ | WETF | 11.63 | 4.49 | 18.50 | 9.11 | 3,152,887 | 1,550.3 |
| First Security Group Inc/TN | NASDAQ | FSGI | 2.00 | 4.17 | 2.64 | 1.73 | 190,542 | 133.3 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.38 | 3.66 | 6.76 | 4.36 | 658,555 | 1,144.7 |
| Old National Bancorp/IN | NASDAQ | ONB | 13.51 | 3.13 | 15.80 | 12.90 | 1,001,052 | 1,430.0 |
| Southside Bancshares Inc | NASDAQ | SBSI | 33.76 | 3.08 | 34.39 | 23.31 | 423,561 | 636.2 |
| Forestar Group Inc | NYSE | FOR | 20.08 | 3.08 | 24.03 | 16.29 | 154,846 | 701.1 |
| NMI Holdings Inc | NASDAQ | NMIH | 9.90 | 2.91 | 15.24 | 9.53 | 133,577 | 577.8 |
| Bancorp Inc/DE | NASDAQ | TBBK | 9.96 | 2.89 | 20.24 | 8.47 | 305,803 | 375.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


