Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, August 25, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Ascot Resources Ltd | TSXV | AOT | 2.08 | 12.43 | 2.13 | 0.59 | 385,769 | 200.3 |
| Silvermet Inc | TSXV | SYI | 0.11 | 10.00 | 0.11 | 0.04 | 2,950,000 | 16.6 |
| Golden Valley Mines Ltd/Canada | TSXV | GZZ | 0.18 | 9.09 | 0.23 | 0.03 | 124,000 | 16.7 |
| Superior Copper Corp | TSXV | SPC | 0.14 | 8.00 | 0.18 | 0.03 | 158,000 | 21.9 |
| Discovery Ventures Inc | TSXV | DVN | 0.35 | 7.81 | 0.36 | 0.12 | 1,205,895 | 22.7 |
| Highbank Resources Ltd | TSXV | HBK | 0.29 | 7.41 | 0.38 | 0.05 | 208,600 | 24.4 |
| Canamex Resources Corp | TSXV | CSQ | 0.25 | 6.38 | 0.25 | 0.05 | 270,200 | 30.5 |
| Rockhaven Resources Ltd | TSXV | RK | 0.27 | 6.00 | 0.30 | 0.08 | 144,500 | 21.0 |
| Canada Zinc Metals Corp | TSXV | CZX | 0.54 | 5.88 | 0.60 | 0.19 | 135,661 | 80.4 |
| NioCorp Developments Ltd | TSXV | NB | 0.74 | 5.71 | 0.79 | 0.10 | 764,219 | 91.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Morien Resources Corp | TSXV | MOX | 0.23 | 21.05 | 0.25 | 0.09 | 116,050 | 11.3 |
| PanTerra Resource Corp | TSXV | PRC | 0.33 | 13.79 | 0.62 | 0.02 | 8,244,691 | 98.4 |
| Xinergy Ltd | TSX | XRG | 0.35 | 12.90 | 0.70 | 0.13 | 240,297 | 20.4 |
| PetroNova Inc | TSXV | PNA | 0.33 | 10.00 | 0.37 | 0.20 | 306,565 | 84.0 |
| Tuscany Energy Ltd | TSXV | TUS | 0.42 | 9.09 | 0.46 | 0.15 | 133,000 | 19.4 |
| Raise Production Inc | TSXV | RPC | 1.51 | 7.86 | 3.50 | 0.60 | 207,520 | 129.2 |
| Petroamerica Oil Corp | TSXV | PTA | 0.41 | 6.49 | 0.44 | 0.28 | 9,833,222 | 351.9 |
| Ceiba Energy Services Inc | TSXV | CEB | 1.08 | 5.88 | 1.15 | 0.19 | 313,850 | 108.3 |
| Contact Exploration Inc | TSXV | CEX | 0.46 | 5.75 | 0.48 | 0.20 | 876,950 | 131.0 |
| Arcan Resources Ltd | TSXV | ARN | 0.24 | 4.35 | 0.91 | 0.22 | 182,530 | 23.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.50 | 7.14 | 2.87 | 0.32 | 584,207 | 244.8 |
| Snipp Interactive Inc | TSXV | SPN | 0.22 | 4.76 | 0.23 | 0.08 | 154,000 | 15.2 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.25 | 4.26 | 0.27 | 0.11 | 237,500 | 25.9 |
| Symbility Solutions Inc | TSXV | SY | 0.29 | 3.64 | 0.50 | 0.24 | 198,100 | 59.7 |
| Wi-Lan Inc | TSX | WIN | 4.21 | 1.45 | 4.74 | 2.96 | 282,960 | 506.4 |
| Computer Modelling Group Ltd | TSX | CMG | 12.35 | 0.32 | 15.74 | 11.40 | 216,450 | 972.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Photon Control Inc | TSXV | PHO | 0.43 | 3.61 | 0.57 | 0.14 | 300,100 | 43.9 |
| dynaCERT Inc | TSXV | DYA | 0.19 | 2.78 | 0.19 | 0.05 | 428,645 | 30.0 |
| Norbord Inc | TSX | NBD | 23.84 | 1.88 | 34.24 | 20.51 | 170,799 | 1,273.9 |
| Intertape Polymer Group Inc | TSX | ITP | 14.78 | 1.86 | 15.62 | 11.12 | 184,803 | 901.7 |
| Martinrea International Inc | TSX | MRE | 14.50 | 0.55 | 14.70 | 6.91 | 300,780 | 1,225.6 |
| Aecon Group Inc | TSX | ARE | 16.68 | 0.36 | 18.75 | 12.38 | 109,350 | 941.5 |
| Badger Daylighting Ltd | TSX | BAD | 29.82 | 0.10 | 43.65 | 18.42 | 211,136 | 1,104.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Immunovaccine Inc | TSXV | IMV | 1.11 | 14.43 | 1.50 | 0.24 | 2,101,902 | 88.3 |
| Stellar Biotechnologies Inc | TSXV | KLH | 2.15 | 14.36 | 2.15 | 0.65 | 1,239,674 | 168.0 |
| Microbix Biosystems Inc | TSX | MBX | 0.53 | 9.28 | 0.62 | 0.12 | 143,050 | 37.2 |
| Prometic Life Sciences Inc | TSX | PLI | 1.56 | 5.41 | 1.65 | 0.46 | 2,072,270 | 826.7 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.59 | 5.36 | 0.97 | 0.48 | 329,402 | 58.4 |
| Cipher Pharmaceuticals Inc | TSX | DND | 10.72 | 4.69 | 10.79 | 6.00 | 146,943 | 272.4 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 19.80 | 1.96 | 34.66 | 5.26 | 118,846 | 437.7 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.33 | 1.54 | 0.37 | 0.12 | 101,500 | 34.0 |
| Extendicare Inc | TSX | EXE | 8.68 | 1.52 | 8.79 | 6.29 | 151,689 | 790.8 |
| Abattis Bioceuticals Corp | CNSX | ATT | 0.47 | 1.08 | 3.10 | 0.02 | 156,050 | 22.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Aston Hill Financial Inc | TSX | AHF | 1.30 | 4.84 | 1.40 | 1.02 | 251,130 | 117.0 |
| Sprott Inc | TSX | SII | 2.98 | 4.20 | 3.85 | 2.38 | 121,462 | 740.0 |
| High North Resources Ltd | TSXV | HN | 0.47 | 2.17 | 0.74 | 0.30 | 260,200 | 24.3 |
| Sprott Resource Corp | TSX | SCP | 3.34 | 1.21 | 3.34 | 2.23 | 112,456 | 327.8 |
| Summit Industrial Income REIT | TSX | SMU-U | 6.37 | 0.95 | 6.40 | 5.30 | 147,774 | 116.4 |
| BTB Real Estate Investment Trust | TSX | BTB-U | 4.94 | 0.82 | 4.98 | 4.04 | 107,508 | 164.2 |
| Tricon Capital Group Inc | TSX | TCN | 7.61 | 0.66 | 8.54 | 5.79 | 101,038 | 689.1 |
| Alaris Royalty Corp | TSX | AD | 33.00 | 0.52 | 37.69 | 23.79 | 140,039 | 1,055.9 |
| Dream Industrial Real Estate Investment Trust | TSX | DIR-U | 9.79 | 0.41 | 9.95 | 8.20 | 124,004 | 539.1 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.50 | 0.22 | 5.00 | 4.25 | 105,079 | 336.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gold Resource Corp | NYSE | GORO | 5.98 | 3.28 | 9.43 | 3.52 | 351,427 | 324.0 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.26 | 1.96 | 0.44 | 0.22 | 124,970 | 40.6 |
| Horsehead Holding Corp | NASDAQ | ZINC | 20.21 | 1.30 | 21.02 | 11.81 | 247,521 | 1,024.9 |
| AK Steel Holding Corp | NYSE | AKS | 10.81 | 1.22 | 10.93 | 3.30 | 5,808,040 | 1,478.8 |
| Uranium Energy Corp | NYSE | UEC | 1.54 | 0.65 | 2.49 | 0.94 | 283,929 | 140.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Constellation Energy Partners LLC | NYSE | CEP | 3.58 | 10.02 | 3.60 | 2.04 | 553,196 | 104.6 |
| Pacific Coast Oil Trust | NYSE | ROYT | 11.35 | 8.20 | 18.49 | 9.61 | 2,146,466 | 437.9 |
| KiOR Inc | NASDAQ | KIOR | 0.11 | 6.18 | 3.10 | 0.10 | 783,776 | 12.2 |
| Willbros Group Inc | NYSE | WG | 11.28 | 5.52 | 13.69 | 7.66 | 191,288 | 570.3 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 5.78 | 5.47 | 6.45 | 2.43 | 3,787,017 | 609.1 |
| Warren Resources Inc | NASDAQ | WRES | 6.65 | 5.39 | 6.87 | 2.71 | 1,392,063 | 491.4 |
| Ener-Core Inc | OTC BB | ENCR | 0.20 | 5.26 | 2.37 | 0.07 | 1,141,476 | 17.2 |
| Whiting USA Trust I | NYSE | WHX | 2.17 | 5.08 | 6.33 | 1.72 | 330,792 | 30.1 |
| Callon Petroleum Co | NYSE | CPE | 10.22 | 4.71 | 12.09 | 4.23 | 987,093 | 417.4 |
| Royale Energy Inc | NASDAQ | ROYL | 3.36 | 4.67 | 4.95 | 2.46 | 180,473 | 50.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Inuvo Inc | NYSE | INUV | 1.39 | 24.11 | 1.94 | 0.63 | 2,297,103 | 32.7 |
| Netlist Inc | NASDAQ | NLST | 1.19 | 15.53 | 2.41 | 0.53 | 3,125,736 | 49.4 |
| MoSys Inc | NASDAQ | MOSY | 3.11 | 10.28 | 5.99 | 2.65 | 239,787 | 154.2 |
| Ceragon Networks Ltd | NASDAQ | CRNT | 2.31 | 7.94 | 4.35 | 2.00 | 1,522,914 | 176.9 |
| WPCS International Inc | NASDAQ | WPCS | 1.11 | 7.77 | 5.27 | 0.45 | 913,881 | 15.4 |
| Planar Systems Inc | NASDAQ | PLNR | 4.76 | 7.21 | 5.05 | 1.77 | 1,397,557 | 104.4 |
| Max Sound Corp | OTC BB | MAXD | 0.16 | 6.67 | 0.28 | 0.08 | 276,491 | 57.1 |
| Mind CTI Ltd | NASDAQ | MNDO | 3.16 | 6.04 | 3.27 | 1.63 | 649,011 | 59.2 |
| Novatel Wireless Inc | NASDAQ | NVTL | 2.20 | 5.77 | 3.40 | 1.51 | 588,808 | 81.1 |
| Ebix Inc | NASDAQ | EBIX | 14.79 | 5.34 | 17.95 | 9.25 | 676,463 | 567.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Digital Ally Inc | NASDAQ | DGLY | 12.50 | 57.43 | 17.47 | 3.03 | 24,098,284 | 33.8 |
| Vicon Industries Inc | NYSE | VII | 3.05 | 36.77 | 4.35 | 2.10 | 238,054 | 13.8 |
| Save the World Air Inc | OTC BB | ZERO | 0.67 | 11.67 | 1.50 | 0.50 | 186,327 | 121.0 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 7.56 | 10.36 | 13.24 | 4.17 | 380,614 | 374.9 |
| CyberOptics Corp | NASDAQ | CYBE | 12.27 | 9.85 | 12.84 | 4.91 | 188,877 | 81.0 |
| Allied Motion Technologies Inc | NASDAQ | AMOT | 16.61 | 9.46 | 16.90 | 7.95 | 150,051 | 153.2 |
| LRAD Corp | NASDAQ | LRAD | 3.31 | 8.88 | 3.45 | 1.26 | 1,138,584 | 109.2 |
| China Ceramics Co Ltd | NASDAQ | CCCL | 1.10 | 8.31 | 4.25 | 0.76 | 355,120 | 22.6 |
| Adept Technology Inc | NASDAQ | ADEP | 11.13 | 7.54 | 21.90 | 3.25 | 824,445 | 145.8 |
| Highpower International Inc | NASDAQ | HPJ | 5.61 | 7.06 | 7.73 | 1.15 | 474,456 | 84.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Advaxis Inc | NASDAQ | ADXS | 4.00 | 23.08 | 11.70 | 2.46 | 3,416,513 | 77.1 |
| China Cord Blood Corp | NYSE | CO | 5.70 | 19.50 | 5.70 | 3.30 | 341,969 | 416.1 |
| Provectus Biopharmaceuticals Inc | NYSE | PVCT | 1.12 | 14.29 | 6.03 | 0.30 | 2,364,945 | 197.8 |
| Emisphere Technologies Inc | OTC BB | EMIS | 0.37 | 14.06 | 0.46 | 0.12 | 477,700 | 22.2 |
| Accelerate Diagnostics Inc | NASDAQ | AXDX | 20.72 | 12.49 | 31.86 | 8.89 | 589,470 | 923.8 |
| Achillion Pharmaceuticals Inc | NASDAQ | ACHN | 10.78 | 10.45 | 11.15 | 2.26 | 15,008,817 | 1,054.2 |
| Catalyst Pharmaceutical Partners Inc | NASDAQ | CPRX | 2.58 | 10.26 | 3.65 | 1.29 | 2,679,683 | 173.3 |
| TrovaGene Inc | NASDAQ | TROV | 4.52 | 9.18 | 9.14 | 2.97 | 181,593 | 85.4 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.19 | 8.94 | 0.45 | 0.11 | 390,752 | 13.3 |
| Sciclone Pharmaceuticals Inc | NASDAQ | SCLN | 6.90 | 8.83 | 6.95 | 4.24 | 852,981 | 352.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 7.43 | 20.03 | 8.69 | 2.10 | 2,254,942 | 334.7 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 16.54 | 3.38 | 18.56 | 7.50 | 305,541 | 344.7 |
| Ameris Bancorp | NASDAQ | ABCB | 24.04 | 3.00 | 24.25 | 17.52 | 160,836 | 642.8 |
| Universal Insurance Holdings Inc | NYSE | UVE | 13.98 | 2.87 | 15.42 | 6.29 | 255,492 | 486.2 |
| RCS Capital Corp | NYSE | RCAP | 22.01 | 2.75 | 39.98 | 15.00 | 645,266 | 1,436.6 |
| Doral Financial Corp | NYSE | DRL | 8.36 | 2.58 | 24.74 | 1.87 | 1,051,386 | 55.6 |
| Federated National Holding Co | NASDAQ | FNHC | 24.56 | 2.50 | 26.60 | 8.30 | 314,609 | 339.1 |
| Greenhill & Co Inc | NYSE | GHL | 49.65 | 2.27 | 60.98 | 43.36 | 437,098 | 1,405.7 |
| Southside Bancshares Inc | NASDAQ | SBSI | 32.75 | 2.06 | 33.47 | 23.31 | 126,928 | 617.2 |
| Altisource Residential Corp | NYSE | RESI | 24.47 | 1.92 | 34.95 | 18.63 | 365,603 | 1,398.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
