Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, August 22, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Critical Elements Corp | TSXV | CRE | 0.38 | 11.76 | 0.40 | 0.13 | 1,734,821 | 45.9 |
| Ascot Resources Ltd | TSXV | AOT | 1.85 | 9.47 | 1.85 | 0.59 | 238,777 | 178.1 |
| Houston Lake Mining Inc | TSXV | HLM | 0.13 | 8.70 | 0.13 | 0.04 | 177,000 | 11.4 |
| Teranga Gold Corp | TSX | TGZ | 0.78 | 8.33 | 1.22 | 0.42 | 2,062,714 | 275.2 |
| Arena Minerals Inc | TSXV | AN | 0.22 | 7.32 | 0.47 | 0.17 | 117,000 | 12.0 |
| Canamex Resources Corp | TSXV | CSQ | 0.24 | 6.82 | 0.24 | 0.05 | 678,413 | 28.7 |
| Discovery Ventures Inc | TSXV | DVN | 0.32 | 6.67 | 0.33 | 0.12 | 646,300 | 21.1 |
| NexGen Energy Ltd | TSXV | NXE | 0.42 | 5.00 | 0.65 | 0.23 | 489,983 | 71.6 |
| Fission 3.0 Corp | TSXV | FUU | 0.11 | 4.76 | 0.30 | 0.08 | 273,740 | 16.9 |
| Tinkerine Studios Ltd | TSXV | TTD | 0.35 | 4.48 | 0.54 | 0.06 | 229,048 | 14.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Petromanas Energy Inc | TSXV | PMI | 0.31 | 8.77 | 0.40 | 0.10 | 1,874,561 | 215.0 |
| Niko Resources Ltd | TSX | NKO | 1.61 | 7.33 | 5.72 | 1.12 | 276,359 | 150.9 |
| LGX OIL + GAS INC | TSXV | OIL | 0.52 | 7.22 | 0.79 | 0.44 | 203,455 | 46.1 |
| Petroamerica Oil Corp | TSXV | PTA | 0.39 | 6.94 | 0.39 | 0.28 | 4,358,522 | 330.5 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.19 | 5.71 | 0.36 | 0.16 | 449,775 | 83.7 |
| Petro One Energy Corp | TSXV | POP | 0.61 | 5.17 | 0.64 | 0.12 | 327,823 | 35.9 |
| Alberta Oilsands Inc | TSXV | AOS | 0.13 | 4.00 | 0.17 | 0.10 | 568,840 | 27.6 |
| Sintana Energy Inc | TSXV | SNN | 0.14 | 3.85 | 0.23 | 0.07 | 1,158,000 | 41.9 |
| Lonestar West Inc | TSXV | LSI | 3.27 | 3.81 | 4.20 | 2.47 | 103,910 | 95.3 |
| Ceiba Energy Services Inc | TSXV | CEB | 1.02 | 3.03 | 1.15 | 0.19 | 132,148 | 102.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intermap Technologies Corp | TSX | IMP | 0.21 | 10.53 | 0.55 | 0.14 | 186,925 | 19.3 |
| Sierra Wireless Inc | TSX | SW | 30.13 | 4.51 | 30.15 | 12.53 | 156,509 | 949.4 |
| Keek Inc | TSXV | KEK | 0.14 | 3.70 | 0.35 | 0.07 | 125,700 | 48.0 |
| Guestlogix Inc | TSX | GXI | 1.19 | 2.59 | 1.60 | 0.88 | 943,175 | 109.3 |
| Computer Modelling Group Ltd | TSX | CMG | 12.31 | 0.08 | 15.74 | 11.40 | 190,648 | 969.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Legend Power Systems Inc | TSXV | LPS | 0.62 | 12.73 | 0.62 | 0.09 | 326,549 | 32.1 |
| Avigilon Corp | TSX | AVO | 19.75 | 3.57 | 34.50 | 15.01 | 511,775 | 918.0 |
| Questor Technology Inc | TSXV | QST | 3.95 | 3.40 | 5.05 | 0.73 | 125,258 | 100.8 |
| dynaCERT Inc | TSXV | DYA | 0.18 | 2.86 | 0.19 | 0.05 | 185,800 | 29.2 |
| Badger Daylighting Ltd | TSX | BAD | 29.79 | 2.48 | 43.65 | 18.42 | 956,291 | 1,103.2 |
| Photon Control Inc | TSXV | PHO | 0.42 | 2.47 | 0.57 | 0.14 | 429,650 | 42.3 |
| Martinrea International Inc | TSX | MRE | 14.42 | 0.98 | 14.54 | 6.91 | 676,336 | 1,218.8 |
| Norbord Inc | TSX | NBD | 23.40 | 0.65 | 34.24 | 20.51 | 325,618 | 1,250.4 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.79 | 0.36 | 4.22 | 2.40 | 1,471,215 | 672.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Prometic Life Sciences Inc | TSX | PLI | 1.48 | 8.82 | 1.65 | 0.46 | 925,484 | 784.3 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.56 | 7.69 | 0.97 | 0.48 | 263,400 | 55.5 |
| Sirona Biochem Corp | TSXV | SBM | 0.16 | 6.67 | 0.21 | 0.09 | 296,500 | 19.4 |
| Lorus Therapeutics Inc | TSX | LOR | 0.45 | 4.65 | 1.04 | 0.18 | 142,133 | 62.7 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.50 | 4.17 | 0.59 | 0.35 | 361,402 | 38.7 |
| Biosyent Inc | TSXV | RX | 9.15 | 3.98 | 9.45 | 2.05 | 140,677 | 126.3 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.88 | 3.87 | 2.15 | 0.65 | 970,212 | 146.9 |
| Theratechnologies Inc | TSX | TH | 0.55 | 3.77 | 0.65 | 0.19 | 274,400 | 33.6 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.39 | 2.67 | 0.42 | 0.17 | 2,089,762 | 56.5 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.33 | 1.56 | 0.37 | 0.12 | 103,533 | 33.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.49 | 6.52 | 0.60 | 0.18 | 142,051 | 57.9 |
| Pinetree Capital Ltd | TSX | PNP | 0.35 | 1.45 | 0.66 | 0.25 | 147,827 | 68.3 |
| GMP Capital Inc | TSX | GMP | 8.17 | 0.99 | 9.20 | 5.57 | 204,398 | 607.3 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.49 | 0.67 | 5.00 | 4.25 | 140,465 | 335.6 |
| BTB Real Estate Investment Trust | TSX | BTB-U | 4.90 | 0.62 | 4.93 | 4.04 | 199,774 | 162.9 |
| Tricon Capital Group Inc | TSX | TCN | 7.56 | 0.40 | 8.54 | 5.79 | 103,440 | 684.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 11.36 | 0.18 | 11.50 | 9.29 | 179,266 | 1,978.5 |
| Canaccord Genuity Group Inc | TSX | CF | 12.00 | 0.17 | 13.49 | 5.84 | 137,555 | 1,223.8 |
| AGF Management Ltd | TSX | AGF/B | 12.38 | 0.16 | 14.78 | 10.82 | 128,114 | 1,064.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.22 | 11.98 | 0.41 | 0.06 | 696,941 | 59.8 |
| AK Steel Holding Corp | NYSE | AKS | 10.68 | 6.69 | 10.75 | 3.30 | 9,711,571 | 1,461.0 |
| General Steel Holdings Inc | NYSE | GSI | 1.06 | 1.92 | 1.58 | 0.80 | 100,825 | 61.8 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.16 | 1.71 | 5.08 | 2.21 | 633,655 | 286.4 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.41 | 1.49 | 6.70 | 2.61 | 1,740,632 | 355.8 |
| Uranium Resources Inc | NASDAQ | URRE | 2.89 | 1.23 | 4.05 | 2.21 | 164,243 | 72.2 |
| Uranerz Energy Corp | NYSE | URZ | 1.16 | 0.87 | 1.97 | 0.80 | 237,691 | 100.0 |
| Kaiser Aluminum Corp | NASDAQ | KALU | 80.26 | 0.63 | 80.78 | 62.60 | 141,660 | 1,434.4 |
| Coeur Mining Inc | NYSE | CDE | 7.88 | 0.51 | 16.95 | 6.62 | 1,419,583 | 815.3 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 27.73 | 0.14 | 33.32 | 24.13 | 230,519 | 740.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| GreenHunter Resources Inc | NYSE | GRH | 1.89 | 10.98 | 3.62 | 0.80 | 448,597 | 67.1 |
| Penn Virginia Corp | NYSE | PVA | 14.27 | 6.49 | 18.20 | 4.65 | 3,219,103 | 1,020.0 |
| SandRidge Mississippian Trust II | NYSE | SDR | 6.69 | 4.53 | 15.00 | 6.00 | 600,171 | 332.7 |
| Constellation Energy Partners LLC | NYSE | CEP | 3.25 | 4.29 | 3.30 | 2.04 | 350,142 | 95.1 |
| REX American Resources Corp | NYSE | REX | 95.33 | 3.54 | 102.92 | 26.70 | 247,389 | 780.0 |
| Vertex Energy Inc | NASDAQ | VTNR | 8.27 | 3.12 | 11.25 | 2.79 | 258,293 | 207.1 |
| Enphase Energy Inc | NASDAQ | ENPH | 13.87 | 2.74 | 14.25 | 4.54 | 952,994 | 595.6 |
| CAMAC Energy Inc | NYSE | CAK | 0.71 | 2.60 | 0.91 | 0.27 | 553,273 | 895.7 |
| Jones Energy Inc | NYSE | JONE | 18.45 | 2.44 | 20.79 | 13.05 | 143,206 | 910.3 |
| Whiting USA Trust II | NYSE | WHZ | 12.06 | 1.77 | 14.48 | 11.13 | 104,469 | 221.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Peregrine Semiconductor Corp | NASDAQ | PSMI | 12.53 | 62.94 | 12.89 | 4.75 | 12,051,219 | 418.8 |
| MGT Capital Investments Inc | NYSE | MGT | 1.14 | 25.27 | 4.38 | 0.62 | 552,908 | 11.0 |
| Parkervision Inc | NASDAQ | PRKR | 1.31 | 18.02 | 7.78 | 1.08 | 6,224,371 | 127.1 |
| Ikanos Communications Inc | NASDAQ | IKAN | 0.36 | 12.50 | 1.45 | 0.30 | 176,990 | 35.7 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 15.65 | 7.78 | 29.34 | 4.37 | 415,613 | 397.0 |
| Himax Technologies Inc | NASDAQ | HIMX | 8.35 | 7.60 | 16.15 | 5.70 | 10,787,421 | 1,423.9 |
| voxeljet AG | NYSE | VJET | 16.87 | 6.64 | 70.00 | 12.85 | 1,292,521 | 313.8 |
| Worlds Inc | OTC BB | WDDD | 0.19 | 6.32 | 0.29 | 0.06 | 291,093 | 17.9 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 10.29 | 5.65 | 11.88 | 1.61 | 20,147,573 | 228.2 |
| Paycom Software Inc | NYSE | PAYC | 17.45 | 5.50 | 17.92 | 12.28 | 451,444 | 890.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Save the World Air Inc | OTC BB | ZERO | 0.60 | 17.99 | 1.50 | 0.50 | 383,536 | 108.4 |
| Digital Ally Inc | NASDAQ | DGLY | 7.94 | 13.27 | 17.47 | 3.03 | 7,716,253 | 21.5 |
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 1.53 | 11.68 | 2.84 | 0.78 | 436,676 | 31.3 |
| NF Energy Saving Corp | NASDAQ | NFEC | 3.21 | 11.46 | 3.47 | 0.82 | 402,643 | 18.4 |
| NXT-ID Inc | OTC BB | NXTD | 3.85 | 10.00 | 7.25 | 2.51 | 126,111 | 84.8 |
| Goldfield Corp/The | NYSE | GV | 2.09 | 9.42 | 2.61 | 1.51 | 1,089,301 | 53.2 |
| Adept Technology Inc | NASDAQ | ADEP | 10.35 | 9.29 | 21.90 | 3.25 | 296,831 | 135.1 |
| Cocrystal Pharma Inc | OTC BB | COCP | 0.41 | 6.49 | 0.97 | 0.23 | 864,114 | 50.0 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 3.36 | 5.99 | 4.34 | 1.61 | 2,988,573 | 409.4 |
| GrafTech International Ltd | NYSE | GTI | 8.82 | 4.88 | 13.01 | 7.45 | 1,165,496 | 1,201.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Heat Biologics Inc | NASDAQ | HTBX | 6.68 | 26.04 | 15.29 | 3.60 | 1,295,548 | 43.2 |
| Repros Therapeutics Inc | NASDAQ | RPRX | 17.01 | 11.76 | 29.79 | 12.61 | 1,019,648 | 393.1 |
| Dehaier Medical Systems Ltd | NASDAQ | DHRM | 6.08 | 11.15 | 12.89 | 1.85 | 790,084 | 34.1 |
| Amicus Therapeutics Inc | NASDAQ | FOLD | 5.87 | 8.50 | 6.00 | 1.77 | 7,258,587 | 462.0 |
| Agios Pharmaceuticals Inc | NASDAQ | AGIO | 43.66 | 8.20 | 50.37 | 15.77 | 438,212 | 1,504.4 |
| Delcath Systems Inc | NASDAQ | DCTH | 2.29 | 8.02 | 10.56 | 1.90 | 403,491 | 21.6 |
| Provectus Biopharmaceuticals Inc | NYSE | PVCT | 0.98 | 7.70 | 6.03 | 0.30 | 727,711 | 173.1 |
| Aastrom Biosciences Inc | NASDAQ | ASTM | 3.91 | 7.42 | 7.00 | 3.09 | 889,464 | 31.3 |
| Galectin Therapeutics Inc | NASDAQ | GALT | 5.22 | 7.41 | 19.11 | 4.28 | 631,179 | 115.1 |
| Accelerate Diagnostics Inc | NASDAQ | AXDX | 18.42 | 7.34 | 31.86 | 8.89 | 290,973 | 821.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 6.19 | 10.54 | 8.69 | 2.10 | 1,968,128 | 278.9 |
| Tree.com Inc | NASDAQ | TREE | 31.98 | 4.99 | 35.05 | 22.94 | 289,576 | 361.6 |
| Bancorp Inc/DE | NASDAQ | TBBK | 9.94 | 4.85 | 20.24 | 8.47 | 488,558 | 374.8 |
| Farmland Partners Inc | NYSE | FPI | 11.95 | 4.64 | 14.00 | 10.21 | 143,863 | 92.4 |
| E-House China Holdings Ltd | NYSE | EJ | 12.20 | 4.54 | 17.28 | 5.92 | 3,855,545 | 1,682.5 |
| Noah Holdings Ltd | NYSE | NOAH | 15.30 | 3.94 | 25.51 | 12.02 | 684,639 | 846.0 |
| Stonegate Mortgage Corp | NYSE | SGM | 15.26 | 3.60 | 18.94 | 11.81 | 101,328 | 393.2 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 3.62 | 2.84 | 7.44 | 3.35 | 342,653 | 354.9 |
| Gain Capital Holdings Inc | NYSE | GCAP | 6.35 | 2.75 | 14.62 | 5.89 | 198,654 | 261.6 |
| Federated National Holding Co | NASDAQ | FNHC | 23.96 | 2.52 | 26.60 | 8.30 | 178,363 | 330.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


