Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, August 12, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Talon Metals Corp | TSX | TLO | 0.44 | 24.29 | 0.44 | 0.17 | 892,743 | 40.1 |
| Mundoro Capital Inc | TSXV | MUN | 0.29 | 23.91 | 0.36 | 0.18 | 300,800 | 12.5 |
| North American Nickel Inc | TSXV | NAN | 0.60 | 20.00 | 0.65 | 0.17 | 331,490 | 101.9 |
| Ginguro Exploration Inc | TSXV | GEG | 0.24 | 20.00 | 0.40 | 0.06 | 1,403,500 | 20.3 |
| Flinders Resources Ltd | TSXV | FDR | 1.06 | 19.10 | 1.09 | 0.32 | 284,421 | 49.2 |
| Cornerstone Capital Resources Inc | TSXV | CGP | 0.11 | 16.67 | 0.24 | 0.04 | 278,350 | 19.9 |
| Canamex Resources Corp | TSXV | CSQ | 0.22 | 12.82 | 0.23 | 0.05 | 664,093 | 26.9 |
| Dalradian Resources Inc | TSX | DNA | 0.90 | 9.76 | 1.08 | 0.53 | 424,305 | 125.8 |
| Northern Graphite Corp | TSXV | NGC | 1.29 | 9.32 | 1.44 | 0.60 | 483,789 | 63.4 |
| Ascot Resources Ltd | TSXV | AOT | 1.24 | 7.83 | 1.24 | 0.59 | 178,816 | 119.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Blackbird Energy Inc | TSXV | BBI | 0.26 | 13.04 | 0.31 | 0.05 | 1,437,780 | 50.0 |
| Parallel Energy Trust | TSX | PLT-U | 4.00 | 5.26 | 4.84 | 3.47 | 146,422 | 215.7 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.13 | 4.00 | 0.30 | 0.07 | 1,329,488 | 14.8 |
| Iona Energy Inc | TSXV | INA | 0.49 | 3.19 | 0.68 | 0.43 | 225,866 | 177.9 |
| Enerflex Ltd | TSX | EFX | 20.69 | 3.09 | 21.50 | 13.33 | 369,852 | 1,625.0 |
| Rock Energy Inc | TSX | RE | 6.76 | 3.05 | 7.45 | 1.63 | 417,695 | 271.6 |
| Enterprise Group Inc | TSX | E | 0.90 | 2.27 | 1.19 | 0.64 | 309,513 | 130.9 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.23 | 2.27 | 0.36 | 0.16 | 171,103 | 101.8 |
| Raging River Exploration Inc | TSX | RRX | 9.59 | 1.59 | 11.25 | 4.78 | 932,576 | 1,725.1 |
| Birchcliff Energy Ltd | TSX | BIR | 11.13 | 1.27 | 14.97 | 6.87 | 522,775 | 1,624.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cortex Business Solutions Inc | TSXV | CBX | 0.12 | 9.09 | 0.25 | 0.08 | 226,000 | 43.4 |
| Redknee Solutions Inc | TSX | RKN | 4.01 | 5.25 | 7.82 | 3.52 | 961,568 | 436.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| PyroGenesis Canada Inc | TSXV | PYR | 0.61 | 10.91 | 0.83 | 0.04 | 335,500 | 49.1 |
| CO2 Solutions Inc | TSXV | CST | 0.12 | 4.35 | 0.25 | 0.08 | 189,000 | 10.0 |
| Badger Daylighting Ltd | TSX | BAD | 35.85 | 1.30 | 43.65 | 16.67 | 105,496 | 1,327.7 |
| Intertape Polymer Group Inc | TSX | ITP | 13.83 | 0.36 | 15.62 | 11.12 | 131,446 | 843.8 |
| Avigilon Corp | TSX | AVO | 20.44 | 0.29 | 34.50 | 15.01 | 462,000 | 950.1 |
| Norbord Inc | TSX | NBD | 20.99 | 0.19 | 34.24 | 20.51 | 189,353 | 1,121.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stellar Biotechnologies Inc | TSXV | KLH | 1.45 | 28.32 | 2.15 | 0.65 | 1,212,172 | 113.3 |
| Sernova Corp | TSXV | SVA | 0.23 | 9.52 | 0.34 | 0.10 | 134,500 | 29.9 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.55 | 7.84 | 0.92 | 0.34 | 361,260 | 89.7 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.38 | 4.11 | 0.39 | 0.17 | 6,177,739 | 55.7 |
| Sirona Biochem Corp | TSXV | SBM | 0.16 | 3.23 | 0.21 | 0.09 | 1,203,950 | 19.4 |
| Immunovaccine Inc | TSXV | IMV | 0.84 | 2.44 | 1.50 | 0.24 | 144,557 | 66.8 |
| Knight Therapeutics Inc | TSX | GUD | 5.19 | 2.37 | 6.25 | 4.81 | 112,131 | 403.6 |
| TSO3 Inc | TSX | TOS | 1.00 | 2.04 | 1.07 | 0.40 | 152,752 | 73.0 |
| Extendicare Inc | TSX | EXE | 8.28 | 1.10 | 8.44 | 6.12 | 549,924 | 754.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Huntingdon Capital Corp | TSX | HNT | 13.25 | 11.81 | 13.32 | 11.68 | 396,881 | 131.4 |
| Callidus Capital Corp | TSX | CBL | 19.36 | 2.43 | 20.95 | 15.46 | 120,659 | 942.7 |
| Tricon Capital Group Inc | TSX | TCN | 7.44 | 1.92 | 8.54 | 5.78 | 141,440 | 673.7 |
| Pure Multi-Family REIT LP | TSXV | RUF/U | 4.57 | 1.56 | 4.99 | 3.93 | 103,980 | 130.2 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.36 | 0.69 | 5.00 | 4.25 | 219,083 | 325.9 |
| Northwest International Healthcare Properties REIT | TSXV | MOB-U | 2.17 | 0.46 | 2.47 | 1.70 | 106,030 | 149.6 |
| AGF Management Ltd | TSX | AGF/B | 11.99 | 0.25 | 14.78 | 10.82 | 122,367 | 1,030.7 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.25 | 0.22 | 10.03 | 7.97 | 141,879 | 1,008.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Kaiser Aluminum Corp | NASDAQ | KALU | 80.05 | 1.94 | 80.18 | 62.60 | 246,898 | 1,430.6 |
| Allied Nevada Gold Corp | NYSE | ANV | 3.16 | 1.28 | 6.70 | 2.61 | 1,689,354 | 329.7 |
| Century Aluminum Co | NASDAQ | CENX | 21.50 | 1.13 | 21.58 | 7.65 | 973,469 | 1,909.4 |
| Gold Resource Corp | NYSE | GORO | 6.13 | 0.82 | 9.43 | 3.52 | 903,725 | 332.1 |
| Uranium Energy Corp | NYSE | UEC | 1.64 | 0.61 | 2.55 | 0.94 | 320,582 | 148.5 |
| Coeur Mining Inc | NYSE | CDE | 8.40 | 0.60 | 16.95 | 6.62 | 1,385,996 | 869.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Houston American Energy Corp | NYSE | HUSA | 0.24 | 9.09 | 0.75 | 0.18 | 185,368 | 12.5 |
| Gulfslope Energy Inc | OTC BB | GSPE | 0.22 | 8.95 | 4.95 | 0.19 | 490,640 | 136.3 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 1.30 | 7.36 | 7.01 | 1.03 | 504,245 | 22.8 |
| Niska Gas Storage Partners LLC | NYSE | NKA | 14.46 | 3.80 | 17.00 | 11.30 | 149,527 | 523.3 |
| BioFuel Energy Corp | NASDAQ | BIOF | 9.65 | 2.19 | 10.34 | 1.13 | 169,756 | 61.6 |
| Warren Resources Inc | NASDAQ | WRES | 6.31 | 1.61 | 6.87 | 2.71 | 1,096,085 | 466.3 |
| CAMAC Energy Inc | NYSE | CAK | 0.65 | 1.56 | 0.91 | 0.25 | 358,099 | 820.0 |
| American Sands Energy Corp | OTC BB | AMSE | 0.68 | 1.49 | 1.08 | 0.22 | 102,700 | 21.1 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 5.01 | 1.42 | 11.25 | 1.85 | 168,638 | 117.0 |
| Amyris Inc | NASDAQ | AMRS | 3.86 | 1.31 | 6.11 | 2.17 | 114,584 | 304.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Overtech Corp | OTC BB | OVET | 0.47 | 37.03 | 1.00 | 0.06 | 162,064 | 33.2 |
| United Online Inc | NASDAQ | UNTD | 12.61 | 17.96 | 19.48 | 9.20 | 1,250,838 | 178.4 |
| Worlds Inc | OTC BB | WDDD | 0.20 | 10.56 | 0.30 | 0.06 | 235,438 | 18.9 |
| Telenav Inc | NASDAQ | TNAV | 5.30 | 10.19 | 7.32 | 4.70 | 1,097,708 | 207.5 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 10.10 | 9.90 | 18.43 | 6.75 | 1,617,571 | 302.4 |
| ChyronHego Corp | NASDAQ | CHYR | 2.40 | 8.11 | 3.12 | 1.31 | 113,897 | 85.3 |
| Lightpath Technologies Inc | NASDAQ | LPTH | 1.28 | 6.67 | 1.84 | 1.11 | 118,749 | 18.3 |
| Inuvo Inc | NYSE | INUV | 0.95 | 5.67 | 1.94 | 0.63 | 271,846 | 22.3 |
| Silicon Motion Technology Corp | NASDAQ | SIMO | 26.07 | 5.29 | 26.14 | 10.85 | 1,342,019 | 878.9 |
| Q2 Holdings Inc | NYSE | QTWO | 16.02 | 5.19 | 17.38 | 9.62 | 232,901 | 547.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Cocrystal Pharma Inc | OTC BB | COCP | 0.33 | 18.71 | 0.97 | 0.23 | 886,663 | 40.1 |
| CUI Global Inc | NASDAQ | CUI | 7.53 | 12.39 | 11.34 | 5.05 | 204,514 | 155.4 |
| STR Holdings Inc | NYSE | STRI | 1.48 | 12.12 | 2.69 | 0.80 | 733,808 | 39.3 |
| Arotech Corp | NASDAQ | ARTX | 3.93 | 9.78 | 6.61 | 1.63 | 2,408,739 | 82.6 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 6.55 | 8.09 | 13.24 | 4.16 | 1,115,283 | 324.8 |
| SuperCom Ltd | NASDAQ | SPCB | 10.42 | 5.36 | 10.88 | 3.19 | 143,663 | 128.5 |
| Accuride Corp | NYSE | ACW | 5.04 | 3.92 | 5.91 | 3.10 | 150,335 | 240.5 |
| Energy Recovery Inc | NASDAQ | ERII | 4.24 | 3.41 | 7.75 | 3.60 | 216,690 | 220.5 |
| ZBB Energy Corp | NYSE | ZBB | 1.36 | 3.16 | 4.75 | 0.40 | 158,370 | 34.4 |
| USA Compression Partners LP | NYSE | USAC | 25.22 | 2.77 | 28.73 | 22.07 | 291,656 | 1,115.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uroplasty Inc | NASDAQ | UPI | 2.88 | 17.55 | 5.40 | 2.32 | 250,221 | 63.5 |
| Sunshine Heart Inc | NASDAQ | SSH | 5.05 | 14.77 | 13.80 | 4.15 | 664,101 | 85.3 |
| ICU Medical Inc | NASDAQ | ICUI | 63.53 | 9.74 | 74.93 | 54.00 | 569,756 | 970.0 |
| Sciclone Pharmaceuticals Inc | NASDAQ | SCLN | 5.52 | 9.52 | 5.75 | 4.24 | 712,602 | 282.0 |
| Supernus Pharmaceuticals Inc | NASDAQ | SUPN | 9.07 | 8.88 | 11.47 | 5.84 | 1,178,281 | 389.3 |
| Hansen Medical Inc | NASDAQ | HNSN | 1.26 | 8.62 | 2.89 | 1.10 | 1,069,024 | 141.4 |
| Aratana Therapeutics Inc | NASDAQ | PETX | 11.12 | 6.92 | 29.32 | 8.07 | 224,944 | 327.5 |
| Ekso Bionics Holdings Inc | OTC BB | EKSO | 1.10 | 6.80 | 8.22 | 1.00 | 285,588 | 86.3 |
| Nanosphere Inc | NASDAQ | NSPH | 0.96 | 6.75 | 2.97 | 0.87 | 705,984 | 73.7 |
| Foundation Medicine Inc | NASDAQ | FMI | 25.65 | 5.56 | 45.00 | 18.00 | 207,523 | 723.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Fortegra Financial Corp | NYSE | FRF | 9.87 | 40.60 | 9.88 | 6.46 | 4,489,184 | 197.7 |
| Doral Financial Corp | NYSE | DRL | 7.33 | 14.53 | 24.74 | 1.87 | 1,704,388 | 48.7 |
| Noah Holdings Ltd | NYSE | NOAH | 17.70 | 6.63 | 25.51 | 12.02 | 1,204,600 | 978.7 |
| ZAIS Financial Corp | NYSE | ZFC | 17.18 | 5.66 | 18.09 | 15.00 | 304,733 | 136.9 |
| Hannon Armstrong Sustainable Infrastructure Capital Inc | NYSE | HASI | 14.21 | 3.72 | 15.11 | 11.03 | 157,344 | 309.4 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.04 | 3.07 | 6.94 | 4.36 | 700,661 | 1,072.3 |
| MCG Capital Corp | NASDAQ | MCGC | 3.93 | 2.34 | 5.36 | 3.20 | 490,514 | 194.5 |
| Financial Institutions Inc | NASDAQ | FISI | 22.71 | 2.16 | 26.59 | 18.39 | 161,003 | 314.8 |
| Gladstone Investment Corp | NASDAQ | GAIN | 7.50 | 2.04 | 8.50 | 6.75 | 193,690 | 198.6 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.64 | 1.96 | 3.90 | 1.61 | 280,310 | 670.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


