Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, April 11, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Indico Resources Ltd | TSXV | IDI | 0.13 | 31.58 | 0.19 | 0.05 | 156,900 | 12.2 |
| Colonial Coal International Corp | TSXV | CAD | 0.25 | 16.67 | 0.57 | 0.19 | 123,600 | 15.9 |
| Solid Resources Ltd | TSXV | SRW | 0.17 | 13.33 | 0.22 | 0.07 | 153,200 | 24.2 |
| Newport Exploration Ltd | TSXV | NWX | 0.40 | 12.68 | 0.04 | 0.40 | 687,490 | 32.1 |
| Thompson Creek Metals Co Inc | TSX | TCM | 3.12 | 9.86 | 4.25 | 1.84 | 1,570,593 | 535.1 |
| Royal Nickel Corp | TSX | RNX | 0.56 | 9.80 | 0.63 | 0.25 | 539,871 | 52.8 |
| IC Potash Corp | TSX | ICP | 0.30 | 9.09 | 0.64 | 0.24 | 147,075 | 51.8 |
| Alhambra Resources Ltd | TSXV | ALH | 0.13 | 8.33 | 0.19 | 0.05 | 220,000 | 13.5 |
| Western Potash Corp | TSX | WPX | 0.61 | 7.02 | 0.76 | 0.26 | 896,365 | 138.1 |
| Encanto Potash Corp | TSXV | EPO | 0.16 | 6.67 | 0.35 | 0.10 | 1,220,542 | 49.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Raise Production Inc | TSXV | RPC | 3.37 | 89.33 | 3.45 | 0.26 | 2,682,240 | 287.9 |
| CDN Oilfield Solutions Corp | TSXV | OTS | 0.28 | 19.57 | 0.30 | 0.13 | 508,000 | 25.1 |
| Pinecrest Energy Inc | TSXV | PRY | 0.18 | 12.50 | 1.08 | 0.14 | 3,352,987 | 39.1 |
| Painted Pony Petroleum Ltd | TSX | PPY | 11.37 | 9.43 | 11.44 | 6.05 | 2,128,617 | 1,006.5 |
| Cordy Oilfield Services Inc | TSXV | CKK | 0.24 | 9.09 | 0.25 | 0.12 | 135,000 | 21.5 |
| Alter Nrg Corp | TSX | NRG | 0.91 | 8.33 | 1.24 | 0.33 | 511,524 | 102.4 |
| Perpetual Energy Inc | TSX | PMT | 1.74 | 6.75 | 1.75 | 0.94 | 332,219 | 258.4 |
| Palliser Oil & Gas Corp | TSXV | PXL | 0.18 | 5.88 | 0.70 | 0.14 | 196,100 | 11.5 |
| Petra Petroleum Inc | TSXV | PTL | 0.27 | 5.88 | 0.42 | 0.15 | 100,000 | 18.8 |
| Storm Resources Ltd | TSXV | SRX | 5.21 | 5.25 | 5.31 | 1.94 | 136,055 | 571.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cortex Business Solutions Inc | TSXV | CBX | 0.13 | 8.70 | 0.25 | 0.08 | 469,200 | 45.2 |
| POET Technologies Inc | TSXV | PTK | 2.04 | 7.37 | 2.09 | 0.32 | 2,201,841 | 302.6 |
| Guestlogix Inc | TSX | GXI | 1.29 | 4.88 | 1.60 | 0.77 | 1,009,138 | 118.0 |
| Intrinsyc Software International Inc | TSX | ICS | 0.13 | 4.00 | 0.18 | 0.05 | 118,818 | 21.3 |
| Espial Group Inc | TSX | ESP | 1.93 | 1.58 | 2.10 | 0.30 | 101,802 | 38.2 |
| Sandvine Corp | TSX | SVC | 3.58 | 0.85 | 3.72 | 1.60 | 738,338 | 536.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Photon Control Inc | TSXV | PHO | 0.38 | 1.33 | 0.41 | 0.09 | 311,325 | 38.7 |
| DIRTT Environmental Solutions | TSX | DRT | 3.05 | 1.33 | 3.45 | 2.30 | 203,653 | 210.1 |
| Aecon Group Inc | TSX | ARE | 17.80 | 0.45 | 18.21 | 10.32 | 180,906 | 1,001.5 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.00 | 0.43 | 22.06 | 15.63 | 122,123 | 1,258.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Prism Medical Ltd | TSXV | PM | 7.90 | 31.67 | 8.00 | 4.50 | 105,424 | 66.5 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.51 | 8.51 | 0.59 | 0.18 | 423,164 | 37.6 |
| Lorus Therapeutics Inc | TSX | LOR | 0.52 | 7.22 | 1.04 | 0.17 | 310,673 | 58.6 |
| Concordia Healthcare Corp | TSX | CXR | 21.00 | 7.14 | 21.49 | 6.25 | 805,638 | 500.6 |
| Neptune Technologies & Bioressources Inc | TSX | NTB | 2.77 | 6.13 | 4.35 | 2.41 | 147,315 | 201.4 |
| Medifocus Inc | TSXV | MFS | 0.20 | 5.26 | 0.25 | 0.12 | 121,750 | 23.5 |
| Sernova Corp | TSXV | SVA | 0.28 | 3.70 | 0.32 | 0.09 | 317,426 | 36.4 |
| Theralase Technologies Inc | TSXV | TLT | 0.31 | 3.33 | 0.56 | 0.17 | 141,078 | 20.6 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.25 | 2.04 | 0.38 | 0.06 | 1,062,630 | 26.6 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.58 | 1.75 | 1.51 | 0.27 | 370,589 | 23.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.30 | 3.45 | 0.33 | 0.18 | 105,500 | 35.1 |
| LX Ventures Inc | TSXV | LXV | 0.19 | 2.78 | 0.96 | 0.14 | 2,861,708 | 14.9 |
| High North Resources Ltd | TSXV | HN | 0.55 | 1.85 | 0.74 | 0.28 | 233,500 | 28.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Silver Bull Resources Inc | NYSE | SVBL | 0.36 | 9.57 | 0.45 | 0.30 | 288,906 | 56.5 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 6.05 | 4.85 | 6.24 | 3.80 | 335,365 | 289.6 |
| Rentech Inc | NASDAQ | RTK | 2.14 | 4.39 | 2.49 | 1.55 | 7,997,014 | 486.9 |
| General Moly Inc | NYSE | GMO | 0.89 | 2.31 | 2.26 | 0.82 | 475,146 | 81.8 |
| James River Coal Co | NASDAQ | JRCC | 0.29 | 1.86 | 3.50 | 0.23 | 2,058,225 | 10.5 |
| USEC Inc | NYSE | USU | 3.50 | 1.74 | 29.12 | 2.60 | 253,184 | 17.3 |
| Stillwater Mining Co | NYSE | SWC | 15.52 | 1.44 | 16.04 | 9.78 | 2,947,346 | 1,856.6 |
| General Steel Holdings Inc | NYSE | GSI | 1.10 | 0.92 | 1.58 | 0.80 | 127,796 | 64.1 |
| Hi-Crush Partners LP | NYSE | HCLP | 38.54 | 0.76 | 43.97 | 17.44 | 767,990 | 1,257.0 |
| Balchem Corp | NASDAQ | BCPC | 61.99 | 0.58 | 66.34 | 41.15 | 201,523 | 1,878.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.58 | 8.49 | 1.62 | 0.52 | 370,166 | 61.9 |
| Plug Power Inc | NASDAQ | PLUG | 7.29 | 3.55 | 11.72 | 0.15 | 19,644,378 | 1,048.7 |
| Callon Petroleum Co | NYSE | CPE | 8.75 | 2.82 | 9.00 | 3.19 | 905,123 | 354.1 |
| Goodrich Petroleum Corp | NYSE | GDP | 18.40 | 2.68 | 28.55 | 11.16 | 2,062,381 | 814.6 |
| W&T Offshore Inc | NYSE | WTI | 18.07 | 2.32 | 19.88 | 10.39 | 1,166,566 | 1,366.7 |
| Harvest Natural Resources Inc | NYSE | HNR | 4.46 | 2.29 | 6.08 | 2.76 | 129,577 | 187.8 |
| Niska Gas Storage Partners LLC | NYSE | NKA | 15.24 | 2.14 | 17.00 | 11.30 | 321,559 | 538.0 |
| Exterran Partners LP | NASDAQ | EXLP | 29.97 | 2.11 | 32.39 | 25.61 | 146,600 | 1,668.0 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 4.68 | 1.96 | 4.87 | 1.99 | 3,127,782 | 434.9 |
| Calumet Specialty Products Partners LP | NASDAQ | CLMT | 26.38 | 1.77 | 38.10 | 24.23 | 254,982 | 1,828.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| EPAM Systems Inc | NYSE | EPAM | 33.44 | 8.43 | 46.70 | 20.50 | 1,549,960 | 1,566.6 |
| Rambus Inc | NASDAQ | RMBS | 11.60 | 3.76 | 11.82 | 5.69 | 2,035,640 | 1,318.4 |
| Clicksoftware Technologies Ltd | NASDAQ | CKSW | 9.40 | 3.75 | 10.93 | 5.73 | 175,933 | 296.5 |
| China Information Technology Inc | NASDAQ | CNIT | 4.27 | 3.14 | 7.49 | 0.96 | 165,287 | 115.3 |
| Wireless Telecom Group Inc | NYSE | WTT | 2.60 | 2.77 | 3.79 | 1.37 | 160,137 | 50.0 |
| USA Technologies Inc | NASDAQ | USAT | 2.10 | 2.44 | 2.48 | 1.40 | 125,471 | 74.7 |
| Qualys Inc | NASDAQ | QLYS | 21.36 | 2.35 | 29.94 | 10.15 | 185,274 | 693.2 |
| Unwired Planet Inc | NASDAQ | UPIP | 2.07 | 1.97 | 2.29 | 1.26 | 626,360 | 227.2 |
| xG Technology Inc | NASDAQ | XGTI | 2.53 | 1.61 | 9.50 | 1.12 | 1,045,741 | 47.6 |
| Computer Task Group Inc | NASDAQ | CTG | 16.63 | 1.53 | 26.11 | 13.57 | 103,150 | 302.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Zygo Corp | NASDAQ | ZIGO | 19.43 | 32.36 | 19.65 | 13.12 | 2,141,066 | 367.1 |
| Titan Machinery Inc | NASDAQ | TITN | 19.90 | 9.70 | 24.00 | 14.19 | 1,200,226 | 423.0 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.02 | 4.14 | 4.78 | 0.59 | 194,029 | 38.1 |
| Highpower International Inc | NASDAQ | HPJ | 5.75 | 3.60 | 7.73 | 0.93 | 273,655 | 80.4 |
| US Ecology Inc | NASDAQ | ECOL | 42.50 | 3.06 | 42.75 | 25.61 | 294,255 | 915.0 |
| Tutor Perini Corp | NYSE | TPC | 29.73 | 2.09 | 30.04 | 15.47 | 465,877 | 1,439.6 |
| Hollysys Automation Technologies Ltd | NASDAQ | HOLI | 21.57 | 1.99 | 22.40 | 10.89 | 382,423 | 1,241.5 |
| China Digital TV Holding Co Ltd | NYSE | STV | 3.22 | 1.90 | 3.37 | 1.16 | 352,656 | 189.9 |
| Taser International Inc | NASDAQ | TASR | 16.74 | 1.89 | 20.83 | 7.61 | 1,217,427 | 885.3 |
| Multi-Fineline Electronix Inc | NASDAQ | MFLX | 12.55 | 1.78 | 17.43 | 12.11 | 141,638 | 302.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Aoxing Pharmaceutical Co Inc | NYSE | AXN | 0.52 | 15.56 | 0.72 | 0.19 | 142,293 | 25.9 |
| Vasomedical Inc | OTC BB | VASO | 0.30 | 7.14 | 0.50 | 0.10 | 118,291 | 46.9 |
| Oramed Pharmaceuticals Inc | NASDAQ | ORMP | 13.84 | 6.38 | 31.73 | 5.00 | 227,132 | 137.6 |
| Palatin Technologies Inc | NYSE | PTN | 1.25 | 5.49 | 1.50 | 0.51 | 516,635 | 49.1 |
| IsoRay Inc | NYSE | ISR | 2.80 | 5.26 | 3.77 | 0.44 | 7,099,123 | 132.1 |
| MELA Sciences Inc | NASDAQ | MELA | 0.57 | 3.62 | 1.39 | 0.54 | 175,836 | 29.7 |
| Enzon Pharmaceuticals Inc | NASDAQ | ENZN | 0.84 | 3.33 | 1.50 | 0.78 | 428,597 | 36.9 |
| Zogenix Inc | NASDAQ | ZGNX | 2.63 | 2.73 | 5.19 | 1.25 | 2,362,177 | 367.0 |
| Accelerate Diagnostics Inc | NASDAQ | AXDX | 18.06 | 2.67 | 23.00 | 4.80 | 124,543 | 756.8 |
| Kindred Healthcare Inc | NYSE | KND | 24.72 | 2.62 | 25.18 | 9.75 | 875,865 | 1,354.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| BofI Holding Inc | NASDAQ | BOFI | 80.46 | 8.09 | 106.55 | 35.05 | 873,845 | 1,135.8 |
| WageWorks Inc | NYSE | WAGE | 47.04 | 2.19 | 68.31 | 23.91 | 366,856 | 1,647.1 |
| Anworth Mortgage Asset Corp | NYSE | ANH | 5.30 | 1.73 | 6.34 | 4.02 | 2,909,732 | 723.7 |
| Meadowbrook Insurance Group Inc | NYSE | MIG | 5.65 | 1.44 | 8.90 | 5.24 | 173,822 | 281.9 |
| JGWPT Holdings Inc | NYSE | JGW | 14.44 | 1.33 | 19.88 | 12.50 | 167,541 | 427.2 |
| Sabra Health Care REIT Inc | NASDAQ | SBRA | 29.76 | 1.05 | 32.40 | 21.55 | 417,890 | 1,158.6 |
| Hatteras Financial Corp | NYSE | HTS | 19.59 | 0.88 | 27.73 | 16.17 | 925,036 | 1,892.7 |
| Banco Latinoamericano de Comercio Exterior SA | NYSE | BLX | 26.12 | 0.85 | 28.82 | 21.70 | 198,720 | 1,005.1 |
| Orchid Island Capital Inc | NYSE | ORC | 12.29 | 0.82 | 14.40 | 10.02 | 115,230 | 105.8 |
| CYS Investments Inc | NYSE | CYS | 8.77 | 0.80 | 12.50 | 6.74 | 3,503,957 | 1,421.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


