Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, April 09, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Copper Mountain Mining Corp | TSX | CUM | 2.47 | 11.26 | 2.91 | 1.36 | 1,012,798 | 287.3 |
| Great Quest Metals Ltd | TSXV | GQ | 1.40 | 8.53 | 2.54 | 0.45 | 107,302 | 67.7 |
| Largo Resources Ltd | TSXV | LGO | 0.29 | 7.41 | 0.30 | 0.16 | 3,084,100 | 285.1 |
| Timmins Gold Corp | TSX | TMM | 1.58 | 6.76 | 3.00 | 1.00 | 888,665 | 258.1 |
| Noront Resources Ltd | TSXV | NOT | 0.53 | 6.00 | 0.55 | 0.15 | 170,783 | 122.8 |
| NioCorp Developments Ltd | TSXV | NB | 0.30 | 5.36 | 0.30 | 0.10 | 205,255 | 33.5 |
| Gabriel Resources Ltd | TSX | GBU | 0.95 | 4.40 | 2.33 | 0.41 | 100,010 | 364.9 |
| Thompson Creek Metals Co Inc | TSX | TCM | 2.67 | 4.30 | 4.25 | 1.84 | 299,651 | 458.6 |
| Romarco Minerals Inc | TSX | R | 0.76 | 4.11 | 0.93 | 0.31 | 212,458 | 499.8 |
| Northern Graphite Corp | TSXV | NGC | 0.76 | 4.11 | 1.06 | 0.58 | 102,169 | 37.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Palliser Oil & Gas Corp | TSXV | PXL | 0.18 | 29.63 | 0.70 | 0.14 | 482,800 | 11.2 |
| Dejour Energy Inc | TSX | DEJ | 0.31 | 19.61 | 0.32 | 0.10 | 1,290,793 | 47.6 |
| Edge Resources Inc | TSXV | EDE | 0.15 | 16.00 | 0.23 | 0.07 | 164,780 | 23.8 |
| Sintana Energy Inc | TSXV | SNN | 0.15 | 15.38 | 0.23 | 0.07 | 124,000 | 46.6 |
| Raise Production Inc | TSXV | RPC | 1.54 | 10.00 | 1.55 | 0.26 | 491,787 | 131.6 |
| Ceiba Energy Services Inc | TSXV | CEB | 0.54 | 8.00 | 0.57 | 0.19 | 118,750 | 41.9 |
| Rock Energy Inc | TSX | RE | 6.26 | 7.93 | 6.36 | 1.10 | 1,996,953 | 246.9 |
| Pan Orient Energy Corp | TSXV | POE | 2.20 | 6.80 | 2.44 | 1.47 | 233,538 | 124.9 |
| BlackPearl Resources Inc | TSX | PXX | 2.84 | 6.77 | 2.88 | 1.36 | 1,672,438 | 929.5 |
| Tamarack Valley Energy Ltd | TSXV | TVE | 6.24 | 6.12 | 6.24 | 1.74 | 1,285,012 | 375.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.69 | 6.96 | 1.70 | 0.32 | 964,929 | 245.9 |
| Espial Group Inc | TSX | ESP | 1.95 | 5.98 | 2.10 | 0.30 | 686,772 | 38.6 |
| UrtheCast Corp | TSX | UR | 2.02 | 4.66 | 2.90 | 1.22 | 138,915 | 129.5 |
| Symbility Solutions Inc | TSXV | SY | 0.39 | 4.00 | 0.51 | 0.26 | 189,916 | 81.5 |
| Wi-Lan Inc | TSX | WIN | 3.31 | 3.44 | 4.98 | 2.96 | 1,451,053 | 396.9 |
| BSM Technologies Inc | TSXV | GPS | 2.40 | 3.00 | 3.45 | 1.12 | 187,200 | 110.2 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.18 | 2.94 | 0.50 | 0.11 | 113,500 | 18.0 |
| Guestlogix Inc | TSX | GXI | 1.25 | 1.63 | 1.60 | 0.77 | 329,507 | 112.2 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.20 | 0.53 | 17.02 | 9.50 | 153,413 | 967.6 |
| Redknee Solutions Inc | TSX | RKN | 5.36 | 0.37 | 7.82 | 2.50 | 292,237 | 581.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| IBI Group Inc | TSX | IBG | 1.64 | 15.49 | 5.18 | 0.65 | 114,890 | 28.8 |
| Solutions4CO2 Inc | TSXV | SFC | 0.24 | 9.09 | 0.40 | 0.08 | 201,171 | 10.7 |
| Winpak Ltd | TSX | WPK | 27.80 | 4.16 | 28.25 | 16.61 | 131,973 | 1,807.0 |
| Carmanah Technologies Corp | TSX | CMH | 0.26 | 4.00 | 0.28 | 0.10 | 214,200 | 26.2 |
| RDX Technologies Corp | TSXV | RDX | 0.48 | 3.26 | 0.64 | 0.13 | 321,878 | 82.5 |
| Newalta Corp | TSX | NAL | 21.00 | 2.09 | 21.43 | 12.41 | 345,665 | 1,164.5 |
| Exco Technologies Ltd | TSX | XTC | 9.00 | 1.47 | 9.15 | 5.56 | 170,570 | 366.9 |
| Ergoresearch Ltd | TSXV | ERG | 0.95 | 1.06 | 1.29 | 0.53 | 702,100 | 66.9 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.86 | 0.78 | 4.22 | 2.70 | 175,931 | 929.9 |
| Badger Daylighting Ltd | TSX | BAD | 41.69 | 0.46 | 43.65 | 13.34 | 157,626 | 1,543.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Concordia Healthcare Corp | TSX | CXR | 18.49 | 9.09 | 18.50 | 6.25 | 543,777 | 439.7 |
| Lorus Therapeutics Inc | TSX | LOR | 0.52 | 7.22 | 1.04 | 0.17 | 793,853 | 32.2 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.25 | 6.38 | 0.38 | 0.06 | 575,860 | 26.5 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.51 | 6.25 | 0.59 | 0.18 | 305,242 | 37.6 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 23.70 | 5.38 | 34.66 | 4.35 | 127,536 | 520.1 |
| Sirona Biochem Corp | TSXV | SBM | 0.12 | 4.55 | 0.21 | 0.08 | 191,722 | 12.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.29 | 4.03 | 1.65 | 0.27 | 554,991 | 678.1 |
| ICO Therapeutics Inc | TSXV | ICO | 0.42 | 2.44 | 0.59 | 0.26 | 439,429 | 33.1 |
| Titan Medical Inc | TSXV | TMD | 2.49 | 1.63 | 2.76 | 0.38 | 874,689 | 203.3 |
| Extendicare Inc/US | TSX | EXE | 6.83 | 0.15 | 8.79 | 5.12 | 112,174 | 617.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LX Ventures Inc | TSXV | LXV | 0.21 | 16.67 | 0.96 | 0.14 | 1,766,179 | 15.6 |
| Canaccord Genuity Group Inc | TSX | CF | 8.46 | 2.17 | 8.55 | 5.05 | 221,763 | 857.1 |
| AGF Management Ltd | TSX | AGF/B | 12.70 | 1.52 | 14.78 | 10.34 | 286,911 | 1,086.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranium Energy Corp | NYSE | UEC | 1.20 | 16.50 | 2.65 | 1.00 | 5,158,094 | 107.8 |
| General Moly Inc | NYSE | GMO | 0.89 | 7.10 | 2.27 | 0.82 | 322,952 | 81.8 |
| Century Aluminum Co | NASDAQ | CENX | 13.82 | 6.23 | 13.86 | 6.26 | 711,237 | 1,226.1 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 5.75 | 5.70 | 5.90 | 3.80 | 148,590 | 275.3 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.24 | 5.24 | 0.41 | 0.05 | 1,579,145 | 93.8 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.40 | 5.01 | 5.08 | 2.21 | 971,732 | 299.8 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.19 | 4.97 | 0.41 | 0.06 | 271,988 | 50.7 |
| Hecla Mining Co | NYSE | HL | 3.26 | 4.82 | 4.10 | 2.63 | 7,151,646 | 1,117.6 |
| USEC Inc | NYSE | USU | 3.39 | 4.31 | 29.12 | 2.60 | 142,271 | 16.8 |
| PetroLogistics LP | NYSE | PDH | 12.60 | 4.30 | 14.50 | 10.37 | 320,780 | 1,754.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Recon Technology Ltd | NASDAQ | RCON | 5.05 | 10.26 | 8.00 | 1.55 | 147,192 | 22.9 |
| BioFuel Energy Corp | NASDAQ | BIOF | 5.74 | 7.69 | 7.80 | 1.13 | 1,788,026 | 36.6 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 5.10 | 6.69 | 10.19 | 1.28 | 320,130 | 75.7 |
| Saratoga Resources Inc | NYSE | SARA | 1.29 | 5.74 | 2.90 | 0.95 | 226,525 | 39.9 |
| Endeavour International Corp | NYSE | END | 3.34 | 5.70 | 7.50 | 2.54 | 610,239 | 168.7 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 8.59 | 5.66 | 11.25 | 1.85 | 472,731 | 195.1 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 4.42 | 5.49 | 4.44 | 1.99 | 2,548,700 | 410.8 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 15.47 | 5.38 | 18.65 | 2.33 | 1,778,135 | 304.9 |
| Alon USA Energy Inc | NYSE | ALJ | 14.99 | 5.12 | 18.88 | 8.55 | 567,320 | 1,031.4 |
| CAMAC Energy Inc | NYSE | CAK | 0.83 | 4.93 | 0.91 | 0.18 | 604,042 | 888.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pixelworks Inc | NASDAQ | PXLW | 6.01 | 15.14 | 9.05 | 2.11 | 3,304,990 | 134.9 |
| Radisys Corp | NASDAQ | RSYS | 3.55 | 12.34 | 5.20 | 2.02 | 235,392 | 123.9 |
| Authentidate Holding Corp | NASDAQ | ADAT | 1.08 | 10.09 | 1.88 | 0.82 | 167,344 | 41.4 |
| TeleCommunication Systems Inc | NASDAQ | TSYS | 2.62 | 10.08 | 3.21 | 1.82 | 1,080,379 | 153.8 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 14.36 | 9.45 | 16.15 | 5.00 | 995,199 | 425.4 |
| GigOptix Inc | NYSE | GIG | 1.74 | 9.43 | 1.98 | 0.83 | 187,319 | 56.0 |
| Bazaarvoice Inc | NASDAQ | BV | 7.76 | 8.99 | 11.50 | 6.45 | 1,086,852 | 596.7 |
| Dot Hill Systems Corp | NASDAQ | HILL | 3.99 | 8.42 | 6.06 | 1.40 | 559,136 | 239.2 |
| Hutchinson Technology Inc | NASDAQ | HTCH | 2.90 | 8.21 | 6.69 | 2.64 | 266,781 | 81.3 |
| ChannelAdvisor Corp | NYSE | ECOM | 34.44 | 8.17 | 49.90 | 14.00 | 1,005,497 | 843.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 1.40 | 16.67 | 2.84 | 0.77 | 150,091 | 28.6 |
| US Ecology Inc | NASDAQ | ECOL | 42.26 | 9.79 | 42.54 | 25.24 | 605,851 | 910.4 |
| American Superconductor Corp | NASDAQ | AMSC | 1.57 | 7.53 | 3.06 | 1.37 | 1,324,592 | 107.0 |
| Methode Electronics Inc | NYSE | MEI | 30.30 | 6.73 | 37.53 | 12.78 | 400,392 | 1,189.6 |
| InvenSense Inc | NYSE | INVN | 22.41 | 6.51 | 24.34 | 9.09 | 2,309,133 | 1,967.8 |
| Broadwind Energy Inc | NASDAQ | BWEN | 12.63 | 6.40 | 14.00 | 3.95 | 220,527 | 185.6 |
| Perma-Fix Environmental Services | NASDAQ | PESI | 5.41 | 6.29 | 5.86 | 1.80 | 264,471 | 61.7 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 3.14 | 6.08 | 7.39 | 1.10 | 1,199,050 | 31.9 |
| Motorcar Parts of America Inc | NASDAQ | MPAA | 26.78 | 6.02 | 27.49 | 5.75 | 167,022 | 400.2 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 23.30 | 5.96 | 28.01 | 9.07 | 352,208 | 331.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pernix Therapeutics Holdings | NASDAQ | PTX | 5.45 | 14.26 | 6.02 | 1.68 | 508,458 | 203.6 |
| Prothena Corp PLC | NASDAQ | PRTA | 33.90 | 13.34 | 49.24 | 7.18 | 300,775 | 742.5 |
| China Pharma Holdings Inc | NYSE | CPHI | 0.47 | 13.25 | 0.84 | 0.19 | 324,081 | 20.5 |
| TetraLogic Pharmaceuticals Corp | NASDAQ | TLOG | 7.69 | 13.09 | 14.75 | 5.89 | 169,277 | 171.3 |
| Inovio Pharmaceuticals Inc | NYSE | INO | 3.13 | 11.79 | 3.95 | 0.54 | 6,726,662 | 751.7 |
| Cytokinetics Inc | NASDAQ | CYTK | 9.90 | 11.49 | 14.28 | 5.99 | 1,316,577 | 357.2 |
| Aratana Therapeutics Inc | NASDAQ | PETX | 15.81 | 10.79 | 29.32 | 6.00 | 498,871 | 466.0 |
| OncoMed Pharmaceuticals Inc | NASDAQ | OMED | 28.78 | 10.56 | 42.34 | 12.07 | 207,728 | 848.4 |
| Albany Molecular Research Inc | NASDAQ | AMRI | 16.89 | 10.54 | 20.55 | 8.92 | 976,576 | 546.0 |
| Karyopharm Therapeutics Inc | NASDAQ | KPTI | 36.79 | 10.38 | 47.87 | 15.50 | 241,172 | 1,094.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Health Insurance Innovations Inc | NASDAQ | HIIQ | 12.00 | 20.85 | 15.61 | 8.39 | 121,443 | 166.3 |
| WisdomTree Investments Inc | NASDAQ | WETF | 12.35 | 5.02 | 18.50 | 10.10 | 2,457,595 | 1,638.8 |
| Noah Holdings Ltd | NYSE | NOAH | 14.27 | 4.54 | 25.51 | 7.01 | 168,266 | 789.1 |
| Ambac Financial Group Inc | NASDAQ | AMBC | 30.23 | 3.92 | 35.61 | 15.03 | 340,261 | 1,360.4 |
| WageWorks Inc | NYSE | WAGE | 51.87 | 3.78 | 68.31 | 23.91 | 305,852 | 1,816.2 |
| Gain Capital Holdings Inc | NYSE | GCAP | 10.50 | 3.35 | 14.62 | 4.43 | 145,189 | 417.5 |
| Consumer Portfolio Services Inc | NASDAQ | CPSS | 7.24 | 3.28 | 10.97 | 5.61 | 976,918 | 176.9 |
| Caesars Acquisition Co | NASDAQ | CACQ | 13.47 | 3.14 | 16.98 | 10.34 | 574,356 | 1,828.8 |
| Piper Jaffray Cos | NYSE | PJC | 44.67 | 3.09 | 47.43 | 29.48 | 100,697 | 726.6 |
| Medallion Financial Corp | NASDAQ | TAXI | 13.51 | 2.97 | 17.85 | 12.91 | 179,287 | 338.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
