Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, January 05, 2015, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| CB Gold Inc | TSXV | CBJ | 0.14 | 42.11 | 0.25 | 0.03 | 248,273 | 22.6 |
| Encanto Potash Corp | TSXV | EPO | 0.11 | 16.67 | 0.20 | 0.04 | 1,399,156 | 35.3 |
| Belo Sun Mining Corp | TSX | BSX | 0.22 | 12.82 | 0.57 | 0.11 | 948,009 | 58.5 |
| Argonaut Gold Inc | TSX | AR | 2.15 | 12.57 | 6.65 | 1.24 | 2,010,606 | 331.4 |
| Maya Gold & Silver Inc | TSXV | MYA | 0.26 | 10.87 | 0.55 | 0.19 | 208,900 | 31.3 |
| Novagold Resources Inc | TSX | NG | 3.96 | 9.09 | 5.11 | 2.65 | 386,903 | 1,256.5 |
| Victoria Gold Corp | TSXV | VIT | 0.12 | 9.09 | 0.17 | 0.09 | 284,000 | 40.8 |
| Alamos Gold Inc | TSX | AGI | 9.35 | 8.47 | 13.92 | 7.39 | 670,658 | 1,190.8 |
| IAMGOLD Corp | TSX | IMG | 3.55 | 7.58 | 4.82 | 1.62 | 2,215,691 | 1,338.1 |
| Continental Gold Ltd | TSX | CNL | 2.19 | 7.35 | 5.43 | 1.61 | 655,549 | 278.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Rooster Energy Ltd | TSXV | COQ | 0.11 | 46.67 | 0.70 | 0.03 | 653,562 | 28.5 |
| Anderson Energy Ltd | TSX | AXL | 0.14 | 27.27 | 0.35 | 0.10 | 345,400 | 24.2 |
| Gasfrac Energy Services Inc | TSX | GFS | 0.30 | 22.45 | 2.13 | 0.16 | 452,255 | 19.1 |
| Relentless Resources Ltd | TSXV | RRL | 0.21 | 2.50 | 0.41 | 0.14 | 203,824 | 13.1 |
| Junex Inc | TSXV | JNX | 0.49 | 2.08 | 1.19 | 0.24 | 156,720 | 32.4 |
| Americas Petrogas Inc | TSXV | BOE | 0.26 | 1.96 | 1.84 | 0.17 | 403,620 | 59.3 |
| Alterra Power Corp | TSX | AXY | 0.33 | 1.54 | 0.39 | 0.28 | 148,501 | 154.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| NeuLion Inc | TSX | NLN | 1.40 | 4.48 | 1.47 | 0.52 | 986,206 | 249.4 |
| Corus Entertainment Inc | TSX | CJR/B | 23.14 | 2.43 | 26.05 | 20.08 | 215,435 | 1,992.7 |
| QHR Corp | TSXV | QHR | 1.26 | 0.80 | 1.54 | 1.04 | 142,050 | 62.7 |
| Espial Group Inc | TSX | ESP | 1.70 | 0.59 | 3.23 | 0.75 | 134,900 | 40.5 |
| Redknee Solutions Inc | TSX | RKN | 3.74 | 0.27 | 6.69 | 3.15 | 108,485 | 407.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| QSolar Ltd | CNSX | QSL | 0.24 | 20.00 | 0.94 | 0.07 | 115,000 | 17.1 |
| Karnalyte Resources Inc | TSX | KRN | 0.99 | 5.32 | 1.79 | 0.71 | 287,196 | 27.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Amorfix Life Sciences Ltd | TSX | AMF | 0.19 | 15.15 | 0.45 | 0.11 | 101,410 | 13.1 |
| Sirona Biochem Corp | TSXV | SBM | 0.14 | 12.00 | 0.20 | 0.09 | 1,306,540 | 18.1 |
| Imris Inc | TSX | IM | 0.95 | 7.95 | 3.20 | 0.22 | 344,324 | 59.5 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.51 | 6.25 | 0.97 | 0.26 | 811,165 | 54.1 |
| Ceapro Inc | TSXV | CZO | 0.72 | 2.86 | 0.75 | 0.08 | 110,620 | 44.2 |
| TSO3 Inc | TSX | TOS | 1.55 | 1.31 | 1.85 | 0.40 | 299,860 | 113.8 |
| CRH Medical Corp | TSX | CRH | 1.99 | 1.02 | 2.06 | 0.61 | 229,886 | 120.9 |
| Knight Therapeutics Inc | TSX | GUD | 7.03 | 0.57 | 7.12 | 4.81 | 463,578 | 638.4 |
| Concordia Healthcare Corp | TSX | CXR | 47.67 | 0.13 | 49.00 | 7.60 | 175,363 | 1,375.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Copper Fox Metals Inc | TSXV | CUU | 0.15 | 3.57 | 0.40 | 0.10 | 362,302 | 59.1 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 8.69 | 1.05 | 10.03 | 7.93 | 172,423 | 947.3 |
| Artis Real Estate Investment Trust | TSX | AX-U | 14.50 | 1.05 | 16.36 | 13.75 | 794,563 | 1,955.6 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.46 | 0.90 | 5.03 | 4.18 | 707,608 | 846.0 |
| Sprott Inc | TSX | SII | 2.52 | 0.80 | 3.85 | 2.22 | 271,281 | 625.8 |
| Dream Industrial Real Estate Investment Trust | TSX | DIR-U | 8.48 | 0.59 | 9.95 | 7.64 | 125,992 | 466.9 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 3.93 | 0.51 | 4.88 | 3.78 | 206,458 | 293.8 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.00 | 0.50 | 2.47 | 1.85 | 107,887 | 173.6 |
| Guardian Capital Group Ltd | TSX | GCG/A | 17.45 | 0.35 | 19.12 | 14.73 | 142,050 | 571.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Second Cup Ltd/The | TSX | SCU | 3.11 | 2.64 | 5.50 | 2.45 | 723,366 | 39.9 |
| Corby Spirit and Wine Ltd | TSX | CSW/A | 23.52 | 2.06 | 24.00 | 18.73 | 2,707,834 | 664.4 |
| Parkit Enterprise Inc | TSXV | PKT | 0.57 | 1.79 | 0.80 | 0.25 | 114,612 | 17.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sutor Technology Group Ltd | NASDAQ | SUTR | 0.70 | 37.37 | 2.54 | 0.33 | 434,473 | 29.2 |
| McEwen Mining Inc | NYSE | MUX | 1.19 | 8.18 | 3.74 | 0.90 | 4,303,433 | 357.3 |
| Scio Diamond Technology Corp | OTC BB | SCIO | 0.98 | 7.69 | 1.00 | 0.15 | 171,139 | 51.9 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.14 | 5.81 | 0.44 | 0.12 | 172,533 | 22.9 |
| Paramount Gold and Silver Corp | NYSE | PZG | 1.06 | 3.92 | 1.48 | 0.55 | 843,799 | 171.7 |
| Hecla Mining Co | NYSE | HL | 2.93 | 3.17 | 3.76 | 2.00 | 8,544,155 | 1,076.4 |
| Coeur Mining Inc | NYSE | CDE | 5.44 | 2.64 | 12.06 | 3.37 | 2,996,956 | 562.8 |
| Uranerz Energy Corp | NYSE | URZ | 1.18 | 2.61 | 1.97 | 0.88 | 2,162,053 | 113.2 |
| Comstock Mining Inc | NYSE | LODE | 0.84 | 0.60 | 2.08 | 0.61 | 154,552 | 71.4 |
| Gold Resource Corp | NYSE | GORO | 3.45 | 0.29 | 6.35 | 2.70 | 607,348 | 186.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 2.99 | 5.28 | 9.37 | 0.83 | 304,538 | 71.6 |
| Harvest Natural Resources Inc | NYSE | HNR | 0.97 | 4.57 | 5.35 | 0.83 | 2,425,862 | 41.2 |
| Virtus Oil and Gas Corp | OTC BB | VOIL | 0.59 | 3.51 | 2.24 | 0.53 | 126,778 | 29.4 |
| FX Energy Inc | NASDAQ | FXEN | 1.64 | 1.86 | 5.85 | 1.46 | 188,125 | 88.7 |
| Whiting USA Trust I | NYSE | WHX | 1.70 | 1.19 | 6.19 | 1.62 | 210,130 | 23.6 |
| Plug Power Inc | NASDAQ | PLUG | 3.01 | 1.01 | 11.72 | 2.22 | 6,718,309 | 521.1 |
| SandRidge Mississippian Trust I | NYSE | SDT | 3.51 | 0.86 | 10.85 | 3.00 | 229,693 | 122.9 |
| Pacific Coast Oil Trust | NYSE | ROYT | 5.38 | 0.75 | 14.25 | 4.96 | 229,096 | 207.6 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 2.86 | 0.35 | 11.50 | 1.22 | 395,442 | 37.0 |
| Permian Basin Royalty Trust | NYSE | PBT | 9.40 | 0.11 | 15.33 | 8.85 | 192,287 | 438.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Vuzix Corp | OTC BB | VUZI | 5.46 | 29.69 | 6.34 | 2.10 | 1,222,721 | 61.6 |
| Infosonics Corp | NASDAQ | IFON | 1.28 | 10.34 | 4.69 | 1.06 | 149,332 | 18.4 |
| Inphi Corp | NYSE | IPHI | 19.34 | 9.02 | 19.70 | 10.87 | 1,228,523 | 717.5 |
| Vimicro International Corp | NASDAQ | VIMC | 6.51 | 6.90 | 11.79 | 1.95 | 737,302 | 155.0 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 9.82 | 5.36 | 29.34 | 8.31 | 392,726 | 249.1 |
| GigOptix Inc | NYSE | GIG | 1.22 | 5.17 | 1.89 | 0.99 | 237,974 | 40.1 |
| ChinaNet Online Holdings Inc | NASDAQ | CNET | 1.26 | 5.09 | 4.06 | 0.61 | 192,137 | 28.2 |
| Barracuda Networks Inc | NYSE | CUDA | 36.51 | 4.37 | 44.40 | 23.53 | 345,706 | 1,896.7 |
| Xunlei Ltd | NASDAQ | XNET | 8.34 | 4.25 | 16.18 | 6.56 | 166,362 | 542.2 |
| Silicon Motion Technology Corp | NASDAQ | SIMO | 26.44 | 3.61 | 28.96 | 12.92 | 1,104,275 | 891.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Energous Corp | NASDAQ | WATT | 12.16 | 6.85 | 16.44 | 7.11 | 557,661 | 150.2 |
| MicroVision Inc | NASDAQ | MVIS | 2.09 | 6.63 | 3.38 | 1.12 | 1,073,588 | 92.9 |
| Resonant Inc | NASDAQ | RESN | 12.70 | 5.83 | 12.70 | 4.93 | 161,762 | 87.7 |
| Blonder Tongue Laboratories | NYSE | BDR | 2.47 | 5.11 | 2.88 | 0.75 | 169,544 | 15.4 |
| Cleantech Solutions International Inc | NASDAQ | CLNT | 3.53 | 3.82 | 7.20 | 2.91 | 246,911 | 13.6 |
| Codexis Inc | NASDAQ | CDXS | 2.89 | 3.58 | 3.30 | 1.32 | 183,593 | 114.3 |
| SemiLEDs Corp/Taiwan | NASDAQ | LEDS | 1.16 | 3.57 | 1.66 | 0.37 | 353,891 | 33.0 |
| Covenant Transportation Group Inc | NASDAQ | CVTI | 28.74 | 3.38 | 29.47 | 7.85 | 284,433 | 506.1 |
| On Track Innovations Ltd | NASDAQ | OTIV | 1.73 | 3.29 | 5.00 | 1.53 | 347,433 | 68.7 |
| Global Ship Lease Inc | NYSE | GSL | 4.80 | 3.23 | 5.88 | 2.91 | 152,909 | 263.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Anthera Pharmaceuticals Inc | NASDAQ | ANTH | 2.27 | 29.71 | 3.79 | 1.46 | 3,708,373 | 52.1 |
| Conatus Pharmaceuticals Inc | NASDAQ | CNAT | 10.06 | 24.35 | 15.67 | 5.06 | 11,203,695 | 157.8 |
| Stereotaxis Inc | NASDAQ | STXS | 1.88 | 22.08 | 6.34 | 1.32 | 3,091,918 | 38.5 |
| Galmed Pharmaceuticals Ltd | NASDAQ | GLMD | 6.90 | 18.35 | 18.73 | 4.58 | 123,753 | 73.7 |
| uniQure B.V. | NASDAQ | QURE | 17.16 | 16.66 | 18.75 | 8.29 | 180,801 | 301.9 |
| Amedica Corp | NASDAQ | AMDA | 1.01 | 16.09 | 9.37 | 0.55 | 1,402,371 | 24.6 |
| Protalix BioTherapeutics Inc | NYSE | PLX | 2.17 | 16.04 | 5.30 | 1.71 | 1,442,970 | 202.9 |
| Acura Pharmaceuticals Inc | NASDAQ | ACUR | 0.58 | 16.00 | 2.12 | 0.41 | 596,784 | 28.3 |
| Biota Pharmaceuticals Inc | NASDAQ | BOTA | 2.85 | 15.85 | 7.07 | 2.10 | 1,543,573 | 100.0 |
| Rock Creek Pharmaceuticals Inc | NASDAQ | RCPI | 0.21 | 15.83 | 1.14 | 0.13 | 1,306,804 | 40.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CNinsure Inc | NASDAQ | CISG | 7.58 | 12.97 | 9.44 | 4.90 | 711,701 | 378.6 |
| RCS Capital Corp | NYSE | RCAP | 12.94 | 5.63 | 39.98 | 8.94 | 2,387,530 | 903.2 |
| FNFV Group | NYSE | FNFV | 12.21 | 5.17 | 13.34 | 9.61 | 1,615,783 | 1,126.7 |
| JMP Group Inc | NYSE | JMP | 8.29 | 4.94 | 8.42 | 6.00 | 212,951 | 170.4 |
| E-House China Holdings Ltd | NYSE | EJ | 8.38 | 3.97 | 16.04 | 6.86 | 3,471,838 | 1,182.2 |
| Full Circle Capital Corp | NASDAQ | FULL | 4.81 | 3.89 | 9.59 | 4.43 | 144,771 | 57.5 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 2.46 | 3.80 | 5.33 | 2.20 | 112,077 | 241.2 |
| Ashford Hospitality Prime Inc | NYSE | AHP | 17.62 | 3.10 | 18.75 | 14.17 | 130,495 | 444.6 |
| Towne Bank/Portsmouth VA | NASDAQ | TOWN | 15.77 | 2.74 | 16.70 | 12.93 | 162,605 | 808.3 |
| Arbor Realty Trust Inc | NYSE | ABR | 7.01 | 2.64 | 7.36 | 6.32 | 130,274 | 353.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Skullcandy Inc | NASDAQ | SKUL | 9.92 | 9.86 | 11.40 | 6.67 | 881,541 | 279.1 |
| CUR Media Inc | OTC BB | CURM | 0.71 | 9.23 | 3.30 | 0.60 | 102,988 | 17.4 |
| Scientific Games Corp | NASDAQ | SGMS | 13.47 | 7.93 | 17.25 | 6.97 | 1,754,768 | 1,142.6 |
| Joe’s Jeans Inc | NASDAQ | JOEZ | 0.36 | 6.91 | 1.55 | 0.30 | 145,443 | 25.0 |
| Ingles Markets Inc | NASDAQ | IMKTA | 40.90 | 6.26 | 41.63 | 21.94 | 368,202 | 828.6 |
| Del Frisco’s Restaurant Group Inc | NASDAQ | DFRG | 24.17 | 5.41 | 29.61 | 18.81 | 189,478 | 566.0 |
| Potbelly Corp | NASDAQ | PBPB | 13.85 | 5.24 | 26.37 | 10.91 | 617,653 | 401.2 |
| Pacific Sunwear of California Inc | NASDAQ | PSUN | 2.31 | 5.00 | 3.70 | 1.42 | 498,666 | 160.0 |
| Bob Evans Farms Inc/DE | NASDAQ | BOBE | 52.91 | 4.57 | 55.99 | 42.28 | 739,594 | 1,248.8 |
| Central Garden and Pet Co | NASDAQ | CENT | 9.39 | 4.45 | 10.01 | 6.00 | 116,575 | 496.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


